中国制造业OFDI逆向技术溢出效应与影响因素的研究

发布时间：2018-05-09 11:01

本文选题：制造业 + 对外直接投资　；参考：《首都经济贸易大学》2017年硕士论文

【摘要】：本文理论研究部分对对外直接投资逆向技术溢出理论进行了回顾,同时结合我国制造业对外直接投资发展的实际情况,发现对外直接投资获取技术逆向溢出效应是提高制造业技术水平的重要途径。同时分析了逆向技术溢出效应对制造业技术进步的机制,并分析了影响逆向技术溢出效应的重要因素及其相关机理,以期改进其影响因素,进一步提升逆向技术溢出对技术进步的作用。实证研究部分中,从柯布-道格拉斯函数出发,在借鉴LP模型的基础上,结合数据可得性进行了改进,利用我国1990-2015年的相关数据,计算了国内研发、对外直接投资、引进外商投资三条路径对于我国制造业技术进步的影响,从而确定逆向技术溢出效应的发展程度,为影响因素研究奠定现实基础。接下来,本文从母国、东道国、传播渠道三个方面出发,提出了五个影响因素,并将其作为自变量,与制造业对外直接投资研发资本存量构造模型。研究发现通过对外直接投资获取的研发存量可以促进制造业技术进步,但并不显著,且中国制造业研发资本、中国对外开放程度、中国制造业产出水平、东道国技术开发存量、中国人力资本均与制造业对外直接投资获取的逆向技术溢出存量呈现正相关,且影响显著。而中国人力资本则在统计上不显著,表明该因素对ODI过程中的逆向技术溢出影响不明显。最后从东道国层面、技术传递渠道层面、母国吸收能力层面提出了相关建议。企业应当对东道国进行调研,采用多种方式获取技术,提升自身技术吸收能力和人力资本存量,政府应当加大产业集群效应,完善中介等相关服务产业,同时制定与国际接轨的企业标准,加强国内对研发活动的支持力度,为走出去企业建立服务平台。
[Abstract]:This paper reviews the theory of reverse technology spillover of foreign direct investment (FDI), and combines with the actual situation of the development of foreign direct investment (FDI) in manufacturing industry in China. It is found that the reverse spillover effect of foreign direct investment (FDI) is an important way to improve the technological level of manufacturing industry. At the same time, this paper analyzes the mechanism of reverse technology spillover effect on the technological progress of manufacturing industry, and analyzes the important factors affecting reverse technology spillover effect and its related mechanism in order to improve the influencing factors. Further enhance the effect of reverse technology spillover on technological progress. In the part of empirical research, based on Cobb-Douglas function and the reference of LP model, the paper improves the availability of data and calculates domestic R & D and foreign direct investment by using the relevant data of China from 1990 to 2015. The influence of three ways of introducing foreign investment on the technological progress of China's manufacturing industry, thus determining the development degree of reverse technology spillover effect, and laying a realistic foundation for the study of influencing factors. Then, this paper puts forward five influencing factors from three aspects of home country, host country and communication channel, and takes them as independent variables, and constructs the model of R & D capital stock of manufacturing foreign direct investment. The research found that the R & D stock obtained through OFDI can promote the technological progress of manufacturing industry, but it is not significant. Moreover, the R & D capital of Chinese manufacturing industry, the degree of China's opening to the outside world, the level of manufacturing output in China, and the technological development stock of host country, There is a positive correlation between human capital and the stock of reverse technology spillover from manufacturing FDI, and the impact is significant. However, Chinese human capital is not statistically significant, which indicates that the influence of this factor on reverse technology spillover in ODI process is not obvious. Finally, from the host country level, the technology transfer channel level, the home country absorptive capacity level proposed the related proposal. Enterprises should investigate and investigate the host countries, acquire technology in various ways, enhance their technological absorption capacity and human capital stock, and the government should increase the effect of industrial clusters and perfect related service industries, such as intermediaries, etc. At the same time, we should set up the enterprise standards in line with international standards, strengthen the domestic support for R & D activities, and establish a service platform for the enterprises going out.
【学位授予单位】：首都经济贸易大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：F832.6;F424

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