生态领域产权市场的制度研究

发布时间：2018-03-15 23:17

本文选题：生态经济　切入点：产权制度　出处：《江西财经大学》2003年博士论文　论文类型：学位论文

【摘要】： 本论文由四部分、共六章组成，第一部分为生态产权市场的基础理论，即第一章；第二部分主要为生态产权市场制度的理论研究，包括第二章、第三章和第四章；第三部分为理论应用，即第五章：第四部分为国内实践的案例研究，即第六章。第一部分(第一章)《生态产权市场的基础理论》是对生态产权市场理论的研究述评，主要内容包括两部分：(1)生态经济理论研究的历史回顾与进展：描述了生态经济学的源流；生态经济学的理论渊源；当今生态经济理论研究的三大进展，即一是认识到生态资源具有“天然价值”，二是把生态资本的增值纳入可持续发展的核心，三是把产权经济学引入生态经济理论分析；最后简介中国生态经济理论发展。(2)生态产权市场的基础理论：举例阐述了科斯定理的是与非；剖析了产权与制度的经济学内涵与两者的关系；在此基础阐明了生态产权市场的混合运行机制。第二部分(第二章、第三章和第四章)是论文的理论核心部分，从政府——企业这两个生态产权市场主体的制度安排出发，研究政府与企业如何在生态产权市场上实现对接。第二章《政府对生态经济有效规制的制度安排》在说明生态产品由于公共品和外部性两大原因导致了“自由”市场机制的失效，价格无法按产品的边际成本最优定价，需要政府作为规制主体对生态市场进行规制的同时，指出政府的生态规制也一样存在失灵。以一种失灵替代另一种失灵，不一定会增进社会的总福利。因此，必须从制度上优化政府的生态规制。第一节是政府规制理论的研究述评。第二节在说明生态市场需要政府生态规制的理由，包括产权不安全或不存在、外部性、薄市场与资源型垄断等的前提下，阐述政府生态规制的一般经济手段，包括限价、费税手段、进入限制、明确产权、补贴等，并整理、总结出生态公共规制体系，即除了政府的行政性和经济性规制外，还包括强制性的法律规制和教育型的生态道德规制。第三节发达国家政府采取的主要生态经济规制手段。介绍了税费制度、补贴手段、交易制度、强制刺激手段和押金—退款制度在发达国家的应用情况。第四节论述优化政府生态规制的制度安排，在分析政府生态规制失灵的原因，如政府行为目标多样性、政府存在自由裁量权、官僚组织失效和规制信息不对称等的基础上，提出政府生态规制优化的制度途径，包括：强化对规制者的规制；建立公共租金消散机制；放松规制和优化规制；实行政企分开的规制体制；优化规制结构等。第三章《企业有效交易生态产权的制度条件》阐明生态市场的产权交易主体是企业。企业充分具备生态产权交易的内部和外部条件，是生态市场能够有效运行的前提。博十学位论义《生态领域产权市场的制度研究）｝企业适应市场产权交易的内部条件是企业的内部产权交易有效率，即内部的产权治理机制（产权制度）是有效的；企业能够有效交易生态产权的外部制度环境是企业作为 “法人”参与生态产权交易所处的产权制度等外部条件。第一部分阐述企业产权制度一般理论，包括：企业产权制度的演进；企业产权的契约结构与企业效率。第二部分讨论企业有效交易生态产权的内部制度安排：探讨国有企业的产权制度失效与优化途径：国有企业治理机制失效的原因分析以及各国治理国有企业失效的途径；同时以英美为代表“外控模式”和以德R为代表的“内控模式”为主，探讨一般上市股份公司的公司治理机制与其制度安排优化。第三部分分析讨论企业有效交易生态产权的外部制度环境，，包括产权制度环境、市场制度环境、政策制度环境、法治环境和生态道德环境。第四章《政府——市场——企业对接的生态产权制度设计》是在第二、三章的理论研究的基础上对生态产权市场制度的混合设计。现将其内容总结阐述如下：生态市场里供求的客体是生态公域品和外部性产品，运行的主体是政府和企业，交易的平台是市场。成本——效益分析法是分析生态市场产权制度的主要工具，其净收益的大小反映出社会福利的高低和制度的优劣。生态公域品包括生态纯公共品和生态准公共品（生态混合品），其制度优化的途径不仅诀定于政府的运行效率，还决定于企业和市场，以及法律制度和生态道德文化环境。生态正外部性激励和负外部性治理的制度优化也需要同样的路径。可见，生态产权市场的是“公”权与“私”权共存的混合市场，其制度忧化设计必须使“公”权市场与“私”权市场制度优化的基础k，实现两者的对接和协调均衡，形成政府——市场——企业互相制衡、互相促进的混合市场体系。第一部分为生态经济成本与生态经济收益的经济涵义。第二部分为生态公域品供给的产权制度优化途径，包括：生态纯公共品供给的成本收益分析与产权制度优化；生态混合品供给的成本收益分析与产权制度忧化
[Abstract]:This thesis consists of four parts, a total of six chapters, the first part is the basic theory of ecological property rights market, namely the first chapter; the theory of ecological property rights market system as the main second parts, including second chapters, the third chapter and the fourth chapter; the third part is the theoretical application, namely the fifth chapter: the fourth part is the case study of domestic practice that is the sixth chapter.
The first part (Chapter one): basic theory of ecological property rights market is > Research on ecological property market theory, the main content includes two parts: (1) the ecological economic theory review and research progress of history: describe the origin of ecological economics; ecological economics theory origin; three in today's ecological economic theory the research, which is known to have a natural ecological resources, the ecological value is two the increment of capital into the core of sustainable development, the three is the property economics into the analysis of ecological and economic development theory; finally introduction of ecological economic theory China. (2) the basic theory of ecological property market: the author illustrates the Kos theorem and analyzes the relationship between economics; connotation of property right and system; on the basis of the mixing mechanism of eprm.
The second part (the second chapter, the third chapter and the fourth chapter) is the core of the paper. Starting from the institutional arrangement of the two main bodies of the eco property right of the government and enterprises, we study how to achieve docking between the government and the enterprises in the ecological property market.
