中国外向FDI影响自主创新的机制及实证研究

发布时间：2018-01-13 13:40

本文关键词：中国外向FDI影响自主创新的机制及实证研究　出处：《武汉理工大学》2012年硕士论文　论文类型：学位论文

【摘要】：自从“走出去”战略实施以来,我国外向FDI增长十分迅速,使得人们逐渐开始关注外向FDI (OFDI, Outward Foreign Direct Investment)对我国经济、社会发展所产生的影响,其中焦点问题之一在于外向FDI的逆向技术溢出效应,这也是我国政府鼓励企业进行对外直接投资的关键原因之一。因此,在我国提出建设“创新型国家”的背景下,深入研究外向FDI与我国自主创新能力的关系有着十分重要的现实意义。目前,我国对于FDI的技术溢出效应的研究主要集中在内向FDI (IFDI, Inward Foreign Direct Investment),在我国外向FDI规模快速增长的背景下,本文将二者的相关性研究应用于外向FDI,分析了外向FDI影响我国自主创新能力的路径和机理,并采取中国相关数据实证了其在中国的特定表现。具体研究框架如下：第一章主要阐述选题背景与意义、国内外研究现状以及本文所采取的研究方法与内容；第二章对外向FDI影响我国自主创新能力的相关理论基础进行了总结分析,包括已有的度量自主创新能力的方法,解释对外直接投资的相关理论以及对自主创新概念的界定；第三章分别对中国对外直接投资和自主创新的现状进行了分析；第四章分别分析了影响我国自主创新的主要因素,以及我国对外直接投资影响我国自主创新的机理和路径；第五章通过构建计量模型,采取中国相关数据,实证检验了外向FDI对我国自主创新能力的影响,以及吸收能力对我国外向FDI逆向技术溢出的影响。结果表明,我国自主创新能力和外向FDI之间存在着长期稳定的均衡关系,外向FDI对我国自主创新能力具有显著的促进作用,但其效用具有一定的滞后性。另外,只有在经济发展水平、经济开放度和人力资本水平达到一定水平以上时,外向FDI才会对我国的发明专利申请量产生显著的促进作用；第六章总结了全文的研究结论,对我国利用外向FDI提升我国的自主创新能力提出了相应的对策建议。本文的创新点主要有：分析了OFDI影响我国自主创新能力的机理和路径；采取中国相关数据,实证检验了OFDI对自主创新影响在中国的特定表现；通过实证研究,分析了OFDI在促进我国自主创新能力提升过程中的相关影响因素。
[Abstract]:Since the "going out" strategy, foreign FDI is growing very fast, so people gradually began to focus on FDI (OFDI Outward Foreign, outgoing Direct Investment) on China's economy, the impact of social development, which is one of the focus of reverse technology spillover effect of outward FDI, this is also the Chinese government encourages enterprises foreign direct investment is one of the key reasons. Therefore, in our country, put forward the construction of "innovative country" background, has a very important practical significance to study the relationship between the outgoing FDI and the ability of independent innovation in China.
At present, the research on the technology spillover effect of FDI in our country is mainly concentrated within the FDI (IFDI Inward, Foreign Direct Investment), FDI scale fast growth to in the background, this paper will study on the relationship between the two is applied to the outgoing FDI, analyzes the path and mechanism of outward FDI impact of China's independent innovation ability, and take China related empirical data of specific performance in the Chinese. Specific research frameworks are as follows: the first chapter mainly elaborates the background and significance of topics, research methods and contents of this paper as well as the domestic and foreign research taken; the second chapter to the foreign FDI effect related to the theoretical basis of China's independent innovation capability are summarized and analyzed. The existing measuring method includes the capability of independent innovation, the theory of foreign direct investment and the concept of independent innovation; the third chapter of Chinese foreign direct investment The analysis of the current situation of investment and innovation; the fourth chapter analyzes the main influence factors of independent innovation in China, and China's foreign direct investment influence mechanism and path of independent innovation in China; the fifth chapter through the econometric model, taking Chinese related data, an empirical analysis of the influence of outgoing FDI on China's independent innovation ability the influence and the absorbing ability of FDI to reverse technology spillover of our country. The results show that there is a long-term stable equilibrium relationship between China's capability of independent innovation and outward FDI, outward FDI has significant effect on the independent innovation ability of our country, but its effect has a certain lag. In addition, only in the economy the level of development, economic openness and human capital level reaches a certain level, FDI will export to China invention patent applications have a significant role in promoting the sixth chapter; This paper summarizes the research conclusions of the full text, and puts forward the corresponding countermeasures and suggestions for our country to use extroverted FDI to improve our country's independent innovation ability.
The main innovations of this paper are: analysis of the effects of OFDI mechanism and path of China's independent innovation ability; take China related data, an empirical analysis of the influence of OFDI on independent innovation performance in specific Chinese; through empirical research, analyzes the factors influencing OFDI in promoting the independent innovation ability of our country in the process of ascension.

【学位授予单位】：武汉理工大学
【学位级别】：硕士
【学位授予年份】：2012
【分类号】：F832.6;F124.3;F224

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