遏制道德风险与分配衍生产品损失的尝试——简析美国司法部对标准普尔的诉讼

发布时间：2018-04-08 18:06

  本文选题：遏制　切入点：道德　出处：《银行家》2013年03期

【摘要】：正2013年2月5日,美国司法部正式起诉标准普尔公司(SP),称标准普尔在住宅抵押贷款支持证券(RMBS)和债务抵押债券(CDOs)两类结构金融产品上存在欺诈行为。由于标准普尔对这些证券给出夸大的信用评级,歪曲了证券的真实风险,导致投资者数十亿美元的损失。其中,许多投资者为受联邦政府担保的金融机构,依据1989年的《金融机构改革、复苏和执法法案》,要求得到赔偿。诉讼还认为,标准普尔为增加收入和市场份额,
[Abstract]:On February 5, 2013, the U.S. Department of Justice formally sued Standard & Poor's for fraud in two types of structured financial products: residential mortgage-backed securities (RMBS) and collateralised debt obligations (CDOs).As Standard & Poor's inflated credit ratings on these securities, distorting the real risk of securities, investors lost billions of dollars.Many of these investors have sought compensation under the 1989 Financial institutions Reform, recovery and Enforcement Act for financial institutions guaranteed by the federal government.The lawsuit also found that Standard & Poor's, in order to increase revenue and market share,
【作者单位】： 外交学院国际经济学院;延安大学财经学院;
【分类号】：D971.2
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本文编号：1722739