我国碳金融宏观与微观监管体系建构

发布时间：2018-04-17 22:22

本文选题：碳金融 + 监管　；参考：《武汉大学学报(哲学社会科学版)》2013年05期

【摘要】：构建科学的碳金融监管体系是保障碳金融交易有效开展的必要条件。随着金融业的发展,金融监管理论在监管需求、监管体制、监管效果等三个方面都取得了新的进展,对探索碳金融监管体系和架构有着重要的指导价值。从欧盟排放交易体系登记监管等措施实施的实践经验来看,碳排放现货的金融属性决定了短期内可以将碳排放现货与衍生工具一起纳入传统的金融监管体系进行监管,长期则需建立相宜的监管规则。我国碳金融监管体系的架构应注重宏观审慎监管与微观审慎监管的结合,应在条件成熟时建立以中国人民银行为主导的宏观审慎监管委员会负责识别、检测和控制系统性风险;在中国人民银行内部设立专门的碳金融监管部门负责碳金融的微观审慎监管。
[Abstract]:The construction of a scientific carbon finance regulatory system is a necessary condition to ensure the effective development of carbon finance transactions.With the development of financial industry, the theory of financial supervision has made new progress in three aspects, such as supervision demand, supervision system and supervision effect, which has important guiding value to explore the system and structure of carbon financial supervision.From the practical experience of EU emission trading system registration and supervision and other measures, the financial property of carbon spot determines that carbon spot and derivatives can be brought into the traditional financial supervision system to supervise in the short term.In the long run, appropriate regulatory rules are needed.The framework of China's carbon finance regulatory system should pay attention to the combination of macro-prudential supervision and micro-prudential supervision, and establish a macro-prudential supervision committee, led by the people's Bank of China, to identify, detect and control systemic risks when the conditions are ripe.Within the people's Bank of China, a special supervision department of carbon finance should be set up to supervise the micro-prudential supervision of carbon finance.
【作者单位】：吉林大学经济学院;吉林省银监局;
【基金】：国家社会科学基金重大招标项目(12&ZD059) 教育部哲学社会科学研究重大课题攻关项目(10JZD0018) 教育部新世纪优秀人才支持计划(NCET-10-0646)
【分类号】：F832.1;X196

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