基于专利和论文互引的科学—技术关联研究

发布时间：2018-04-19 18:49

本文选题：基础研究 + 技术创新　；参考：《华中师范大学》2017年硕士论文

【摘要】：在当前创新驱动发展战略的大背景下,科学与技术两者共同推动了产业的发展,科学与技术之间并不是简单的直线型关系,探讨科学与技术的关联,更好地作用于产业发展,显得尤为重要。近年来大量学者从引文分析的角度研究科学-技术的关系,以专利引用的非专利引文为基础,探究科学对技术的推动作用。本文主要以专利和论文互引方法为切入点,挖掘科学-技术之间的关联及相互影响,为科学和技术的发展提供有利建议,加强科学与技术之间的进一步合作。本文在充分阅读和调研前人研究的基础上,首先从内涵、功能等方面对专利引文、论文引文和科学技术关联的基础理论进行了阐述,并引入对应的指标。然后制定了基于专利和论文互引的科学-技术关联研究方法的具体实施方案,本研究中选取了 USPTO和WOS两个权威数据库作为数据源,以2005年-2016年间单克隆抗体领域申请的6068件专利和发表的47709篇论文的引文作为本文的研究对象。其次,探索基于专利引文,对科学-技术的关联情况进行介绍,引入关联度、生命周期等指标,然后详细分析专利引用的SCI论文。再次,基于论文引文对科学-技术关联情况进行介绍,引入关联度、生命周期等指标,对论文引用的专利进行具体分析。最后,对两个不同角度科学技术关联情况进行对比,根据得到的结果提出相应的建议。研究结果表明单抗领域基础研究具有较为明显的技术推动力,技术创新具有一定的科学影响力,但是效果较小。基础研究水平、技术创新能力呈现出区域分布不均现象。建议基础研究水平、技术创新能力薄弱的国家,一方面应加强对基础研究的投入强度,另一方面政府需要思考从政策、经济等多方面提升基础研究向科技创新的转化率,尤其是将公共科研机构的大量研究成果高效地转化为技术发明,增强技术科学之间的关联,促进产业更好更快的发展。
[Abstract]:Under the background of the current innovation-driven development strategy, science and technology both promote the development of industry, science and technology is not a simple linear relationship between science and technology, to explore the relationship between science and technology, better role in industrial development, It is especially important. In recent years, a large number of scholars have studied the relationship between science and technology from the perspective of citation analysis, and explored the role of science in promoting technology on the basis of non-patent citations cited by patents. This paper mainly takes patent and paper citation method as the breakthrough point, excavates the relation and the mutual influence between science and technology, provides beneficial suggestions for the development of science and technology, and strengthens the further cooperation between science and technology. On the basis of fully reading and investigating the previous studies, this paper first expounds the basic theories of patent citation, paper citation and science and technology from the aspects of connotation and function, and introduces corresponding indexes. Then, the implementation scheme of science-technology correlation research method based on patent and paper citation is made. In this study, two authoritative databases, USPTO and WOS, are selected as data sources. A total of 6068 patents and 47709 citations of published papers from 2005 to 2016 in the field of monoclonal antibodies were used as the research object. Secondly, based on patent citation, this paper introduces the relationship between science and technology, introduces correlation degree, life cycle and so on, and then analyzes the patent cited SCI paper in detail. Thirdly, based on the introduction of science-technology correlation, the related degree and life cycle are introduced, and the patent cited in the paper is analyzed concretely. Finally, two different angles of science and technology correlation are compared, and the corresponding suggestions are put forward according to the obtained results. The results show that the basic research in the field of McAbs has obvious technical impetus, and technological innovation has certain scientific influence, but the effect is relatively small. The level of basic research and the ability of technological innovation show uneven regional distribution. It is suggested that countries with weak basic research levels and weak technological innovation capabilities should, on the one hand, strengthen the intensity of investment in basic research, and on the other hand, the government should consider how to promote the transformation rate from basic research to scientific and technological innovation from policy, economic, and other aspects. In particular, a large number of research achievements of public scientific research institutions are effectively transformed into technological inventions, which enhance the relationship between technological science and promote the better and faster development of industry.
【学位授予单位】：华中师范大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：G353.1

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