战略地区主义与东亚地区战略安排背后的政治因素：新型大国政治中的经济—政治关系

发布时间：2017-10-01 15:10

  本文关键词：战略地区主义与东亚地区战略安排背后的政治因素：新型大国政治中的经济—政治关系

  更多相关文章： 硬制度 制度政治 新型大国政治(NTGPP) 现实制度主义 软制度 战略制度主义 战略地区主义

【摘要】：本论文的关键目标是考察东亚地区新型大国政治(NTGPP)的演变发展。这种新型大国政治主要体现为战略地区主义与制度政治的发展。东亚地区各类自由贸易架构的政治性与安全性目的凸显,意在达成不同大国的地缘战略与地缘政治目的／动机,战略地区主义就是在这种趋势下产生的。而东亚地区制度政治具体表现为如下两方面：(1)制度内或“微观制度政治”层次(2)制度间或“宏观制度政治”层次。本文中涉及的制度概念分为(a)“软”制度或(b)“硬”制度。软制度包括地区的与多边的自由贸易协议、国际机制、国际论坛与特设工作组；硬制度包含国际金融机构与高制度化程度和(或)以地区一体化为目标的正式国际组织。各类制度与制度政治都强调了国际关系中,尤其是大国战略与地缘政治竞争背景下政治与经济密不可分的联系。此外,目前致命性军事武器系统技术水平不断取得进步,使其不仅成为威慑和限制战争的有效手段,同时也成为了一种“牵制性力量”,使战略竞争扩展到国际政治的其他领域。因此,可以说除了天空、陆地、海洋、太空、网络空间这五个维度外,“制度空间”逐渐成为战略竞争的“第六维度”。本文将展开以下研究：(1)以“现实制度主义”作为本研究的整体理论框架；(2)东盟(ASEAN)作为东亚不可或缺的行为体在东亚地区事务与制度结构中的战略作用；(3)中国崛起以及中国主导的东亚制度的战略动因；(4)美国亚洲再平衡战略(R2A)与美国主导的东亚制度的战略原理；(5)东亚制度政治中的地缘经济、地缘政治与地缘战略。最后本文通过厘清在哪些领域和制度中新兴大国政治得到最多体现并得出结论,然后对东亚地区一体化的轨道和制度结构做出政治展望。
【关键词】：硬制度 制度政治 新型大国政治(NTGPP) 现实制度主义 软制度 战略制度主义 战略地区主义
【学位授予单位】：山东大学
【学位级别】：博士
【学位授予年份】：2016
【分类号】：D831
【目录】：

