京津冀地区金融资源配置效率研究

发布时间：2018-10-13 20:43

【摘要】：2014年2月26日习近平总书记把实现京津冀协同发展作为一个重大国家战略”;2017年4月1日中央在河北省设立雄安新区。在这样的大背景下,京津冀金融一体化发展正经历着从量变到质变的过程。本文旨在通过对京津冀地区金融资源配置效率的研究有效解释京津冀区域金融发展“二元”特征,通过提高配置效率引导金融资源合理配置,实现京津冀金融一体化发展。本文首先根据金融资源定义,从京津冀整体层面和省际层面分析其2000-2014年的金融资源分布现状。其次,运用三阶段DEA和超效率DEA法测算包括北京、天津、河北地区的我国东部12个省(市)2014年金融资源配置效率。再次,从实证分析从宏观和微观层面出发,对京津冀地区的金融资源配置效率区域差异的原因进行定性和定量分析。最后,根据宏观层面和微观层面原因,在实证分析结果的基础上提出提高京津冀地区金融资源配置效率的政策建议。研究结果表明:第一,不考虑外部环境等因素的条件下,2014年我国东部12省(市)的效率几乎均达不到1,其中仅天津和海南处于有效前沿面上。对于京津冀地区而言,它们之间的金融资源配置效率差异较大,尤其是北京、河北的效率值较低。第二,外界环境因素、随机误差和内部管理等因素对京津冀地区的金融资源配置效率产生较大影响。第三,京津冀等东部地区的效率在调整后发生较大变化。河北地区的效率明显低于北京、天津。第四,在五个东部地区处于金融生产前沿面中,天津超效率为1.6583排名第一,北京为1.0170排名第五。最后,本文根据实证的结论和京津冀地区金融资源配置效率区域差异的原因提出如下相应的政策建议:缩小区域经济发展差距;减少地方政府对金融过度干预;创造良好的金融生态环境;建立多层次资本市场体系;提高金融资源使用效率、贷款投资生产效率。
[Abstract]:On February 26, 2014, General Secretary Xi Jinping made the coordinated development of Beijing, Tianjin and Hebei a major national strategy. On April 1, 2017, the central government established the Xiong'an New District in Hebei Province. Against this background, the financial integration of Beijing, Tianjin and Hebei is undergoing a process from quantitative change to qualitative change. The purpose of this paper is to effectively explain the "dualistic" characteristics of financial development in Beijing-Tianjin-Hebei region through the study of the efficiency of financial resources allocation in Beijing, Tianjin and Hebei, and to guide the rational allocation of financial resources through improving the allocation efficiency, and to realize the development of financial integration between Beijing, Tianjin and Hebei. Firstly, according to the definition of financial resources, this paper analyzes the distribution of financial resources in Beijing, Tianjin and Hebei from the overall level and the provincial level from 2000 to 2014. Secondly, using three-stage DEA and super-efficiency DEA method, the efficiency of financial resource allocation in 12 eastern provinces (cities) including Beijing, Tianjin and Hebei is estimated in 2014. Thirdly, from the macro and micro level, the reasons for the regional differences in the allocation efficiency of financial resources in Beijing-Tianjin-Hebei region are analyzed qualitatively and quantitatively. Finally, based on the results of empirical analysis, the author puts forward some policy suggestions to improve the efficiency of financial resources allocation in Beijing-Tianjin-Hebei region. The results show that: first, the efficiency of the 12 provinces (cities) in eastern China in 2014 is almost less than 1, only Tianjin and Hainan are in the effective frontier without taking into account the external environment and other factors. For the Beijing-Tianjin-Hebei region, there are great differences in the efficiency of financial resources allocation, especially in Beijing and Hebei. Secondly, external environmental factors, random errors and internal management have a great impact on the allocation efficiency of financial resources in Beijing-Tianjin-Hebei region. Third, the efficiency of Beijing, Tianjin, Hebei and other eastern areas has changed greatly after the adjustment. The efficiency of Hebei is obviously lower than that of Beijing and Tianjin. Fourth, among the five eastern regions at the forefront of financial production, Tianjin ranked first at 1.6583 and Beijing fifth at 1.0170. Finally, based on the empirical conclusions and the reasons for the regional differences in the allocation efficiency of financial resources in the Beijing-Tianjin-Hebei region, this paper puts forward the following corresponding policy recommendations: narrowing the gap in regional economic development; reducing the excessive intervention of local governments in finance; Create a good financial ecological environment, establish a multi-level capital market system, improve the efficiency of the use of financial resources, loan investment production efficiency.
【学位授予单位】：中国地质大学(北京)
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：F832.7;F127

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