FRAND准则视角下标准必要专利的许可定价方法研究
发布时间：2018-08-15 17:54
【摘要】：伴随着经济全球化的深入发展以及技术创新速度的加快,专利技术与标准日益融合,围绕标准必要专利的争端和诉讼也日益增多,而这些争端和诉讼的核心问题均直指标准必要专利及其合理的许可价格。作为一个新兴领域,很多重要问题有待系统深入研究,讨论FRAND准则视角下标准必要专利的许可定价方法有利于知识产权争端的解决,科学应对知识产权许可制度带来的挑战,有助于我国创新驱动发展战略的实施。论文以专利价值评估理论和利益均衡理论为指导,利用文献研究、专利情报检索与分析、多案例研究、经济学模型等方法对FRAND准则视角下标准必要专利的许可定价问题进行了系统研究。首先,对标准必要专利FRAND许可定价的相关理论进行了阐述,然后梳理了标准必要专利的形成过程,并利用专利情报检索对涉案标准必要专利的统计特征进行了分析;第三,根据利益均衡理论构建了标准必要专利FRAND许可的具体原则;第四,根据法庭实践中的9个案例进行多案例研究,提取影响许可定价的关键因素以及许可定价路径;第五,扩展了Swanson-Baumol模型,并应用到三个组件下标准必要专利的许可定价;最后,根据研究发现,从政府、法院、标准制定组织、企业等不同层面分别提出标准必要专利在FRAND准则下进行许可定价的对策建议。论文研究的主要贡献有:(1)对标准必要专利的统计特征进行了识别;(2)明确了在FRAND准则下进行标准必要专利的许可应该基于利益均衡理论满足的3个具体的原则;(3)识别了标准必要专利许可的主要影响因素和定价路径、方法,提出了标准必要专利FRAND许可的3条路径;(4)分别针对政府、标准制定组织、法院、企业等不同主体提出实践层面的建议。
[Abstract]:With the further development of economic globalization and the acceleration of technological innovation, patent technology and standards are increasingly integrated, and disputes and litigation around the necessary patents of standards are increasing day by day. The core issues of these disputes and lawsuits are the standard necessary patents and their reasonable licensing prices. As a new field, many important issues need to be studied systematically. It is beneficial to solve intellectual property disputes by discussing the licensing pricing method of standard necessary patents from the perspective of FRAND, and to meet the challenge of intellectual property licensing system scientifically. It is helpful for the implementation of innovation-driven development strategy in China. Guided by the theory of patent value evaluation and the theory of balance of interests, the thesis uses literature research, patent information retrieval and analysis, and multi-case studies. This paper systematically studies the licensing pricing of standard essential patents from the perspective of FRAND criterion by means of economic models. First of all, the relevant theory of standard essential patent FRAND license pricing is expounded, then the formation process of standard essential patent is combed out, and the statistical characteristics of standard essential patent are analyzed by patent information retrieval. According to the theory of equilibrium of interests, this paper constructs the specific principles of standard essential patent FRAND license. Fourthly, according to 9 cases in court practice, it carries out multi-case studies to extract the key factors that affect licensing pricing and the path of licensing pricing. Extended the Swanson-Baumol model and applied to the licensing pricing of standard essential patents under three components; finally, according to the study, from the government, courts, standard-setting organizations, Enterprises and other different levels respectively put forward the standard necessary patents under the FRAND guidelines for licensing pricing countermeasures. The main contributions of this paper are as follows: (1) the statistical characteristics of standard essential patents are identified; (2) the three specific principles that the licensing of standard essential patents under the FRAND criterion should be satisfied based on the theory of equilibrium of interests; (3) the recognition of the three specific principles which should be satisfied by the theory of equilibrium of interests; The main influencing factors and pricing path of the standard necessary patent license, Methods: three paths of FRAND license for standard necessary patent are put forward. (4) suggestions on practice are put forward for different subjects such as government, standard-setting organization, court, enterprise and so on.
【学位授予单位】：天津大学
【学位级别】：硕士
【学位授予年份】：2016
【分类号】：D923.42;D997.1
本文编号：2184970
[Abstract]:With the further development of economic globalization and the acceleration of technological innovation, patent technology and standards are increasingly integrated, and disputes and litigation around the necessary patents of standards are increasing day by day. The core issues of these disputes and lawsuits are the standard necessary patents and their reasonable licensing prices. As a new field, many important issues need to be studied systematically. It is beneficial to solve intellectual property disputes by discussing the licensing pricing method of standard necessary patents from the perspective of FRAND, and to meet the challenge of intellectual property licensing system scientifically. It is helpful for the implementation of innovation-driven development strategy in China. Guided by the theory of patent value evaluation and the theory of balance of interests, the thesis uses literature research, patent information retrieval and analysis, and multi-case studies. This paper systematically studies the licensing pricing of standard essential patents from the perspective of FRAND criterion by means of economic models. First of all, the relevant theory of standard essential patent FRAND license pricing is expounded, then the formation process of standard essential patent is combed out, and the statistical characteristics of standard essential patent are analyzed by patent information retrieval. According to the theory of equilibrium of interests, this paper constructs the specific principles of standard essential patent FRAND license. Fourthly, according to 9 cases in court practice, it carries out multi-case studies to extract the key factors that affect licensing pricing and the path of licensing pricing. Extended the Swanson-Baumol model and applied to the licensing pricing of standard essential patents under three components; finally, according to the study, from the government, courts, standard-setting organizations, Enterprises and other different levels respectively put forward the standard necessary patents under the FRAND guidelines for licensing pricing countermeasures. The main contributions of this paper are as follows: (1) the statistical characteristics of standard essential patents are identified; (2) the three specific principles that the licensing of standard essential patents under the FRAND criterion should be satisfied based on the theory of equilibrium of interests; (3) the recognition of the three specific principles which should be satisfied by the theory of equilibrium of interests; The main influencing factors and pricing path of the standard necessary patent license, Methods: three paths of FRAND license for standard necessary patent are put forward. (4) suggestions on practice are put forward for different subjects such as government, standard-setting organization, court, enterprise and so on.
【学位授予单位】：天津大学
【学位级别】：硕士
【学位授予年份】：2016
【分类号】：D923.42;D997.1
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1 靳鹏霄;FRAND准则视角下标准必要专利的许可定价方法研究[D];天津大学;2016年
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