我国OFDI逆向技术溢出对自主创新影响的实证研究

发布时间：2018-06-07 10:05

本文选题：对外直接投资 + OFDI逆向技术溢出　；参考：《首都经济贸易大学》2017年硕士论文

【摘要】：随着知识经济时代的到来以及国际竞争的日益激烈,提高自主创新能力以增强国家和企业的核心竞争力越来越成为人们关注的热点问题。当前我国正处于建设“创新型国家”的决定性阶段和重要战略机遇期,自主创新能力的提高迫在眉睫。目前国内外的相关研究中,许多学者认为作为国际技术溢出渠道的对外直接投资能够提高一国的自主创新能力。本文从这个角度的基础上,对对外直接投资所产生的逆向技术溢出效应对我国自主创新能力的影响作用进行实证检验。本文在分析对外直接投资理论与自主创新相关理论和OFDI对我国自主创新的影响以及其影响路径和机理,以及我国在OFDI逆向技术溢出和自主创新上的发展现状的基础上,运用文献分析法和“理论-实证-分析”的方法,运用柯布-道格拉斯生产函数和CH模型构建计量模型,选取1990-2014年十国的相关数据以及我国国内发明专利授权量(数据来源于中国国家知识产权局和经济合作与发展组织数据库等),实证检验OFDI逆向技术溢出对我国自主创新能力的影响程度(从国外技术溢出三种路径进行研究)。实证检验结果表明:(1)由进口贸易,外商对我国的直接投资和我国对外直接投资都可以为我国的技术和自主创新水平带来一定程度的提高,其中影响程度有所差异,OFDI逆向技术溢出效果相比来说还较小。(2)现阶段我国OFDI逆向技术溢出对国内自主创新能力的提高可以产生积极的影响,即我国确实存在OFDI逆向技术溢出效应,实证检验得出对外直接投资每增1%将抬高国内发明专利授权量0.028412%。为了响应“走出去”,我国政府和企业需要努力扩大我国对外直接投资规模。政府应完善对外直接投资政策支持,积极推行大规模对外直接投资,鼓励企业“走出去”,补贴高新技术产业,加强与发达国家的双边合作以及维护企业海外权益;企业应充分利用现有政策,增强自身竞争能力,加大创新投入力度,加强对发达国家的投资力度等一系列措施,有效推动我国自主创新整体水平的提升。
[Abstract]:With the arrival of the era of knowledge economy and the increasingly fierce international competition, increasing the independent innovation ability to enhance the core competitiveness of countries and enterprises has become a hot issue. At present, our country is in the decisive stage and the important strategic opportunity period of constructing "innovative country", the improvement of independent innovation ability is urgent. At present, many scholars at home and abroad believe that OFDI as an international channel of technology spillover can improve the independent innovation ability of a country. Based on this perspective, this paper empirically tests the effect of reverse technology spillover effect of FDI on China's independent innovation ability. Based on the analysis of the influence of OFDI theory and independent innovation theory and OFDI on China's independent innovation, as well as the development status of OFDI reverse technology spillover and independent innovation in China, this paper analyzes its influence path and mechanism. Using the method of literature analysis and "theory-positivist analysis", using Cobb-Douglas production function and Ch model to construct the econometric model. Selecting the relevant data from 1990 to 2014 in ten countries and the amount of domestic invention patent authorization (data from the State intellectual property Office of China and the Organization for Economic Cooperation and Development database, etc.), this paper empirically tests the independence of OFDI reverse technology spillover to our country. The influence degree of innovation ability (from abroad technology spillover three kinds of path carries on the research. The empirical results show that the import trade, foreign direct investment in China and China's foreign direct investment can bring about a certain degree of improvement in the level of technology and independent innovation in China. The degree of influence is different. Compared with the reverse technology spillover effect, OFDI reverse technology spillover in China can have a positive impact on the improvement of domestic independent innovation ability at the present stage. That is, OFDI reverse technology spillover effect does exist in China. The empirical test shows that each increase of foreign direct investment by 1% will increase the domestic patent licensing amount 0.028412. In order to respond to "going out", our government and enterprises need to make efforts to expand the scale of China's foreign direct investment. The government should improve the policy support of foreign direct investment, actively promote large-scale foreign direct investment, encourage enterprises to "go out", subsidize high-tech industries, strengthen bilateral cooperation with developed countries and safeguard overseas rights and interests of enterprises. Enterprises should make full use of existing policies, strengthen their own competitiveness, increase innovation investment, strengthen investment in developed countries and other measures to effectively promote the overall level of independent innovation in China.
【学位授予单位】：首都经济贸易大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：F832.6;F124.3

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