吸收能力差异对在华外商直接投资技术溢出效应的影响研究
发布时间：2018-11-18 08:28
【摘要】：2015年中国吸收外资全球排名从第一降到第三,但仍保持着稳定增长。外资的流入不仅给东道国带来充足的资金,更为其带来先进的技术和管理经验。然而鉴于中国区域发展的不平衡性,外商直接投资的技术溢出效应在中国不同地区产生的影响存在明显的区域差异。在中国的外商直接投资并不全都给当地带来正向溢出效应,在一些地区,FDI的流入甚至会产生挤出效应。当前许多学者试图从吸收能力的角度来解释这一现象,认为FDI的技术溢出效应能在吸收能力强的地区得到有效发挥,而在吸收能力弱的地区FDI的技术溢出效应则十分有限。本文首先回顾了吸收能力的概念,并参考金艳清、卢晓勇(2012)关于吸收能力指标体系的总结,将我国各地区FDI技术溢出吸收能力评价体系分为三个层次:第一,科技吸收能力;第二,制度吸收能力;第三,基础吸收能力。其次,本文对当前我国外商直接投资现状以及各地区吸收能力现状进行了分析。当前学者们关于吸收能力对外商直接投资影响的研究往往只选择单个指标或者多个指标作为吸收能力的替代指标,而忽略影响吸收能力各因素之间的协同性。鉴于此,本文采用因子分析法构建吸收能力综合指数,并在这个基础上,分析了我国各地区FDI技术溢出吸收能力的现状。最后,本文分析吸收能力对我国FDI技术溢出的影响,对吸收能力综合指数以及影响吸收能力的各个影响因素进行门槛分析。实证结果表明,我国FDI技术溢出的吸收能力存在双重门槛效应,并且由于吸收能力的差别较大,导致各省份的溢出效应存在明显的区域差异。从实证结果来看,到2013年我国东中西部三个地区均已跨过第一个门槛值,而只有东部地区跨过了第二个门槛值。为了进一步提高外商直接投资技术溢出水平,需要进一步加强吸收能力。而在重视吸收能力提升的同时,应该重视吸收能力各个影响因素之间的协同发展。
[Abstract]:In 2015, China's foreign capital intake dropped from first to third in the world, but maintained steady growth. The inflow of foreign capital not only brings sufficient capital to the host country, but also brings advanced technology and management experience. However, in view of the imbalance of regional development in China, there are obvious regional differences in the technology spillover effects of foreign direct investment (FDI) in different regions of China. Not all FDI in China has a positive spillover effect, and in some regions, FDI inflows even produce crowding out effects. At present, many scholars try to explain this phenomenon from the angle of absorptive capacity, and think that the technology spillover effect of FDI can be played effectively in the region with strong absorptive capacity, but the technology spillover effect of FDI in the region with weak absorption capacity is very limited. This paper first reviews the concept of absorptive capacity, and refers to Jin Yanqing and Lu Xiaoyong (2012) on the summary of absorptive capacity index system, and divides the FDI technology spillover absorptive capacity evaluation system into three levels: first, Absorptive capacity of science and technology; Second, institutional absorptive capacity; third, basic absorptive capacity. Secondly, this paper analyzes the current situation of foreign direct investment and regional absorptive capacity. At present, scholars' researches on the influence of absorptive capacity on FDI usually only select a single index or multiple indicators as a substitute for absorptive capacity, but ignore the synergy among the factors affecting absorptive capacity. In view of this, this paper uses factor analysis method to construct the comprehensive index of absorptive capacity, and on this basis, analyzes the current situation of FDI technology spillover absorptive capacity in various regions of China. Finally, this paper analyzes the influence of absorptive capacity on FDI technology spillover in China, and analyzes the comprehensive index of absorptive capacity and the influencing factors of absorptive capacity. The empirical results show that there is a double threshold effect on the absorptive capacity of FDI technology spillover in China, and there are obvious regional differences in the spillover effect of each province due to the great difference in the absorptive capacity. From the empirical results, by 2013, the three regions in the east and west of China have crossed the first threshold, but only the eastern region has crossed the second threshold. In order to further improve the level of FDI technology spillover, we need to further strengthen the absorptive capacity. At the same time, attention should be paid to the synergistic development of various factors affecting absorptive capacity.
【学位授予单位】：昆明理工大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：F832.6
本文编号：2339473
[Abstract]:In 2015, China's foreign capital intake dropped from first to third in the world, but maintained steady growth. The inflow of foreign capital not only brings sufficient capital to the host country, but also brings advanced technology and management experience. However, in view of the imbalance of regional development in China, there are obvious regional differences in the technology spillover effects of foreign direct investment (FDI) in different regions of China. Not all FDI in China has a positive spillover effect, and in some regions, FDI inflows even produce crowding out effects. At present, many scholars try to explain this phenomenon from the angle of absorptive capacity, and think that the technology spillover effect of FDI can be played effectively in the region with strong absorptive capacity, but the technology spillover effect of FDI in the region with weak absorption capacity is very limited. This paper first reviews the concept of absorptive capacity, and refers to Jin Yanqing and Lu Xiaoyong (2012) on the summary of absorptive capacity index system, and divides the FDI technology spillover absorptive capacity evaluation system into three levels: first, Absorptive capacity of science and technology; Second, institutional absorptive capacity; third, basic absorptive capacity. Secondly, this paper analyzes the current situation of foreign direct investment and regional absorptive capacity. At present, scholars' researches on the influence of absorptive capacity on FDI usually only select a single index or multiple indicators as a substitute for absorptive capacity, but ignore the synergy among the factors affecting absorptive capacity. In view of this, this paper uses factor analysis method to construct the comprehensive index of absorptive capacity, and on this basis, analyzes the current situation of FDI technology spillover absorptive capacity in various regions of China. Finally, this paper analyzes the influence of absorptive capacity on FDI technology spillover in China, and analyzes the comprehensive index of absorptive capacity and the influencing factors of absorptive capacity. The empirical results show that there is a double threshold effect on the absorptive capacity of FDI technology spillover in China, and there are obvious regional differences in the spillover effect of each province due to the great difference in the absorptive capacity. From the empirical results, by 2013, the three regions in the east and west of China have crossed the first threshold, but only the eastern region has crossed the second threshold. In order to further improve the level of FDI technology spillover, we need to further strengthen the absorptive capacity. At the same time, attention should be paid to the synergistic development of various factors affecting absorptive capacity.
【学位授予单位】：昆明理工大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：F832.6
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