金融发展对中小企业自主创新的影响研究

发布时间：2018-03-05 17:44

本文选题：金融发展　切入点：中小企业　出处：《湖南大学》2015年硕士论文　论文类型：学位论文

【摘要】：在日益加深的经济全球化进程中,科技逐渐成为我国促进经济增长、增强全球竞争实力的要素之一。我国的产业发展水平也随着大量技术和设备的引进得到了极大的提升,但是如果继续单纯依靠引进而不注重消化吸收自主创新,那么经济发展的持续性就不能得到保障。作为经济体系的核心组成,金融系统的发展对于企业特别是中小企业自主创新产生作用的机制和影响程度,既需要理论探讨,也值得实证检验。本文依照“理论阐述—机理分析—现状研究—实证分析—政策建议”的研究框架,详细梳理了金融发展对中小企业自主创新的影响。本文一共有六大部分,首先,文章回顾了近年来的相关理论和实证成果,点明了研究的必要性以及整体的思路和框架,第二部分介绍了相关概念和理论基础,第三部分介绍了金融发展对中小企业自主创新的影响机理和渠道,第四部分介绍了金融发展支持中小企业自主创新的现状,第五部分运用省级层面分行业的2011-2013年的深圳中小板企业的经验数据,选取了金融发展规模维度指标,运用Probit模型和OLS回归估计,结合中国30多个省份地区1000多家中小板上市企业的经验数据,引入行业和区域差异变量,实证检验了金融发展对于企业,特别是中小企业自主创新的影响。得出以下实证研究结论:第一,我国金融发展对于中小企业自主创新具有显著的正向促进作用,且这种正向作用对于金融依赖度高的行业更加显著;第二,在金融发展程度高的地区,企业规模越小,创新产出率越大,会使得原来较多投入大企业的资金流向中小企业,因此金融发展促进了资金更有效率的配置和利用。在以上理论研究与实证分析的基础上,文章最后从政府、银行和资本市场等角度提出了以金融发展促进中小企业自主创新的政策建议。
[Abstract]:In the process of deepening economic globalization, science and technology has gradually become one of the elements to promote economic growth and strengthen the global competitive strength in China, and the level of industrial development of our country has also been greatly improved with the introduction of a large number of technologies and equipment. However, if we continue to rely solely on the introduction without focusing on digestion and absorption of independent innovation, then the sustainability of economic development cannot be guaranteed. As the core component of the economic system, The mechanism and degree of influence of the development of financial system on independent innovation of enterprises, especially small and medium-sized enterprises, need to be discussed theoretically. According to the research framework of "theory expounding-mechanism analysis-current situation research-empirical analysis-policy recommendations", this paper makes a detailed analysis of the impact of financial development on SMEs' independent innovation. There are six parts in this paper. First of all, the article reviews the relevant theories and empirical results in recent years, points out the necessity of the research and the overall thinking and framework. The second part introduces the related concepts and theoretical basis. The third part introduces the influence mechanism and channel of financial development on SMEs' independent innovation, and part 4th introduces the current situation of financial development supporting SMEs' independent innovation. The 5th part uses the experience data of Shenzhen small and medium-sized enterprises in 2011-2013, selects the dimension index of financial development scale, uses Probit model and OLS regression estimation. Based on the empirical data of more than 1000 small and medium-sized board listed enterprises in more than 30 provinces of China, this paper introduces industry and regional differences, and empirically tests the financial development for enterprises. Especially the impact of SMEs' independent innovation. The following empirical conclusions are drawn: first, the financial development of our country has a significant positive role in promoting SMEs' independent innovation. And this positive effect is more significant for industries with high financial dependence; second, in areas with high financial development levels, the smaller the scale of enterprises, the greater the rate of innovation output, which will lead to the flow of funds originally invested in large enterprises to small and medium-sized enterprises. Therefore, financial development has promoted the more efficient allocation and utilization of funds. On the basis of the above theoretical research and empirical analysis, the article ends with the government, The paper puts forward some policy suggestions to promote the independent innovation of small and medium-sized enterprises from the angle of bank and capital market.
【学位授予单位】：湖南大学
【学位级别】：硕士
【学位授予年份】：2015
【分类号】：F276.3;F273.1;F832

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