金融要素对科技成果转化的影响机制研究

发布时间：2018-08-18 19:17

【摘要】：随着科技革命的推进和知识经济时代的到来,当代经济发展对教育和科学技术的依赖性日益增强。科学技术作为第一生产力,科学研究及其成果转化己经成为企业效益增加和国家综合国力增强的有效途径。近年来,我国的科技事业有了很大进步,科学研究工作取得进一步发展,获得大量成果。然而,我国长期存在科技成果转化不畅、动力不足问题。一方面,企业急需的产业化技术得不到满足;另一方面,科研机构拥有的大量成果却得不到运用,无法转化为现实生产力。以往的研究显示,金融要素的支持可以有力地搭建科技成果供求双方沟通桥梁,解决科技成果转化过程供需矛盾。本文通过在科技成果转化过程中嵌入金融要素,为科技成果转化提供金融支持,打通科技成果转化不畅的环节,提高科技成果转化效率。首先,对国内外三螺旋理论、科技成果转化及金融支持科技成果转化的研究现状进行了评述,分析当前研究成果及不足,同时对三螺旋理论、商业化产业化理论、金融等相关理论进行了简述,为基于三螺旋理论的金融要素对科技成果转化影响的提出奠定理论基础;其次,先对科技成果转化过程进行解释说明,同时在该过程的分析中渗入金融要素的概念,之后分析了当前研发阶段、中试阶段、商品化阶段、产业化阶段的发展现状,通过现状发现问题,对金融要素嵌入的必要性加以说明;再次,对科技成果转化过程中的所涉及的主要金融要素进行详细说明,并根据各阶段科技成果转化的显著特点与金融要素相匹配,选择合适的金融要素作为系统传递模型构建的变量;然后,结合确定的输入变量和输出变量,构建科技成果转化系统传递函数模型,并分别对各个阶段的模型进行分析和讨论,得出每个阶段金融要素对科技成果转化的影响效果;最后,根据科技成果转化过程传递函数模型分析讨论,对三螺旋主体提出相应的政策建议,为金融支持科技成果转化提供理论支持。本文结合三螺旋理论和金融理论,依据科技成果转化阶段性特征,嵌入金融要素,提出基于三螺旋理论的金融要素支持对策,对更好地促进科技成果转化、提高成果转化效率,有着更加现实的意义。
[Abstract]:With the advancement of science and technology revolution and the arrival of knowledge economy era, modern economic development depends on education and science and technology increasingly. Science and technology as the first productive force, scientific research and its transformation has become an effective way to increase the efficiency of enterprises and increase the comprehensive national strength of the country. In recent years, China's scientific and technological undertakings have made great progress, scientific research has made further development, and a large number of achievements have been made. However, there is a long-term transformation of scientific and technological achievements in our country, lack of power. On the one hand, the industrialization technology badly needed by enterprises can not be satisfied; on the other hand, a large number of achievements owned by scientific research institutions can not be used and can not be transformed into real productive forces. Previous studies have shown that the support of financial elements can effectively build a bridge between the supply and demand of scientific and technological achievements and resolve the contradiction between supply and demand in the process of transformation of scientific and technological achievements. In this paper, financial elements are embedded in the process of transformation of scientific and technological achievements to provide financial support for the transformation of scientific and technological achievements, and to improve the efficiency of transformation of scientific and technological achievements. First of all, it reviews the current research situation of triple helix theory, scientific and technological achievements transformation and financial support technology achievement transformation, analyzes the current research results and shortcomings, and at the same time, analyzes the triple helix theory, the commercialized industrialization theory. The related theories, such as finance, are briefly described in order to lay a theoretical foundation for the influence of financial elements based on the triple helix theory on the transformation of scientific and technological achievements. Secondly, the process of transformation of scientific and technological achievements is explained. At the same time, the concept of financial elements is infiltrated into the analysis of the process, and then the current development status of R & D stage, pilot stage, commercialization stage and industrialization stage are analyzed, and the problems are found through the present situation. The necessity of embedding financial elements is explained. Thirdly, the main financial elements involved in the process of transformation of scientific and technological achievements are explained in detail, and according to the remarkable characteristics of the transformation of scientific and technological achievements in various stages, they are matched with the financial elements. Choosing the appropriate financial elements as the variables of the system transfer model, then, combining the determined input variable and the output variable, the transfer function model of the transformation system of scientific and technological achievements is constructed, and the models of each stage are analyzed and discussed respectively. Finally, according to the analysis and discussion of the transfer function model of the transformation process of the scientific and technological achievements, the corresponding policy recommendations are put forward to the triple helix main body. Financial support for the transformation of scientific and technological achievements to provide theoretical support. Based on the theory of triple helix and the theory of finance, according to the stage characteristics of transformation of scientific and technological achievements and embedding financial elements, this paper puts forward the supporting countermeasures of financial elements based on the theory of triple helix, which can better promote the transformation of scientific and technological achievements and improve the efficiency of transformation of results. Has more realistic significance.
【学位授予单位】：沈阳工业大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：F832;F276.44;F273.1

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