生产率增长测算方法的系统研究

发布时间：2019-06-13 12:05

【摘要】： 生产率增长是经济增长之源，对生产率增长测算方法的研究具有重要意义。在本文之前，国内外关于生产率问题的研究浩如烟海，但较少有从综合的、系统的角度对生产率增长测算方法进行的专门研究。本文定位于生产率增长测算的应用方法的研究，在全面考察各种生产率增长测算方法的基础上，对这些建立在不同测算思想基础上的方法进行了梳理、归类、剖析、点评，对各种方法之间的异同进行了比较，概括了生产率增长测算的方法体系，考察了生产率增长测算工作中通常会遇到的两个综合悖论，探讨了生产率增长测算与SNA的结合。总的来说，本文的研究注重引入新资料、提出新观点、从新的角度对问题进行新探索，在确保方法体系完善的前提下，从综合的、系统的角度研究生产率增长测算方法。论文的主要内容分为五章。第一章介绍本课题研究的背景、意义和特点，对研究过程涉及的几对相关概念进行了界定。这是生产率增长测算方法研究的起点。作为论文的主体部分，第二、三、四、五章对生产率增长测算方法进行了系统研究。根据各种方法测算生产率增长的背景、思想、理论发展成熟程度及在实践中的应用情况，，生产率增长测算方法可分为主流方法和其它方法两大类，其中主流方法又分为经济计量学方法和非参数方法两类。本文第二章研究生产率增长测算的经济计量学方法，其中介绍了国内外研究和实践中应用均比较广泛的生产函数法和随机边界分析法，并引入了半参数方法、工具变量法等几种目前国内很少用于生产率增长测算的方法。第三章是对非参数生产率增长测算方法的研究，着重对数据包络分析法、指数法、基于Malquist生产率指数的边界分析法、增长核算法进行了系统分析。第四章研究生产率增长测算的其它方法，主要考察了普通最小二乘法、原子论方法、投入产出法、指数体系因素分析法、增长曲线模型法在生产率增长测算中的应用，并在对这些方法进行剖析的基础上，对前人研究进行补充。第五章是对生产率增长测算方法的系统考察，站在更高的角度认识生产率增长测算问题：这一章的内容分为三节，包括生产率增长测算方法的比较和分析、生产率综合悖论问题、生产率增长测算与SNA。这一章既是生产率增长测算方法论研究的不可分割部分，也是第二、三、四章内容的进一步概括和升华。
[Abstract]:Productivity growth is the source of economic growth, so it is of great significance to study the measurement method of productivity growth. Before this paper, there are a lot of studies on productivity at home and abroad, but there are few special studies on the measurement methods of productivity growth from a comprehensive and systematic point of view. This paper aims at the research of the application methods of productivity growth measurement, and on the basis of comprehensive investigation of various productivity growth measurement methods, combs, classifies, analyzes, comments on these methods based on different calculation ideas, compares the similarities and differences among various methods, and summarizes the method system of productivity growth measurement. This paper investigates two comprehensive paradoxes that are usually encountered in the measurement of productivity growth, and probes into the combination of productivity growth measurement and SNA. Generally speaking, this paper focuses on introducing new data, puts forward new viewpoints, explores the problem from a new point of view, and studies the measurement method of productivity growth from a comprehensive and systematic point of view on the premise of ensuring the perfection of the method system. The main content of the paper is divided into five chapters. The first chapter introduces the background, significance and characteristics of this research, and defines several related concepts involved in the research process. This is the starting point of the research on the measurement method of productivity growth. As the main part of the paper, the second, third, fourth and fifth chapters systematically study the measurement method of productivity growth. According to the background, thought, maturity of theoretical development and application in practice, productivity growth measurement methods can be divided into two categories: mainstream methods and other methods, among which the mainstream methods are divided into econometric methods and nonparametric methods. In the second chapter, the econometric method of productivity growth measurement is studied, in which the production function method and stochastic boundary analysis method, which are widely used in domestic and foreign research and practice, are introduced, and several methods, such as semi-parameter method and tool variable method, which are rarely used in productivity growth measurement at present, are introduced. The third chapter is the research on the measurement method of nonparametric productivity growth, focusing on the data envelopment analysis method, index method, boundary analysis method based on Malquist productivity index, growth kernel algorithm. The fourth chapter studies other methods of productivity growth measurement, mainly investigates the application of common least square method, atomic theory method, input-output method, exponential system factor analysis method and growth curve model method in productivity growth measurement, and supplements the previous studies on the basis of the analysis of these methods. The fifth chapter is a systematic investigation of productivity growth measurement methods, from a higher point of view to understand the problem of productivity growth measurement: the content of this chapter is divided into three sections, including the comparison and analysis of productivity growth measurement methods, productivity comprehensive paradox, productivity growth measurement and SNA.. This chapter is not only an inseparable part of the research of productivity growth measurement methodology, but also the further summary and sublimation of the second, third and fourth chapters.
【学位授予单位】：东北财经大学
【学位级别】：博士
【学位授予年份】：2007
【分类号】：F061.2;F224

【引证文献】