浙江省专利密集型产业的目录构建及创新效率研究

发布时间：2018-01-20 12:37

本文关键词： 专利密集型产业创新效率创新价值链 DEA 影响因素　出处：《浙江工业大学》2016年硕士论文　论文类型：学位论文

【摘要】：大力发展专利密集型产业是形成产业整体竞争优势的重要举措。浙江省近年来虽然专利数量大幅攀升,但依然面临科技投入产出不匹配的问题,说明专利密集型产业在促进创新激励和创新再投入的良性循环中还没发挥出应有的作用。专利作为创新活动的中间产物,从专利产生到创造市场价值需要经历一定的阶段,且专利密集型产业的发展受囿于已有主导产业和经济发展基础,产业创新效率的高低会影响其对浙江省经济和就业的贡献,因此亟需构建浙江省专利密集型产业目录,并对专利密集型产业的创新效率进行深入研究。本文选取了2007年至2013年浙江省41个工业大类的发明专利授权量和就业量数据,结合国内外的研究,首先构建了浙江省专利密集型产业目录,测算得到浙江省共有8个专利密集型产业和33个非专利密集型产业,与国内外认定的结果较为相似;研究进一步测算了专利密集型产业对浙江省经济就业的贡献,得到其为浙江省GDP贡献了23.73%,为就业贡献了6.32%,经济效益突出。其次,研究基于创新价值链视角,对浙江省专利密集型产业的创新过程按科技产出、物化产出和价值产出三阶段开展创新效率评价,运用DEA分别考察各阶段浙江省专利密集型产业和非专利密集型产业创新效率的差异,结果表明浙江省专利密集型产业的创新效率总体优于非专利密集型产业,值得重点培育;但浙江省专利密集型产业在创新价值链各环节并非均DEA有效,尤其在物化产出和价值产出环节投入冗余现象严重。再者,研究对浙江省专利密集型产业和非专利密集型产业创新效率的影响因素进行了分析,结果表明生产规模和发明专利申请数均对创新效率起显著的促进作用,而政府资金对创新效率起消极作用,RD研发经费内部支出、消化吸收经费支出、有研发活动企业数的影响效果均不明显。最终,在上述研究的基础之上,本文提出了创新效率的提升路径和相关对策建议,并指出本研究的不足和未来展望。本文的创新点主要为以下两点:一是由于区域层面各产业就业人数不均衡,本研究在构建方法上补充使用发明专利授权量平均值作为基准,将专利强度和发明专利授权量均高于产业平均值的界定为区域专利密集型产业。二是对浙江省专利密集型产业创新效率的评价采用基于创新价值链视角的三阶段模型,深化了各环节的创新效率研究,有利于针对性的提出促进产业发展的对策建议。
[Abstract]:The development of patent intensive industries is an important measure to form the overall competitive advantage of the industry. Although the number of patents in Zhejiang Province has increased significantly in recent years, it still faces the problem of input-output mismatch of science and technology. Patent intensive industry has not played its due role in promoting innovation incentive and innovation re-investment. Patent is the intermediate product of innovation activities. From the emergence of patents to the creation of market value, the development of patent intensive industries is limited by the existing dominant industries and economic development. The efficiency of industrial innovation will affect its contribution to the economy and employment of Zhejiang Province, so it is urgent to build a patent intensive industry catalogue in Zhejiang Province. And the innovation efficiency of patent intensive industries is studied in depth. This paper selects the data of patent license and employment of 41 industrial categories in Zhejiang province from 2007 to 2013. Combined with the domestic and foreign research, first of all, the patent intensive industry catalogue of Zhejiang Province is constructed, and a total of 8 patent intensive industries and 33 non-patent intensive industries in Zhejiang Province are calculated. The results are similar to those recognized at home and abroad. The study further measures the contribution of patent intensive industries to the economic employment of Zhejiang Province, and obtains that the patent intensive industries contribute 23.73 to the GDP of Zhejiang Province, 6.32 to the employment, and the economic benefits are outstanding. Based on the perspective of innovation value chain, the innovation process of patent intensive industries in Zhejiang Province is evaluated according to the three stages of scientific and technological output, materialized output and value output. Using DEA to investigate the difference of innovation efficiency between patent intensive industry and non patent intensive industry in Zhejiang province. The results show that the innovation efficiency of patent intensive industry in Zhejiang Province is better than that of non-patent intensive industry on the whole. However, patent intensive industries in Zhejiang Province are not all DEA effective in every link of innovation value chain, especially in the physical and chemical output and value output link input redundancy phenomenon is serious. This paper analyzes the factors influencing the innovation efficiency of patent intensive industry and non-patent intensive industry in Zhejiang province. The results show that the scale of production and the number of patent applications for invention play a significant role in promoting innovation efficiency. However, government funds play a negative role in the innovation efficiency. The internal expenditure of R & D expenditure, the absorption of R & D expenditure, the number of R & D enterprises have no obvious effect. Finally, on the basis of the above research. This paper puts forward the path of improving innovation efficiency and relevant countermeasures and suggestions, and points out the shortcomings and future prospects of this study. The innovation of this paper is mainly as follows: first, because of the uneven employment of various industries at the regional level. In this study, the average amount of invention patent license is used as a benchmark in the method of construction. The patent intensity and patent license of invention are defined as regional patent intensive industries. Second, the innovation efficiency of patent intensive industries in Zhejiang Province is evaluated from the perspective of innovation value chain. Model. It deepens the research on innovation efficiency of each link, and it is helpful to put forward countermeasures and suggestions to promote the development of industry.
【学位授予单位】：浙江工业大学
【学位级别】：硕士
【学位授予年份】：2016
【分类号】：F224;F204

【相似文献】