实质性创新还是策略性创新？—宏观产业政策对微观企业创新的影响

发布时间：2018-03-06 23:08

本文选题：产业政策　切入点：企业创新　出处：《暨南大学》2016年硕士论文　论文类型：学位论文

【摘要】：20世纪80年代末,我国开始推行的产业政策是中国改革开放三十年来经济迅猛增长奇迹的重要原因之一。然而,随着时间的推移,特别是中共十八大以来,选择性产业政策的弊端开始显现出来,特别是其手段激进、政府干预替代市场选择、以地方保护抑制市场竞争、通过兼并新兴中小企业来发展大型企业、追求高速增长导致部分行业产能过剩等特征与当前经济发展进入新常态,亟需谋求产业转型升级的新时期新阶段不相适应。本文分析中国产业政策对企业创新行为的影响及其内部机理。研究发现,受产业政策激励的公司,专利申请显著增加,但只是非发明专利显著增加,追求“数量”而忽略“质量”;当公司预期将获得更多的政府补贴和税收优惠时,其专利申请、特别是非发明专利申请显著增加,选择性产业政策的财税手段使企业为“寻扶持”而创新。进一步对企业分组分析发现,上述现象只在国企组、非高新技术行业组中显著。这说明选择性产业政策只激励企业策略性创新,企业为“寻扶持”而增加创新“数量”,创新“质量”并没有显著提高。然而,发明专利申请的增加才能提高企业的市场价值,推动技术进步和获取竞争优势的实质性创新才能促进企业发展。
[Abstract]:At the end of 1980s, the industrial policy that our country began to carry out is one of the important reasons for the rapid economic growth miracle in the 30 years of reform and opening up in China. However, with the passage of time, especially since the 18 National Congress of the Communist Party of China (CPC), The drawbacks of the selective industrial policy began to appear, especially its radical means, government intervention in alternative market choices, local protection to curb market competition, and the development of large enterprises through mergers and acquisitions of emerging small and medium-sized enterprises. The pursuit of rapid growth has led to overcapacity in some industries, and the current economic development has entered a new normal. This paper analyzes the influence of Chinese industrial policy on the innovation behavior of enterprises and its internal mechanism. But it is only the significant increase in non-invention patents, the pursuit of "quantity" and the neglect of "quality"; and when companies expect to receive more government subsidies and tax incentives, their patent applications, especially non-invention patents, have increased significantly. The fiscal and tax means of selective industrial policy enable enterprises to innovate for "looking for support". Further analysis of enterprises' grouping shows that the above phenomenon is only in the state-owned enterprise group. This indicates that the selective industrial policy only encourages enterprises to innovate strategically, enterprises increase innovation "quantity" for "seeking support", and innovation "quality" does not improve significantly. The increase of patent application for invention can improve the market value of enterprises, promote technological progress and substantial innovation to obtain competitive advantage to promote the development of enterprises.
【学位授予单位】：暨南大学
【学位级别】：硕士
【学位授予年份】：2016
【分类号】：F120;F273.1;F279.2

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