论有限责任公司股东的查阅权

发布时间：2019-05-05 15:02

【摘要】：经营权和所有权分离的现代公司制度的出现，导致权力从股东会转移到董事会，随着经营日趋专业和复杂，权力又渐渐转移到管理层，股东作为公司主体只能越来越被边缘化。而股东为了实现其投资收益，天然地具有监督公司正常运营，保护公司利益的需求，为了帮助股东实现这种需求，各国均在立法中赋予了股东查阅权。我国2005年《公司法》虽然较93年《公司法》有了较大进步，但仍流于简单，缺乏实际操作性，导致实践中权利义务冲突严重，司法实务也缺乏统一性。本文通过比较法和实证的研究方法，总结查阅权行使过程中各种争议，提出自己建议，并进行论证，以期为完善股东查阅权制度提供参考和支持。本文包括引言、正文和结论三个部分，正文由四章组成：本文第一部分阐述了股东查阅权的基本理论，从股东知情权和股东查阅权的概念着手，分析其各自的内部结构及其相互关系，阐述了股东知情权的作用及地位。接下来论证根据公司开放程度的不同，知情权体系内的立法重点也有所差别。再分析了查阅权的制度意义和我国公司法中定位的查阅权的性质，对本文的中心概念“查阅权”的相关理论做了系统论述，以便为下文中建议的制度安排提供学理上的支持。第二部分先从查阅权制度确立之初介绍中国的立法沿革，再总结其他各国的立法特点和国际立法趋势，肯定我国公司法的不断进步的同时，也明确我国现行查阅权制度与国外成熟立法之间的差距；第三部分是本文研究的重点，按照查阅权的制度构架，，分别从查阅权的主体、对象、程序、行使方式和权利限制方面进行论述，总结司法实务中常见的争议点，结合国外立法和实践，给出笔者建议；文章的最后部分是针对上一章所提的争议点，提出具体的解决方案，扩大查阅权的主体和查阅范围，完善权利行使程序和行使方式，列举不正当目的以增加权利限制的可操作性，系统完善股东查阅权制度，为立法修改和司法操作提供建议。
[Abstract]:The emergence of modern company system of separation of management right and ownership has led to the transfer of power from shareholders' meeting to the board of directors. With the increasingly professional and complex operation, the power gradually transferred to the management, and shareholders can only be marginalized more and more as the main body of the company. In order to realize its investment income, shareholders naturally have the need to supervise the normal operation of the company and protect the interests of the company. In order to help the shareholders to realize this demand, all countries have granted the shareholder access right in the legislation. Although the company law of our country in 2005 has made great progress compared with the company law of 1993, it is still simple and lack of practical operation, which leads to serious conflict of rights and obligations in practice, and lack of unity of judicial practice. Through the comparative law and empirical research methods, this paper summarizes the various disputes in the exercise of the right to review, puts forward their own suggestions, and demonstrates, in order to provide reference and support for the improvement of the system of access rights of shareholders. This paper consists of three parts: introduction, text and conclusion. The main body is composed of four chapters: the first part of this paper expounds the basic theory of shareholder's right of access, starting from the concept of shareholder's right to know and shareholder's right to access. This paper analyzes their internal structures and their relations, and expounds the role and status of shareholders' right to know. Then demonstrate that according to the different degree of openness of the company, the legislative focus of the right to know system is also different. Then it analyzes the institutional significance of the right of access and the nature of the right of access positioned in the company law of our country, and systematically discusses the relevant theory of the central concept of "right of access" in this paper, in order to provide theoretical support for the system arrangement proposed in the following article. The second part first introduces the legislative evolution of China from the beginning of the establishment of the right of access system, then summarizes the legislative characteristics and international legislative trends of other countries, affirming the continuous progress of the company law of our country at the same time. It also clarifies the gap between the current inspection right system of our country and the mature legislation of foreign countries. The third part is the focus of this paper. According to the system framework of the right of access, it discusses the subject, object, procedure, exercise mode and limitation of the right of access respectively, and sums up the common controversial points in judicial practice. Combined with foreign legislation and practice, the author gives some suggestions; The last part of the article is aimed at the dispute points mentioned in the previous chapter, put forward specific solutions, expand the subject of the right of access and the scope of access, improve the exercise of the right and the way to exercise it. Enumerating the improper purpose to increase the maneuverability of the restriction of rights, improving the system of shareholders' access rights systematically, and providing suggestions for legislative amendment and judicial operation.
【学位授予单位】：中国政法大学
【学位级别】：硕士
【学位授予年份】：2013
【分类号】：D922.291.91

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