中国证券行业的竞争与发展

发布时间：2018-05-26 06:00

本文选题：证券行业 + 美国证券行业发展总结　；参考：《西南财经大学》2012年硕士论文

【摘要】：国内证券市场发展快速,各个证券公司在竞争过程中出现了一定影响行业发展的恶性竞争事件,如果不对行业发展和公司发展进行战略高度的复合分析,势必导致公司发展步伐和行业发展步伐的脱节,从而影响证券行业的整体发展进度。如何提高证券公司的核心竞争力,已成为我国证券公司的一个十分紧迫和重要的课题。本文作者从美国市场证券行业的发展经历出发,提炼出影响美国证券行业发展的关键因素并借鉴成功经验。同时作者立足我国证券市场的发展经历,明确发展中面临的困难和问题。进而根据我国证券公司的经营现状,理清影响证券公司发展的因素,提出未来发展的战略性建议。作者特别从证券公司的定位、管理层的经营思路、营销模式的转变、服务外延扩张以及社会职责和责任几个方面进行丰富论述,并对战略的方向、内容进行合理化分析,提出适合我国证券行业发展的新思路。建议从以下几方面完善我国证券公司功能定位,提高核心竞争力。包括：提高净资本,加强风险管理；转变商业模式,发展资本中介业务；利用创新契机,形成新业务体系,扩大营业部金融服务功能,提高投资银行创新能力；加强对外开放,主动出击,拓展国际市场空间。
[Abstract]:With the rapid development of the domestic securities market, various securities companies have some vicious competition events that affect the development of the industry in the process of competition. If the development of the industry and the company are not analyzed strategically, It will inevitably lead to the disconnection between the pace of development of the company and the pace of development of the industry, thus affecting the overall development of the securities industry. How to improve the core competitiveness of securities companies has become a very urgent and important issue. Starting from the development experience of American securities industry, the author abstracts the key factors that affect the development of American securities industry and draws lessons from successful experience. At the same time, based on the development experience of China's securities market, the author clarifies the difficulties and problems in the development. Then according to the present situation of the securities companies in our country, the factors affecting the development of the securities companies are clarified, and the strategic suggestions for the future development are put forward. The author discusses the orientation of the securities company, the management thinking, the change of marketing mode, the extension of service, the responsibility and responsibility of the society, and analyzes the direction and content of the strategy. A new idea suitable for the development of China's securities industry is put forward. It is suggested that the function orientation of Chinese securities companies should be improved in the following aspects to improve their core competitiveness. These include: improving net capital and strengthening risk management; transforming business models and developing capital intermediary business; taking advantage of the opportunity of innovation to form a new business system, expanding the financial service function of business departments, and improving the innovative ability of investment banks; and strengthening opening up to the outside world. Take the initiative to attack, expand the international market space.
【学位授予单位】：西南财经大学
【学位级别】：硕士
【学位授予年份】：2012
【分类号】：F832.51

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