论证券市场保护投资者权益的原则

发布时间：2018-03-11 13:53

本文选题：证券市场　切入点：投资者权益　出处：《江西社会科学》2010年05期 　论文类型：期刊论文

【摘要】：证券市场所称保护投资者权益并非保证投资者的投资获利。公开、公平、公正是世界各国证券立法普遍实行的基本原则,是证券市场内在要求的最基本的价值目标,是风险防范机制赖以形成和有效运作的基础。"三公原则"有利于防范风险、保证证券市场健康发展、维护社会公众利益、保护广大投资者的积极性。证券市场的健康发展必须始终坚持"三公原则"。结合证券市场保护投资者权益的特殊性,保护投资者权益的原则应该是个人原则、连带责任原则和镜相原则三原则。这三个原则是结合证券市场参与者的具体情况以及违法行为发生的状况,对公开、公平、公正原则在保护投资者权益中的具体体现。
[Abstract]:The protection of investors' rights and interests as mentioned in the securities market is not to guarantee the investors' investment profits. Openness, fairness and fairness are the basic principles that are widely practiced in securities legislation in all countries of the world, and are the most basic value objectives of the inherent requirements of the securities market. It is the basis for the formation and effective operation of the risk prevention mechanism. The "three principles" are conducive to preventing risks, ensuring the healthy development of the securities market, and safeguarding the public interests. To protect the enthusiasm of the broad masses of investors, the healthy development of the securities market must always adhere to the "three public principles." considering the particularity of the protection of investors' rights and interests in the securities market, the principle of protecting the rights and interests of investors should be the individual principle. The principle of joint and several liability and the principle of mirror three principles are the concrete embodiment of the principles of openness, fairness and justice in protecting the rights and interests of investors in the light of the specific situation of the participants in the securities market and the situation of illegal behavior.
【作者单位】：北京市东城区人民法院;
【分类号】：F832.51

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