基于逆向技术溢出效应的技术寻求型对外直接投资的研究

发布时间：2019-01-18 16:19

【摘要】：国内外学者对对外直接投资技术溢出效应的研究大多以发达国家对发展中国家进行对外直接投资的技术溢出为研究对象，并且取得了许多代表性的成果；而以发展中国家企业对外直接投资为研究对象，，分析投资行为对母国国内技术进步影响的研究相对较少，取得的成果也相对较少。为进一步研究提供了广阔的空间。自我国实施“走出去”战略以来，我国大量有实力的企业走出国门，积极的对外扩张，为研究我国企业进行技术寻求型对外直接投资提高了大量的案例和事实依据；随着我国统计制度的不断完善，使研究这一领域的数据不断完善，为研究这一领域提供了数据支持。文章首先介绍了论文的选题背景、选题意义、研究现状与研究方法及论文结构和创新点，并对几个主要的概念进行了界定。紧接着介绍对外直接投资逆向技术溢出效应的相关理论。主要从以下三个方面展开讨论，首先介绍关于发达国家和发展中国家的关于对外外接直接投资的理论成果，然后分析了进行对外直接投资获取技术的动因分析，最后从逆向技术转移，研发成果反馈，研发费用分摊及本土化经营反馈四个方面介绍逆向技术溢出的实现机理。本文第三部分是国内外技术寻求型对外直接投资的发展现状分析。本章重点部分是从主体选择、产业选择、区位选择和市场进入方式四个方面分析我国企业技术寻求型对外直接投资的发展。第四部分是实证检验部分，在借鉴C-H和LP的相关研究，结合我国对外直接投资实践，构建了国际RD溢出模型以检验逆向技术溢出的大小。结果显示：以技术寻求为目的的对外直接投资能够促进我国全要素生产率的提高。文章最后为政策建议部分，结合研究结论和我国对外直接投资的现状，分别从国家层面和企业层面提出相关政策建议。
[Abstract]:Most of the researches on FDI technology spillover effect at home and abroad focus on the FDI spillover from developed countries to developing countries, and many representative results have been obtained. However, taking the FDI of developing country enterprises as the research object, the research on the impact of investment behavior on the domestic technological progress of the home country is relatively few, and the results obtained are relatively few. It provides a wide space for further study. Since the implementation of the "going out" strategy in China, a large number of powerful enterprises in our country have gone out of the country and actively expanded abroad, which has raised a large number of cases and factual basis for the study of technology seeking foreign direct investment (FDI) of Chinese enterprises. With the continuous improvement of our country's statistical system, the data in this field are constantly improved, which provides data support for the study of this field. Firstly, the paper introduces the background, significance, research status, research methods, structure and innovation of the thesis, and defines several main concepts. Then it introduces the theory of reverse technology spillover effect of foreign direct investment. This paper mainly discusses the following three aspects: firstly, it introduces the theoretical achievements of foreign direct investment in developed and developing countries, and then analyzes the motivation of acquiring technology from foreign direct investment. Finally, the realization mechanism of reverse technology spillover is introduced from four aspects: reverse technology transfer, research and development achievement feedback, R & D expense allocation and localization management feedback. The third part of this paper is an analysis of the development of technology-seeking FDI at home and abroad. The main part of this chapter is to analyze the development of technology seeking FDI in China from four aspects: subject selection, industry choice, location choice and market entry mode. The fourth part is the empirical test part, in reference to C-H and LP related research, combined with China's foreign direct investment practice, build an international RD spillover model to test the size of reverse technology spillover. The results show that foreign direct investment (FDI) aiming at technology seeking can promote the increase of total factor productivity (TFP) in China. The last part of the paper is the policy suggestion part, combining the conclusion of the research and the current situation of our country's foreign direct investment, put forward the related policy suggestion from the national level and the enterprise level respectively.
【学位授予单位】：沈阳工业大学
【学位级别】：硕士
【学位授予年份】：2012
【分类号】：F832.6;F273.1;F752.67

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