实现生态补偿的金融工具研究

发布时间：2018-02-10 09:12

本文关键词： 生态补偿生态金融金融工具创新　出处：《昆明理工大学》2017年硕士论文　论文类型：学位论文

【摘要】：生态补偿项目建设是我国生态脆弱地区进行生态治理和生态环境恢复的一个重要组成部分。党的十八大把生态文明建设放在突出地位,并明确指出建立健全生态补偿机制,是建设生态文明的重要制度保障。虽然截至目前生态补偿治理取得了一定的成果,但仍任重而道远。生态补偿的资金需求与供给之间的差距成为生态补偿项目建设发展的主要阻碍。传统的补偿途径已经不能满足经济发展的需要,生态补偿途径必须做出创新。在目前生态补偿途径的分析中政府途径的纵向转移支付以及横向转移占据很大比例,生态金融的功能没有被充分利用起来。笔者从目前已经存在的金融工具出发,探究可用于生态补偿领域的金融工具类型,结合具体的案例分析金融工具对生态补偿的作用。本文首先对国内外生态补偿以及生态金融的理论研究做出梳理总结,在此基础上分析了当前政府途径以及市场途径补偿的现状以及存在的问题,随后对金融途径的补偿做出可行性和必要性的分析。随后介绍金融工具的类型,在此基础上选择特定的创新工具解决生态补偿所面临的问题。接着结合大理洱海案例分析上述金融工具在具体案例中的应用。最后结合PPP模式探讨出洱海流域生态补偿的运营模式。文章最后从健全碳交易市场、加强政策支持以及人才建设等方面提出相关建议。
[Abstract]:The construction of ecological compensation project is an important part of ecological management and ecological environment restoration in China's ecologically fragile areas. The Party's 18 major ecological civilization construction is placed in a prominent position, and it is pointed out clearly that the establishment and improvement of ecological compensation mechanism. Is an important institutional guarantee for the construction of ecological civilization. Although up to now, some achievements have been made in ecological compensation and governance. However, there is still a long way to go. The gap between the demand for funds and the supply of ecological compensation has become a major obstacle to the development of ecological compensation projects. The traditional ways of compensation can no longer meet the needs of economic development. The ecological compensation path must be innovated. In the analysis of the ecological compensation path, the vertical transfer payment and the horizontal transfer of the government approach occupy a large proportion. The function of ecological finance has not been fully utilized. Based on the existing financial instruments, the author explores the types of financial instruments that can be used in the field of ecological compensation. Combined with specific cases to analyze the role of financial instruments on ecological compensation. Firstly, this paper summarizes the theoretical research of ecological compensation and ecological finance at home and abroad. On this basis, the paper analyzes the current situation and existing problems of government and market compensation, and then analyzes the feasibility and necessity of financial compensation. Then it introduces the types of financial instruments. On the basis of this, special innovative tools are selected to solve the problems of ecological compensation. Then the application of the above mentioned financial instruments in specific cases is analyzed with the case of Dali Erhai Lake. Finally, combining with the PPP model, the paper discusses the ecological problems of Erhai Lake Basin. Finally, from the sound carbon trading market, Strengthen policy support and talent construction and other aspects of the relevant recommendations.
【学位授予单位】：昆明理工大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：F832;X196

【参考文献】