欧美碳金融市场发展分析

发布时间：2018-01-31 11:11

本文关键词： 碳金融市场发展分析推动因素制约因素　出处：《吉林大学》2012年硕士论文　论文类型：学位论文

【摘要】：碳金融市场是基于碳市场发展起来的新型金融市场。这个市场自出现就以惊人的速度发展壮大，目前世界碳金融市场年交易额已经突破1400亿美元。碳金融市场是顺应低碳经济发展路线而出现的金融市场，，它服务于温室气体排放权交易市场，帮助国家和企业以较为理想的成本实现温室气体减排目标。同时还促进了低碳技术在市场所及的范围内传播。可以说发展碳金融市场的社会意义和经济意义都是巨大的。由于欧盟和美国的碳金融市场以不同的组织方式形成和发展，于是这两个碳金融市场发展现状的鲜明差别对于中国发展碳金融市场有着很大借鉴意义。本文在明确写作目的之后，绪论部分对国内外相关研究做了概述。正文部分先对碳金融市场做了一般性分析。从碳金融市场的定义着手，并明晰了碳金融市场与碳市场、碳金融两者的关系。然后对碳金融市场理论基础做了陈述，并将碳金融市场的组成元素与传统金融市场的组成元素进行了比较。比较主要涉及市场主体、交易平台、交易工具、交易方式几方面，并结合这些一般性分析概括了碳金融市场的功能。在论文的第三章和第四章中，对欧盟和美国碳金融市场分别进行了分析。在分析方式上采用展开式分析，对欧盟和美国碳金融市场的交易体系、交易平台、国家政策法规指引、市场主要参与主体四大方面进行了展开分析。在交易体系方面阐述了交易体系的组织方式和发展规划。在交易平台方面介绍了交易平台的作用并做了实例列举。在国家政策法规指引方面，列举了欧盟和美国为推动碳金融市场发展而推行的政策或法令。在市场主要参与主体方面，运用概述和举例相结合的方法重点介绍了欧美碳金融市场的金融主体，如银行、基金、保险公司。根据以上四大方面的分析，在第三章和第四章结尾分别作了欧盟、美国碳金融市场发展情况总结并对两者进行了比较。论文的第五部分探讨了欧盟、美国碳金融市场发展的推动因素、制约因素，同时还对两个碳金融市场的前景做了展望。在欧美碳金融市场发展动因上，笔者总结了国家政策法规导向、世界银行集团的作用以及金融机构的推动三大因素。在制约欧美碳金融市场发展的因素方面，总结了碳金融市场外部和内部两个制约因素：全球经济环境和市场风险监管。最后，结合欧盟和美国碳金融市场发展情况和发展势头对两者的未来做了展望。论文最后一章，先简述了中国碳金融市场实践情况和存在的不足，然后总结欧美经验对中国的启示。
[Abstract]:The carbon financial market is a new type of financial market based on the carbon market, which has grown at an alarming rate since its emergence. At present, the annual trading volume of the world carbon financial market has exceeded 140 billion US dollars. The carbon financial market is a financial market that follows the development route of low-carbon economy and serves the greenhouse gas emission trading market. At the same time, it also promotes the spread of low-carbon technology within the scope of the market. It can be said that the social and economic significance of the development of carbon finance market is the social and economic significance of the development of carbon finance market. Huge. Because the carbon financial markets of the European Union and the United States are formed and developed in different organizational ways. So the sharp difference between the two carbon financial markets has great significance for China to develop carbon finance market. After clarifying the purpose of this paper, the introduction part of the domestic and foreign related studies have been summarized. The text of the first part of the carbon financial market to make a general analysis. From the definition of the carbon financial market. The relationship between carbon financial market, carbon market and carbon finance is clarified. Then the theoretical basis of carbon financial market is stated. The composition of carbon financial market is compared with that of traditional financial market. The comparison mainly involves market main body, trading platform, trading tools and trading methods. In the third and 4th chapters of the paper, the European Union and the United States carbon financial markets are analyzed, respectively. In the way of analysis, the expansion analysis is adopted. The trading system, trading platform and national policies and regulations of the European Union and the United States carbon financial market. Four major aspects of the main market participants are analyzed. The organization mode and development plan of the trading system are expounded. The role of the trading platform is introduced and an example is given. In terms of national policies and regulations. Listed the European Union and the United States to promote the development of carbon finance market policies or decrees. The paper mainly introduces the financial main body of carbon financial market in Europe and America, such as bank, fund and insurance company, according to the analysis of the above four aspects. At the end of chapter three and chapter 4th, the author summarizes and compares the development of carbon financial market in EU and USA respectively. Part 5th of this paper discusses the driving factors of the development of carbon financial market in EU and USA. At the same time, the prospect of the two carbon financial markets is prospected. In Europe and the United States, the development of carbon finance market motivation, the author summarized the national policies and regulations. The role of the World Bank Group and the promotion of financial institutions in Europe and the United States in the development of carbon financial market factors. Summarized the carbon financial market external and internal constraints: the global economic environment and market risk supervision. Finally. Combined with the European Union and the United States carbon financial market development and development momentum of the future of the two made a prospect. The last chapter of the paper briefly describes the carbon financial market in China and the shortcomings of the practice. Then summarizes the European and American experience to China's enlightenment.
【学位授予单位】：吉林大学
【学位级别】：硕士
【学位授予年份】：2012
【分类号】：X196;F831.5

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