在华外资行经营绩效影响因素研究

发布时间：2018-01-07 13:27

本文关键词：在华外资行经营绩效影响因素研究　出处：《首都经济贸易大学》2017年硕士论文　论文类型：学位论文

更多相关文章： 在华外资行 经营绩效 DEA 影响因素

【摘要】：自2007年中国商业银行业市场准入放宽及中国商业银行监管当局“法人导向政策”实施以来,截至2015年底,在华外资行法人化机构总行数已达40家,法人机构分行数已达310家,总分支机构数(包括法人分支机构总行、法人分支机构分行、法人、未法人化的分行以及全部支行)已经超过1000家达到1044家。由此可见,外资行在华规模不断扩张,影响力也越来越大。然而,由于在华外资行的数据披露不充分、数据口径不一致,以往文献通常会从外资行进入中国市场对中资行影响的角度去分析,鲜有文献对在华外资行本身的绩效表现进行研究。本文首先从宏观上对外资行在华发展历史进行了回顾,并通过数据具体的分析了外资行本地法人化以来在华发展的现状;接着对在华外资行的经营表现建立DEA模型进行效率测算,用得出的效率值表征在华外资行的经营绩效,从整体的角度分时间分地域的对在华外资行的经营绩效进行宏观概述,并从个体的角度对在华外资行的经营绩效进行对比分析;然后将得出的效率值作为因变量,将影响外资行在华经营绩效的各种相关因素作为自变量,建立面板回归模型,并创新性地将在华外资行母行的海外规模指标加入模型进行回归,发现外资银行母行全球分支机构数及其海外资产规模指标、外资行在华资产规模指标、在华外资行母国与中国之间贸易量指标、在华外资行与中国的利率差、在华外资行母国金融市场的发展程度指标以及中国的GDP增速均显著提高在华外资行经营绩效。最后结合回归结果对在华外资行的进一步发展以及中资银行的国际化提出建议。
[Abstract]:Since the implementation of the 2007 commercial bank China industry market access and China commercial bank regulatory authorities "corporate oriented policy", by the end of 2015, foreign legal institutions for the total number has reached 40, the number of branch institutions has reached 310, the total number of branches (including corporate head office branch, branch Corporation a branch of legal person, legal person, not all branches and sub branches) has more than 1000 reached 1044. Thus, foreign firms in China, the continuous expansion of the scale, the influence is also growing. However, because of the number of foreign firms in China according to the disclosure is not sufficient, data inconsistencies in previous literature, usually from foreign firms enter the market impact on the Chinese China perspective to analyze, there is less research on performance itself for foreign investment in China. This paper from the foreign capital for macro development in China history and Through specific data analysis of the current situation of foreign banks since the local incorporation in China; then the performance of foreign firms in China, the establishment of DEA model to calculate the efficiency, characterization for foreign investment in China's performance with the efficiency value, macro overview of the time from the overall perspective of foreign bank in the region China's business performance, and comparative analysis of foreign firms in China, the business performance from the perspective of the individual efficiency; then the value as the dependent variable, the effects of various factors related to foreign bank operating performance in China as independent variables, establish panel regression model, and the Chinese foreign bank parent bank the overseas scale index into the regression model, it is found that the foreign bank parent bank branches and the number of global overseas assets index, foreign firms in China, asset size index, foreign firms in China between the home country and Chinese The trade volume index, foreign bank and China interest rate index the degree of development of financial market in China for foreign country and Chinese GDP growth significantly improved operating performance. Finally, foreign firms in China, combined with the regression results of foreign firms in China's further development and internationalization of Chinese bank's recommendations.

【学位授予单位】：首都经济贸易大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：F831.2;F125;F830.42

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