非上市公司控制权转让中控制股东的信义义务研究
发布时间：2018-10-09 15:34
【摘要】： 非上市公司控制权转让过程中,控制股东往往为了获得控制权溢价,只考虑个人利益,置中小股东的利益于不顾,将公司转让给一个意在掠夺公司资产的人,或者在转让过程中利用控制权优势侵占公司财产或公司发展机会,因此在非上市公司控制权转让过程中中小股东的利益经常受到损害。美国公司法法律制度中确立了控制股东在控制权转让过程中的信义义务来保护中小股东的利益。我国目前非上市公司控制权转让市场颇为繁荣,也出现了多起控制权转让法律纠纷,但我国还缺少与非上市公司控制权转让相关的法律制度,因此笔者以回应现实需要为目的,综合运用实证分析法、历史分析法、比较分析法等研究方法对非上市公司控制权转让中控制股东信义义务法律制度进行较为深入的研究,希望能够构建出我国的非上市公司控制权转让中控制股东的信义义务法律制度。 本文分为引言、正文和结论三个部分: 在引言中,笔者提出了我国建立非上市公司控制权转让中控制股东的信义义务法律制度是现实的需要,研究该问题对于在控制权转让过程中保护中小股东具有重要意义,并提出了自己的研究方法和研究目标。 正文分为五章。 第一章,笔者从两个控制权转让案例出发,研究了我国目前公司控制权转让法律规制的概况,认为相对于我国繁荣的非上市公司控制权转让市场,非上市公司控制权转让的相关法律制度缺失,亟待完善。 第二章,笔者通过分析“控制”、“控制股东”和“控制权转让”等法律概念,指出所谓“控制”是指对一个公司经营管理权的支配。 第三章,笔者讨论了控制股东承担信义义务的理论基础,然后从控制权转让角度分析了控制权转让过程中控制股东的信义义务,认为控制股东在控制权转让过程中,应该做一个“合格的退出者”,在控制权转让过程中应该尽到保护中小股东利益的义务。 第四章,笔者对美国法上控制权转让中控制股东信义义务理论进行了梳理和评析,重点分析了控制股东在控制权转让过程中的谨慎调查义务和控制权溢价分享责任,最后认为美国法对控制权转让过程中控制股东课以信义义务,既保护了小股东又保证了控制股东应有的利益,同时亦不影响善意的控制权转让,对我国有一定的借鉴意义。 第五章,笔者提出了如何在我国目前的公司法上构建我国非上市公司控制权转让中控制股东的信义义务制度。笔者认为我国应该尽快在我国公司法上明确“控制”和“控制股东”的概念,进而构建我国公司法上,非上市公司控制股东在控制权转让中的“谨慎调查义务”和“控制权溢价分享责任”,以达到保护中小股东的目的。 最后,结论部分,笔者再次对全文内容进行总结,梳理了自己的理论脉络,认为我国法律应该回应现实的需要,尽快就非上市公司控制权转让过程中控制股东的信义义务进行相关立法,以应对公司法实践的需要。
[Abstract]:In the process of transfer of control right of non-listed companies, the control shareholders tend to take the interests of the interests of small and medium-sized shareholders regardless of the interests of the small and medium-sized shareholders in order to obtain the control power premium, and transfer the company to a person who intends to rob the company's assets, The interests of small and medium-sized shareholders are often damaged during the transfer of non-listed companies by using the advantage of control right to encroach on the company's property or the company's development chances. The legal system of the United States Company Law establishes the obligation of controlling shareholders to protect the interests of small and medium shareholders during the transfer of control. At present, the transfer of control right of non-listed companies in our country is rather prosperous, and there are many legal disputes over control. However, China lacks the legal system related to the transfer of control right of non-listed companies. Therefore, the author uses the empirical analysis method in response to the realistic needs. The research methods of historical analysis, comparative analysis and so on have deeply studied the legal system of controlling shareholder's fiduciary duty in the transfer of control right of non-listed companies, hoping to construct the legal system of controlling shareholders' fiduciary duty in the transfer of control right of non-listed companies. This paper is divided into three parts: introduction, text and conclusion. In the introduction, the author puts forward the legal system of controlling shareholder's fiduciary duty in the transfer of control right of non-listed company. The study of the problem is of great significance to the protection of small and medium-sized shareholders during the transfer of control right, and puts forward his own research. Methods and Objectives The text is divided into three chapters. In chapter one, the author starts from the transfer case of two control rights, studies the general situation of the legal regulation of control right transfer of our country, and thinks that the control right of non-listed company is transferred to the market of control right of non-listed company prosperous in our country. The author analyzes the legal concepts such as 鈥淐ontrol鈥，
本文编号：2259851
[Abstract]:In the process of transfer of control right of non-listed companies, the control shareholders tend to take the interests of the interests of small and medium-sized shareholders regardless of the interests of the small and medium-sized shareholders in order to obtain the control power premium, and transfer the company to a person who intends to rob the company's assets, The interests of small and medium-sized shareholders are often damaged during the transfer of non-listed companies by using the advantage of control right to encroach on the company's property or the company's development chances. The legal system of the United States Company Law establishes the obligation of controlling shareholders to protect the interests of small and medium shareholders during the transfer of control. At present, the transfer of control right of non-listed companies in our country is rather prosperous, and there are many legal disputes over control. However, China lacks the legal system related to the transfer of control right of non-listed companies. Therefore, the author uses the empirical analysis method in response to the realistic needs. The research methods of historical analysis, comparative analysis and so on have deeply studied the legal system of controlling shareholder's fiduciary duty in the transfer of control right of non-listed companies, hoping to construct the legal system of controlling shareholders' fiduciary duty in the transfer of control right of non-listed companies. This paper is divided into three parts: introduction, text and conclusion. In the introduction, the author puts forward the legal system of controlling shareholder's fiduciary duty in the transfer of control right of non-listed company. The study of the problem is of great significance to the protection of small and medium-sized shareholders during the transfer of control right, and puts forward his own research. Methods and Objectives The text is divided into three chapters. In chapter one, the author starts from the transfer case of two control rights, studies the general situation of the legal regulation of control right transfer of our country, and thinks that the control right of non-listed company is transferred to the market of control right of non-listed company prosperous in our country. The author analyzes the legal concepts such as 鈥淐ontrol鈥，
本文编号：2259851
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