完善上市民营企业公司治理措施的探讨

发布时间：2018-02-27 16:16

本文关键词： 上市民营企业公司治理董事会股权监督机制　出处：《中国海洋大学》2012年硕士论文　论文类型：学位论文

【摘要】：民营企业是随着我国改革开放的不断深入而逐步发展起来的新的经济增长体，对我国的国民经济、社会发展和现代化建设发挥了积极的作用，是我国国民经济的重要组成部分。上市民营企业是我国民营企业的主体，是民营经济发展的中坚力量和骨干企业。加快对上市民营企业治理结构调整，改善上市民营企业的治理结构，对于促进我国上市民营企业的健康、稳定和可持续发展具有重要意义。论文通过对国内外公司治理理论、现代企业理论进行阐述，，分析了我国上市民营企业治理结构的现状和特点，指出我国上市民营企业存在“所有权和经营权基本实现分离；股权高度集中于创业者群体，较难形成权力制衡；企业内部组织结构和运行不规范；独立董事和监事制度运行中存在问题；部分上市民营企业开始面临代际传承问题“等诸多问题。进一步阐述了影响我国上市民营企业治理结构的各种因素并对其进行了分析，同时结合案例企业——远东电气公司的治理结构现状和存在问题进行了分析，提出了完善我国上市民营企业治理结构的对策措施，如加强董事会问责制；引入机构投资者和职工董事，发挥监事会的监督机制；实施核心管理层和技术层的激励机制；重视企业文化建设；通过双向利他主义增强家族凝聚力，探索出有效控制与职业化管理相结合的治理模式。通过以上分析，希望能对正在探索适合中国公司治理制度的民营企业家们提供有益的借鉴和参考。
[Abstract]:The private enterprise is a new economic growth body with the deepening of China's reform and opening up, which has played a positive role in the national economy, social development and modernization of our country. The listed private enterprises are the main body of the private enterprises in our country, the backbone and backbone of the development of the private economy, and accelerate the adjustment of the governance structure of the listed private enterprises. Improving the governance structure of listed private enterprises is of great significance to promote the health, stability and sustainable development of listed private enterprises in China. This paper expounds the theory of corporate governance at home and abroad and modern enterprise theory, analyzes the present situation and characteristics of the governance structure of listed private enterprises in China, and points out that there is a separation of ownership and management rights in listed private enterprises in China. The ownership is highly concentrated in the group of entrepreneurs, so it is difficult to form checks and balances of power; the internal organizational structure and operation of the enterprise are not standardized; Some of the listed private enterprises are beginning to face the problems of intergenerational inheritance ". This paper further expounds the various factors that affect the governance structure of listed private enterprises in China, and analyzes the various factors affecting the governance structure of the listed private enterprises in China. At the same time, the paper analyzes the present situation and existing problems of the governance structure of far East Electric Company, and puts forward some countermeasures to perfect the governance structure of listed private enterprises in China, such as strengthening the accountability system of the board of directors; Introducing institutional investors and employee directors, giving full play to the supervisory mechanism of the board of supervisors, implementing the incentive mechanism of the core management and technical levels, attaching importance to the construction of the corporate culture, strengthening the cohesion of the family through two-way altruism, Through the above analysis, we hope to provide useful reference and reference for the private entrepreneurs who are exploring the suitable corporate governance system in China.
【学位授予单位】：中国海洋大学
【学位级别】：硕士
【学位授予年份】：2012
【分类号】：F276.5;F832.51

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