• 摘要8-9
• ABSTRACT9-15
• Ⅰ. CHAPTER 1:INTRODUCTION15-37
• 1.1 Significance of the Research15-20
• 1.1.1 The Porosity of Power and Systemic Evolution15-16
• 1.1.2 The Post-War Eras and European Model of Integration16-19
• 1.1.3 American Dominance and Nationalism19-20
• 1.2 Literature Review20-33
• 1.2.1 The Changing Global Balance of Power20-22
• 1.2.2 The Decline of the West and Rise of the East?22-24
• 1.2.3 East Asia and the Development of Asian Regionalism24-27
• 1.2.4 Power Politics in East Asia27-30
• 1.2.5 United States-China Relations30-33
• 1.3 Research Strategy and Design33-37
• 1.3.1 Research Hypotheses and Variables34
• 1.3.2 Plan of the Paper (Scope and Delimitations of Study)34-37
• Ⅱ. CHAPTER 2:INTEGRATED THEORETICAL FRAMEWORK (REALISTINSTITUTIONALISM)37-70
• 2.1 The Realist School of Thought and the Centrality of Power37-43
• 2.2 The Liberal School of Thought and Materiality of Institutions43-45
• 2.3 The Nexus Between Politics (Security) and Economics45-50
• 2.4 Realist Institutionalism:Institutional Discord Under Anarchy50-56
• 2.4.1 The False Promise of Idealist Rhetoric54-55
• 2.4.2 Key Assumptions of Realist Institutionalism55-56
• 2.5 Definition of Terms and Conceptual Framework56-59
• 2.5.1 Regionalism56-58
• 2.5.2 Strategic Theory58
• 2.5.3 Strategic Regionalism and Strategic Institutionalism58-59
• 2.6 Neo-Institutional Types and Institutional Dynamics59-60
• 2.7 Institutional Politics60-65
• 2.7.1 Intra-Institutional Politics61-62
• 2.7.2 Inter-Institutional Politics62-65
• 2.8 The New Type of Great Power Politics/ "Neopolitik"65-70
• Ⅲ. CHAPTER 3:THE STRATEGIC ROLE OF ASEAN IN EAST ASIANREGIONAL INTEGRATION AND INSTITUTIONAL ARCHITECTURE70-98
• 3.1 East Asian Region and Institutional Evolution70-75
• 3.1.1 East Asian Context70-72
• 3.1.2 East Asian Institutional Evolution72-75
• 3.2 The Prospects and Latent Power of ASEAN75-84
• 3.2.1 The Primordial Functions of ASEAN78-80
• 3.2.2 The ASEAN Way and Institutional Dynamics of ASEAN80-82
• 3.2.3 Institutional Challenges of ASEAN82-84
• 3.3 ASEAN Soft Institutions84-92
• 3.3.1 ASEAN Defense Ministerial Meeting (ADMM)84-85
• 3.3.2 ADMM-Plus (ADMM+)85-86
• 3.3.3 ASEAN Plus Three (APT)86-87
• 3.3.4 ASEAN Regional Forum (ARF)87-89
• 3.3.5 East Asia Summit (EAS)89-90
• 3.3.6 Regional Comprehensive and Economic Partnership (RCEP)90-92
• 3.4 ASEAN's Regional Engagement and Institutional-Building Strategies92-98
• Ⅳ. CHAPTER 4:CHINA'S RISE AND THE STRATEGIC RATIONALE OFCHINESE-LED INSTITUTIONS IN EAST ASIA98-127
• 4.1 China's Rise and Contemporary Status98-101
• 4.2 China's Vision and Ambitions101-103
• 4.3 China's Foreign Policy Philosophy and Strategy103-115
• 4.3.1 China's Diplomatic and Regional Engagement Strategy106-113
• 4.3.2 China's Institutional Strategy113-115
• 4.4 China's Soft Institutions115-124
• 4.4.1 One Belt One Road (OBOR) Initiative115-120
• 4.4.2 Free Trade Area of Asia and the Pacific (FTAAP)120-121
• 4.4.3 Conference on Interaction and Confidence Building Measures in Asia (CICA)121-122
• 4.4.4 Xiangshan Forum122-123
• 4.4.5 Boao Forum for Asia (BFA)123-124
• 4.5 China's Hard Institution (AIIB)124-127
• Ⅴ. CHAPTER 5:THE U.S. REBALANCE TO ASIA AND THE STRATEGICTHEORY OF U.S.-LED INSTITUTIONS IN EAST ASIA127-157
• 5.1 U.S. Global Preeminence and Dominance127-129
• 5.2 US Foreign Policy Strategy and Philosophy129-131
• 5.3 The US Rebalance/Pivot (R2A/P2A) to Asia131-136
• 5.4 American Soft Institutions136-154
• 5.4.1 The US Alliance Institution (USAI)136-148
• Formal US Allies138-142
• Security Partners142-143
• Trilaterals143-144
• Informal Trilaterals144-145
• Centrality of Interests145-146
• Importance of the South China Sea146-148
• 5.4.2 The Trans-Pacific Partnership (TPP)148-154
• 5.5 American-Japanese Hard Institution (Asian Development Bank)154-157
• Ⅵ. CHAPTER 6:THE GEOECONOMICS, GEOPOLITICS, AND GEOSTRATEGYOF INSTITUTIONAL POLITICS IN EAST ASIA157-193
• 6.1 Great Power Strategic Competition157-167
• 6.1.2 US-China Strategic Competition162-166
• 6.1.3 China-Japan Strategic Competition166-167
• 6.2 ASEAN in the New Type of Great Power Politics167-170
• 6.3 Soft Intra-Institutional Politics170-175
• 6.3.1 ASEAN Ministerial Meeting (AMM)170-171
• 6.3.2 ADMM-Plus (ADMM+)171-172
• 6.3.3 APEC172-173
• 6.3.4 ASEAN Regional Forum (ARF)173-174
• 6.3.5 East Asia Summit (EAS)174-175
• 6.4 Hard Intra-Institutional Politics (ASEAN)175-176
• 6.5 Soft Inter-Institutional Politics176-188
• 6.5.1 US Alliance Institution (USAI) vs. China's OBOR176-178
• 6.5.2 Northeast Asian Trilaterals178
• 6.5.3 TPP vs. FTAAP/RCEP178-185
• 6.5.4 SLD vs. CICA/Xiangshan Forum vs. ADMM+/ARF185-188
• 6.6 Hard Inter-Institutional Politics (AIIB vs. ADB)188-193
• Ⅶ. CHAPTER 7:CONCLUSION/FINDINGS193-212
• 7.1 Analytical Synopsis194-201
• 7.2 New Type of Great Power Politics in East Asia201-207
• 7.3 Affirmation of Realist Institutionalism207-209
• 7.4 Political Forecast209-212
• 7.4.1 Regional Integration209-210
• 7.4.2 Regional Institutional Architecture210-212
• Ⅸ. APPENDICES212-218
• Figure 1. China's Silk Road Push212-213
• Figure 2. The Six Economic Corridors of the Belt and Road213
• Figure 3. China's Import Transit Routes and Maritime Chokepoints213-214
• Figure 4. Trade Routes and Straits214
• Figure 5. South China Sea LNG Flows214-215
• Figure 6. Trade Flows in Asia215
• Figure 7. TPP and RCEP membership215-216
• Figure 8. Asian Military Budgets216
• Figure 9. Asian Military Personnel in Asia216-217
• Figure 10. US Military Personnel in East Asia217
• Figure 11. Trade and Resource in the Indian Ocean217-218
• Ⅹ. REFERENCES218-242
• Ⅺ. ACKNOWLEDGEMENT242-244
• 学位论文评阅及答辩情况表244

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