有限公司股东资格继承法律制度研究

发布时间：2018-11-16 11:49

【摘要】：随着我国经济的发展,有限责任公司中股东资格继承问题越来越突出,尤其是对于民营家族企业,其创业初期,往往没有在章程中股东资格继承作出明确规定,一旦出现天灾人祸,经常会产生股东资格能否继承、如何继承的争论和纠纷。鉴于此,我国2005年新修订的《公司法》第76条对股东资格继承作了如下规定:“自然人股东死亡后,其合法继承人可以继承股东资格;但是,公司章程另有规定的除外。”由于此法条过于粗略简单,导致实际运用中出现较大争议。本文关于股东资格继承的讨论分析,主要是从《公司法》和《继承法》两个角度进行论证的,内容共分为四个部分: 第一部分,总结和归纳我国现行的关于股东资格继承相关的法律法规,寻觅股东资格继承的立法精神,同时对股东出资、股权、股东资格以及股东资格继承权这几个易混淆的法律术语进行解释说明,并指出它们之间的相互关系。第二部分,探讨国外(地区)关于股东资格继承的法律规定。本部分主要从国外(地区)法律法规关于股东资格继承的规定进行分析阐述,由于目前大陆法系和英美法系为世界上众多国家所采用,因此对国外(地区)关于股东资格继承的法律法规的叙述,也主要是从这两大法系进行的。通过对国外(地区)的法律规定分析,提出可以借鉴的建议,从而完善我国的股东资格继承制度。第三部分,主要是从股东资格继承的主客体角度进行阐述的。首先,从股东资格继承的主体角度进行分析,对继承人和被继承人都进行了认真的研究分析。因为现实生活的复杂性,所以对主体的分析较为繁琐,文中对股东资格继承可能会涉及到种种主体,以及这些主体继承股东资格后可能会给有限责任公司造成的后果都有所分析。其次,从股东资格继承的客体角度进行分析,由于学界对股东资格能否继承,如何继承等存在诸多争议,故本节对这些争议事项都做了一些梳理,并指出其可能会存在的缺陷或不足。第四部分,对我国股东资格继承制度的完善提出一些建议,并提出了一些应该遵循的原则,以促进我国公司的健康稳定可持续发展。
[Abstract]:With the development of our country's economy, the problem of shareholder qualification inheritance in limited liability company is more and more prominent, especially for the private family enterprise, in the early stage of its start-up, the shareholder qualification inheritance is often not clearly stipulated in the articles of association. Once natural and man-made disasters occur, there are often disputes and disputes about whether shareholders' qualification can be inherited and how to inherit. In view of this, Article 76 of China's newly revised Company Law in 2005 provides as follows: "after the death of a natural person shareholder, the lawful heir may inherit the shareholder's qualification, except as otherwise stipulated in the articles of association of the company." Because this law is too rough and simple, there is much controversy in its practical application. In this paper, the discussion and analysis of shareholder qualification inheritance are mainly discussed from the perspectives of Company Law and succession Law. The contents are divided into four parts: the first part, Summing up and summing up the current laws and regulations on shareholder qualification inheritance in our country, seeking the legislative spirit of shareholder qualification inheritance, at the same time contributing to shareholders and equity right, Several confusing legal terms, shareholder qualification and shareholder qualification inheritance, are explained and their interrelationships are pointed out. The second part discusses the legal provisions of shareholder qualification inheritance in foreign countries (regions). This part is mainly from the foreign (regional) laws and regulations on shareholder qualification inheritance provisions, because the current civil law system and Anglo-American law system is used by many countries in the world. Therefore, the description of foreign (regional) laws and regulations on shareholder qualification inheritance is mainly from these two legal systems. By analyzing the laws and regulations of foreign countries (regions), some suggestions can be used for reference to perfect the system of shareholder qualification inheritance in China. The third part, mainly from the shareholder qualification inheritance of the subject-object perspective. First of all, from the shareholder qualification of the main point of view, the heirs and heirs are carefully studied and analyzed. Because of the complexity of real life, the analysis of the main body is more complicated. In this paper, the inheritance of shareholders' qualifications may involve various subjects. And the possible consequences for limited liability companies after these subjects inherit shareholder qualifications are analyzed. Secondly, from the point of view of the object of shareholder qualification inheritance, there are many disputes about whether the shareholder qualification can be inherited and how to inherit. And pointed out its possible defects or deficiencies. In the fourth part, some suggestions are put forward to perfect the system of shareholder qualification inheritance in China, and some principles should be followed in order to promote the healthy, stable and sustainable development of our company.
【学位授予单位】：上海交通大学
【学位级别】：硕士
【学位授予年份】：2011
【分类号】：D922.291.91;D923.5

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