基于TH的大学、产业、政府关系研究

发布时间：2019-05-17 12:39

【摘要】： TH(Triple Helix)即“三重螺旋”，它是大学、产业、政府三方面合作关系发展至今的最佳形态和结构。探究基于TH的三方合作关系的实质和内涵，揭示其发展演变的内部规律，对于建设国家创新系统，提升国家的国际竞争力具有重要意义。本文沿着“一生二、二生三，三生复杂(万物)”的思路，先考察合作三方面的单个主体，到主体间双边关系，再到其三重螺旋关系。结合发达国家／区域的实践经验与前人已有的理论工作，本文深入研究了网络时代的三方合作主题，主要贡献有：给出大学—产业—政府三重螺旋体的内部结构和图式谱系；指出国内“产学研”缺陷与纰漏，明晰了“官产学”的应对与使命；最后运用TH算法和科学计量、网络计量手段实现了一个有关中国三重螺旋模型的定量分析，并与其他典型的国家／地区三重螺旋作出比较，得到若干有价值的结论。全文分为八章。其篇章结构安排为：第一章为引言，界定研究主体、凸现研究问题、考察研究背景，并给出研究的方法与论文的框架。第二章和第三章，在追溯大学、产业、政府各行为主体的历史源起、变迁发展以及现实状况后，探查考量了其两者之间所形成的双边关系，为进一步研究其三重螺旋关系铺下起点基石。第四章介绍了美国、日本、欧盟等主要发达国家／区域在大学、企业和政府一起致力于促进经济发展、学术研究、知识拓展、技术开发等方面的的先进实践和成功经验。第五章阐述了基于知识的国家创新系统、后洪堡模式，以及与它们相平行的TH模型系统——三重螺旋体，详细评述了TH类型及其最新国际研究动态。第六章运用TH模型理论对第四章提供的案例挖掘梳理后，发现并给出了：构成大学—政府—产业三重螺旋体的完整板块配基和键链组合，作为“基因型”外在表达的一些“现象型”属类以及由它们所构成的图式谱系。在引入一个转接变换作为过渡后，介绍了TH算法、科学计量、网络计量及其具体应用，并对一些国家或区域组织所表现出来的某些TH特征进行了比较研究。第七章研究基于TH的中国的大学一产业一政府关系。以中国大学的成长、高技术产业的发展和政府职能的转变为抓手，在简单分析了中国国家创新系统后，，剖析并指出了“产学研”的理念的疏忽与纸漏，给出能与国际对话的“官产学”协同模式。最后，对中国个案作出TH算法的模型分析，并给出了相应结论。第八章归纳了本文的贡献性结论，对进一步的研究作出展望。
[Abstract]:TH (Triple Helix) is the "triple helix", which is the best form and structure of the cooperative relationship among universities, industries and governments so far. It is of great significance to explore the essence and connotation of the tripartite cooperative relationship based on TH and reveal the internal law of its development and evolution in order to build a national innovation system and enhance the international competitiveness of the country. In this paper, following the idea of "one student, two students, two students and three students", this paper first examines the single subject in the three aspects of cooperation, to the bilateral relationship between the subjects, and then to its triple spiral relationship. Combined with the practical experience of developed countries / regions and the previous theoretical work, this paper deeply studies the theme of tripartite cooperation in the network age, the main contributions are as follows: the internal structure and schema pedigree of the university-industry-government triple helix are given; This paper points out the defects and shortcomings of "industry, university and research" in China, and clarifies the response and mission of "official industry and research". Finally, using TH algorithm and scientific measurement, a quantitative analysis of China's triple helix model is realized by means of network measurement, and compared with other typical countries / regions, some valuable conclusions are obtained. The full text is divided into eight chapters. The structure of the text is arranged as follows: the first chapter is the introduction, which defines the main body of the study, highlights the research problems, investigates the research background, and gives the research methods and the framework of the paper. In the second and third chapters, after tracing back to the historical origin, change and development and realistic situation of the various actors of the university, industry and government, the bilateral relations formed between the two are explored and considered. In order to further study the triple helix relationship, the cornerstone of the starting point is laid. The fourth chapter introduces the advanced practice and successful experience of the United States, Japan, the European Union and other major developed countries / regions in universities, enterprises and governments to promote economic development, academic research, knowledge expansion, technology development and so on. In chapter 5, the national innovation system based on knowledge, the post-Humboldt model and the TH model system parallel to them, the triple helix, are described in detail, and the types of TH and its latest international research trends are reviewed in detail. In the sixth chapter, we use TH model theory to mine and sort out the cases provided in the fourth chapter, and find and give the complete plate ligand and bond chain combination which constitute the university-government-industry triple helix. As the external expression of "genotypic", some "present type" genus and the schema pedigree composed of them. After introducing a switching transformation as a transition, this paper introduces TH algorithm, scientific measurement, network metrology and its concrete application. Some TH characteristics of some countries or regional organizations are compared and studied. The seventh chapter studies the university-industry-government relationship in China based on TH. Starting with the growth of Chinese universities, the development of high-tech industries and the transformation of government functions, after a brief analysis of China's national innovation system, This paper analyzes and points out the negligence and paper leakage of the concept of "industry-university-research", and gives the cooperative mode of "official industry and science" which can communicate with the international community. Finally, the model analysis of TH algorithm is made for Chinese cases, and the corresponding conclusions are given. The eighth chapter summarizes the contribution conclusions of this paper and looks forward to further research.
【学位授予单位】：浙江大学
【学位级别】：博士
【学位授予年份】：2003
【分类号】：F062.9;F015

【引证文献】