A基金管理公司的风险控制模式优化

发布时间：2018-01-05 06:26

本文关键词：A基金管理公司的风险控制模式优化　出处：《中国地质大学(北京)》2017年硕士论文　论文类型：学位论文

【摘要】：私募股权投资已成为国内外金融市场上非常重要的融资工具,发展十分迅速,在国外的私募股权投资已经发展非常成熟的情况下,国内的私募股权投资也正在驶入快车道,发展速度极为迅猛。一些私募股权投资公司在资本市场的收益也相当可观,像孙正义的软银中国2000万美元投资马云的淘宝网,增值2500倍;真格基金投资聚美优品增值1386倍;经纬中国投资滴滴打车增值299倍,投资猎豹移动增值800倍;IDG资本投资九安医疗,增值19倍等。私募股权投资的蓬勃发展加快了实业与资本的融合速度,促进了中小企业资金的快速融通,为企业带来了很多的机遇和便利,但高风险与高收益如影随形,繁荣背后往往暗含着各种各样看不见摸不着的风险。每个私募股权投资公司都应该建立有效的风险控制模式,规避和防范风险,确保收益最大化。本文期望通过对A基金管理公司风险控制模式中存在的问题进行分析、总结和归纳,提出针对A基金管理公司风险控制模式的改进措施,从而提高A基金管理公司全面风险控制水平。本文运用了文献查阅法、案例研究法以及系统分析法等,从A基金管理公司概况、风险控制目标和原则、风险控制的SWOT分析、组织架构以及运作模式中存在的风险问题展开分析,找出了A基金管理公司风险控制模式的缺陷,并对此提出了改进建议和措施。希望本文的研究能够帮助A基金管理公司实现风险控制模式优化,全面改善风险控制体系,提高风险控制水平和公司的核心竞争力。也希望本文的研究能为我国的基金管理公司完善风险控制体系提供有效的借鉴,从而促进私募股权基金行业的健康发展和有序运作。
[Abstract]:Private equity investment has become a very important financing tool in the financial markets at home and abroad, the development is very rapid, in foreign private equity investment has developed very mature situation. The domestic private equity investment is also driving into the fast lane, the development speed is extremely fast, some private equity investment companies in the capital market income is also quite considerable. Like Sun's Softbank Corp., China's $20 million investment in Ma Yun's Taobao, added 2, 500 times; ZhenFund investment Jumei added 1386 times; Matrix Partners China investment Didi Taxi added 299 times, investment cheetah mobile appreciation 800 times; The booming development of private equity investment accelerates the integration of industry and capital, and promotes the rapid financing of small and medium-sized enterprises. For the enterprise brought a lot of opportunities and convenience, but the high risk and high returns are accompanied. Every private equity firm should establish an effective risk control model to avoid and guard against risks. This paper expects to analyze, summarize and sum up the problems existing in the risk control mode of A fund management company, and put forward the improvement measures for the risk control mode of A fund management company. In order to improve the overall risk control level of A fund management company. This paper uses literature review method, case study method and system analysis method, from A fund management company profile, risk control objectives and principles. The SWOT analysis of risk control, the analysis of the risk problems in the organization structure and the operation mode, find out the defects of the risk control mode of A fund management company. I hope the research in this paper can help A fund management company to realize the optimization of risk control mode and improve the risk control system in an all-round way. Improve the level of risk control and the core competitiveness of the company. We also hope that this study can provide an effective reference for China's fund management companies to improve the risk control system. Thus promoting the healthy development and orderly operation of private equity fund industry.
【学位授予单位】：中国地质大学(北京)
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：F832.39

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