股东二重派生诉讼研究

发布时间：2018-12-07 21:08

【摘要】：股东派生诉讼制度作为一种重要的公司外部治理结构与公司的内部治理结构一起,最大限度地实现公司的理想状态。股东二重派生诉讼是股东普通派生诉讼的延伸,存在于具有控制与从属关系的关联企业领域中,是控制公司之股东为从属公司之利益以自己的名义代从属公司所提起的派生诉讼。因诉权经过两层传递,故称股东二重派生诉讼。近年来,随着关联企业的迅猛发展,越来越多的关联企业中从属公司和股东的侵权案件,使得从属公司利益和股东利益的保护出现了严重的问题。在此情况下,势必会影响公司正常经营活动,导致公司治理的目标难以实现,因此,保护从属公司利益和股东利益不受侵犯以及对其进行充分的救济势在必行,而构建股东二重派生诉讼制度是其中的一个重要部分。我国目前没有具体的股东二重派生诉讼制度的规定,仅依靠公司法第152条的规定,无法满足公司利益和股东利益保护的需求。为此本文即对股东二重派生诉讼制度的构建进行了探讨。论文分为六大部分,主要包括: 第一章:绪论部分主要指出了论文研究的背景和意义、目前对本论题的国内外研究现状以及本文所采用的案例分析法、比较分析法和实证分析法。第二章:股东二重派生诉讼制度的概述。主要介绍了股东二重派生诉讼的基础性问题,包括概念、特点、理论基础以及制度价值股东二重派生诉讼。第三章:探讨了国内外关联企业中从属公司小股东权利保护现状,阐述股东二重派生诉讼制度现存的问题,并针对股东二重派生诉讼在实践中的必要性与可行性提出自己的见解。第四章:以对国内外股东派生诉讼的应用和效果进行实证综述为基础,参照普通派生诉讼的司法实践,预测股东二重派生诉讼制度的应用和效果,并判断更有利于公司及股东利益保护的便利和实践效果的制度设计方向。第五章:在前文基础上,再次明确股东二重派生诉讼在保护从属公司和股东利益中的重要作用,并阐述构建我国股东二重派生诉讼制度设计的具体建议。
[Abstract]:As an important external corporate governance structure, the shareholder derivative litigation system, together with the internal corporate governance structure, maximizes the realization of the ideal state of the company. The shareholder's dual derivative action is an extension of the shareholder's ordinary derivative action, which exists in the field of affiliated enterprises with control and subordination. A derivative action brought on behalf of a subordinate company by the controlling shareholder in his own name for the benefit of a subordinate company. Because the right of action is passed through two levels, it is called shareholder double derivative action. In recent years, with the rapid development of affiliated enterprises, more and more affiliated companies and shareholders in the infringement cases, the interests of subordinate companies and shareholders of the protection of serious problems. In this case, it will inevitably affect the normal business activities of the company and lead to the difficulty of achieving the goal of corporate governance. Therefore, it is imperative to protect the interests of subordinate companies and shareholders from being infringed and to provide adequate relief to them. The construction of shareholder dual derivative litigation system is one of the important parts. At present, there is no specific regulation of the double derivative litigation system of shareholders in our country. Relying on the provisions of Article 152 of the Company Law, it can not meet the needs of the protection of the interests of the company and the interests of the shareholders. Therefore, this paper probes into the construction of shareholder dual derivative litigation system. The thesis is divided into six parts, including: chapter one: the introduction part mainly points out the background and significance of the paper research, the current domestic and foreign research status of this topic and the case analysis method used in this paper. Comparative analysis and empirical analysis. The second chapter: the summary of shareholder double derivative litigation system. This paper mainly introduces the basic problems of shareholder double derivative litigation, including concept, characteristics, theoretical basis and institutional value shareholder double derivative litigation. The third chapter discusses the status quo of minority shareholders' rights protection in affiliated companies at home and abroad, and expounds the existing problems of shareholder dual derivative litigation system. And put forward own opinion on the necessity and feasibility of shareholder double derivative litigation in practice. Chapter four: based on the empirical review of the application and effect of shareholder derivative action at home and abroad, and referring to the judicial practice of ordinary derivative action, the author predicts the application and effect of shareholder derivative litigation system. And judge the system design direction which is more favorable to the convenience and practical effect of the company and shareholders' interests protection. Chapter five: on the basis of the above, it clarifies again the important role of shareholder double derivative litigation in protecting the interests of subordinate company and shareholders, and expounds the concrete suggestions on the design of shareholder double derivative litigation system in our country.
【学位授予单位】：华南理工大学
【学位级别】：硕士
【学位授予年份】：2011
【分类号】：D922.291.91

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