人民币国际化与上海自贸试验区金融改革研究

发布时间：2018-01-26 16:05

本文关键词： 人民币国际化 SHFTZ 金融改革　出处：《云南大学》2015年硕士论文　论文类型：学位论文

【摘要】：在中国对外贸易规模持续增长、经济实力不断提高的背景下,中国政府抓住了国际金融危机这一历史机遇,于2009年启动了人民币国际化的进程。经过几年的发展,人民币在跨境贸易结算方面取得了比较大的进展。面对国内经济增长进入“新常态”,中国政府于2013年成立中国(上海)自由贸易试验区(即Shanghai Free Trade Zone,以下简称"SHFTZ"),并在其中进行了一系列金融改革(以下简称“金改”)试点,在更深的层面上推动人民币国际化。本文系统详实地搜集整理了SHFTZ成立一年半以来出台的有关金融改革的各项政策法规及相关细则,同时结合目前得到的数据对SHFTZ金改成绩进行了总结,分析了SHFTZ金改对于人民币国际化的推动作用、潜在的风险及存在的问题,并提出了相关的政策建议。本文得到的结论是： ①人民币国际化水平总体比较低,且主要表现在跨境贸易人民币结算方面。 ②SHFTZ金改在扩大人民币跨境使用、利率市场化改革、汇率形成机制改革以及资本账户开放等方面做了许多积极地尝试,特别是针对放松资本管制的措施,在跨境直接投资、证券投资以及其他投资等方面均有所突破,为国内金融体系改革及在更深的层面促进了人民币国际化积累了宝贵经验。 ③SHFTZ金改在先行先试,取得积极成果的同时,也伴随着影响国内货币政策独立性、冲击国内金融体系和实体经济部门等潜在风险以及政策法规体系不健全、各项改革细则落地不及时以及有关政府等管理部门配合不协调等问题。
[Abstract]:Chinese continued growth in the scale of foreign trade and economic strength has been continuously improved under the background of the international financial crisis Chinese government to seize this historic opportunity, in 2009 started the process of internationalization of the RMB. After several years of development, the RMB has made great progress in cross-border trade settlement.
In the face of domestic economic growth has entered a new normal, Chinese government was established in 2013 Chinese (Shanghai) free trade zone (i.e. Shanghai Free Trade Zone, hereinafter referred to as "SHFTZ"), and a series of financial reforms in the (hereinafter referred to as the "gold") pilot, to promote the internationalization of the RMB at a deeper level.
This paper detailed the collection and collation of various policies and regulations related to financial reform since the introduction of SHFTZ established a year and a half and related rules, combined with the SHFTZ gold grades of the summary of the currently available data, analysis of the SHFTZ gold for the internationalization of the RMB and the potential risks and problems, and put forward the relevant policy recommendations.
The conclusion of this paper is:
(1) the international level of RMB is generally low, and it is mainly manifested in the settlement of RMB in cross-border trade.
The SHFTZ in gold to expand cross-border use of RMB market oriented interest rate reform, the RMB exchange rate formation mechanism reform and capital account opening made many positive attempt, especially for measures to relax capital controls, in cross-border direct investment, portfolio investment and other investment and other aspects of a breakthrough, accumulated valuable experience for the reform the domestic financial system and in a deeper level to promote the internationalization of the RMB.
The SHFTZ in the financial reform pilot, has achieved positive results at the same time, along with the influence of independent domestic monetary policy, the impact of the domestic financial system and the real economy and the potential risks and the policies and regulations system is not perfect, the reform rules landing is not timely and relevant government departments such as management cooperation and other issues.

【学位授予单位】：云南大学
【学位级别】：硕士
【学位授予年份】：2015
【分类号】：F832.6;F752.8

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