山西证券公司业务结构优化研究

发布时间：2018-04-02 09:58

本文选题：山西证券　切入点：业务结构　出处：《渤海大学》2017年硕士论文

【摘要】：证券公司是我国资本市场的重要组成部分,它的发展对于我国证券市场的发展至关重要,在新的市场环境背景下,同时在我国证券公司转型发展的过渡时期,研究证券公司业务结构的优化具有重要意义。本文以山西证券公司业务结构为研究对象,运用对比分析、定性与定量相结合的方法,通过对证券行业上市公司业务结构与成长能力关系的实证研究,明确了对公司成长能力有显著影响的四大业务及其影响的方向,继而从山西证券公司与行业业务结构差异、山西证券公司与行业代表性企业业务结构差异这两个方面对四大业务进行更加具体的对比分析,找出了山西证券公司业务结构方面的特点和不足,并给出了山西证券公司业务结构优化的对策和建议。研究分析发现,经纪业务、投资银行业务、资产管理业务和自营业务对公司成长能力有显著性影响,通过对比证券行业平均水平和行业代表性企业,发现山西证券公司经纪业务、资产管理业务、自营业务的收入占比和发展明显存在不合理现象,进而本文提出了“降低经纪业务比重,加快经纪业务转型升级;保持投资银行业务增长的良好态势,打造核心竞争力业务;提高资产管理业务比重,做大做强资产管理业务;扩大自营业务占比,采用智能化的经营管理策略”这四个方面的对策和建议来优化山西证券公司的业务结构,希望优化后的业务结构能够促进山西证券公司长久健康的发展。
[Abstract]:The securities company is an important part of our country's capital market, its development is very important for the development of our country's securities market. Under the new market environment, at the same time, in the transitional period of our country's securities company's transformation and development,It is of great significance to study the optimization of business structure of securities companies.This paper takes the business structure of Shanxi Securities Company as the research object, using the method of comparative analysis, qualitative and quantitative analysis, through the empirical study on the relationship between the business structure and growth ability of listed companies in the securities industry.The paper clarifies the four major businesses that have a significant impact on the growth ability of the company and the direction of their influence, and then from the perspective of the structure of Shanxi Securities Company and the industry business structure,The differences between the business structure of Shanxi Securities Company and the representative enterprises of the industry are compared and analyzed more concretely to find out the characteristics and shortcomings of the business structure of Shanxi Securities Company.The countermeasures and suggestions for optimizing the business structure of Shanxi Securities Company are also given.It is found that brokerage business, investment banking business, asset management business and proprietary business have a significant impact on the growth ability of the company. By comparing the average level of the securities industry and the representative enterprises in the industry,It is found that the income proportion and development of brokerage business, asset management business and self-operation business of Shanxi Securities Company are obviously unreasonable, and then this paper puts forward "reducing the proportion of brokerage business and speeding up the transformation and upgrading of brokerage business;"To maintain a good growth trend of investment banking business, to build core competitive business, to increase the proportion of asset management business, to expand asset management business, and to expand the proportion of proprietary business,It is hoped that the optimized business structure of Shanxi Securities Company can promote the long-term and healthy development of Shanxi Securities Company.
【学位授予单位】：渤海大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：F832.39

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