我国有限责任公司的股东资格认定研究

发布时间：2018-09-05 08:06

【摘要】：有限责任公司中的股东资格认定是公司法纠纷中常见的法律问题,股东权确认纠纷、股权转让纠纷、股东出资纠纷、知情权纠纷、盈利分配纠纷等案件,都涉及股东资格的法律确认。我国《公司法》对有限责任公司股东资格的认定没有作出直接的规定,理论界就相关问题也并未达成一致认识。并且在司法实践中,很多公司在设立和股权转让中的操作也不规范,导致司法判例中存在认识不一、结果迥异的情形。因此,本文试图理论与实践相结合,对股东的产生、股东资格的取得要素、股东资格认定的判断思路、具体纠纷的处理原则等内容进行分析和讨论,以期得出正确的裁判思路。本文分四个部分对有限责任公司股东资格认定中的若干法律问题进行了分析和探讨。第一部分追溯了股东和公司的来源,并从理论上阐述了股东及股东资格的意义。第二部分阐述了股东资格认定的原则、要素和思路,分析了股东资格认定中各种要素的意义和作用。第三部分结合司法实践探讨了干股股东、隐名股东、未成年股东、公司章程限制情形下的股东等几种具体情况分析股东资格的认定问题。第四部分从明确我国目前股东资格立法及商事登记、公司内部股权管理等角度提出了相应的建议。
[Abstract]:The qualification of shareholders in a limited liability company is a common legal problem in company law disputes, such as shareholder right confirmation dispute, equity transfer dispute, shareholder contribution dispute, right to know dispute, profit distribution dispute and so on. Both involve legal recognition of shareholder qualifications. There is no direct regulation on the qualification of shareholders of limited liability company in the Company Law of our country, and the theoretical circle has not reached a consensus on the related issues. And in judicial practice, many companies in the establishment and transfer of shares in the operation is not standardized, resulting in different judicial jurisprudence, the results of different situations. Therefore, this paper tries to combine theory with practice to analyze and discuss the emergence of shareholders, the acquisition elements of shareholders' qualification, the judgment thinking of shareholders' qualification determination, and the principles of dealing with specific disputes, in order to get the correct judgment thinking. This paper analyzes and discusses some legal problems in shareholder qualification of limited liability company in four parts. The first part traces the origin of shareholder and company, and expounds the significance of shareholder and shareholder qualification theoretically. The second part expounds the principles, elements and ideas of shareholder qualification, and analyzes the significance and function of various factors in shareholder qualification. In the third part, combining with judicial practice, the author discusses several specific cases, such as dry stock shareholders, dormant shareholders, minor shareholders, shareholders under the restriction of articles of association, and analyzes the determination of shareholders' qualification. In the fourth part, the author puts forward some suggestions from the angle of clarifying the legislation of shareholder qualification and commercial registration, the management of stock right inside the company and so on.
【学位授予单位】：中国政法大学
【学位级别】：硕士
【学位授予年份】：2011
【分类号】：D922.291.91

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