The second chapter "the government to effectively regulate the ecological economy system in the eco > products because of public goods and externality two failure of" free "market mechanism, price to marginal cost pricing of products, the need for government regulation as the main regulation of eco market at the same time, pointed out that the government Eco regulation there exists a failure. Failure to replace another failure, total social welfare does not necessarily increase. Therefore, must be from the system of government eco regulation. The first section is a review of research on the theory of government regulation. The second section in the eco market needs government eco regulation reasons, including property rights or security no, externality, market monopoly and thin premise resources under the elaboration of general economic means, government eco regulation means, including price, tax and fee to enter the restricted, clear property rights, Subsidies, and consolidation, summarizes the ecological public regulation system, which is in addition to the government's administrative and economic regulation, ecological moral regulation also includes mandatory legal regulation and education. The main ecological and economic means of regulation third developed countries taken by the government. The tax system, subsidies means, trading system, application the situation forced stimulus and deposit refund system in developed countries. The fourth section discusses the institutional arrangement and optimization of government eco regulation, the reasons of the failure of government eco regulation, such as the government behavior target diversity, the existence of government discretion based bureaucracy and regulation failure of information asymmetry on the proposed system approach optimization of government Eco regulation includes: strengthening the regulation of the regulators; the establishment of public rent dissipation mechanism; optimization of deregulation and regulation; regulation of administrative examination divided System; optimize the structure of regulation and so on.
The third chapter is about the institutional conditions for effective transaction of ecological property rights in enterprises. It is clear that the main body of property rights trading in eco market is enterprises. Enterprises have sufficient internal and external conditions for the transaction of ecological property rights, which is the premise for effective operation of ecological market.
Study on the system of ecological field property market meaning < ten s)} Bo
The internal conditions for the enterprise to adapt to the market property right transaction are the efficiency of the internal property right transaction of the enterprise, that is, the internal property right governance
The mechanism (property rights system) is effective; the external institutional environment for which the enterprise can effectively deal with the ecological property rights is the enterprise as an enterprise.
The "legal person" is involved in the external conditions of the property right system at the ecological property exchange. The first part expounds the property right system of the enterprise
The general theory includes the evolution of the property right system of the enterprise; the second part of the contract structure and enterprise efficiency of the enterprise property rights.
Discuss the internal system arrangement of the ecological property right of the effective transaction of the enterprise: to discuss the failure and optimization of the property right system of the state-owned enterprises
The causes of the failure of the governance mechanism of the state-owned enterprises and the ways to govern the failure of the state owned enterprises in various countries; and at the same time
On behalf of the "external control mode" and the "internal control model" represented by German R, the United States discusses the general listed stock companies.
The corporate governance mechanism and its institutional arrangement are optimized. The third part analyses and discusses the exterior of the ecological property right of the effective transaction of the enterprise
System environment, including property right system environment, market system environment, policy and system environment, rule of law environment and ecological morality
Environmental Science.
The fourth chapter, "the government - the market - the design of the ecological property right system for the docking of enterprises" is the principle of the second, third chapter
On the basis of the research on the mixed design of the ecological property market system, the contents are summarized as follows: the ecological city
The object of supply and demand in the field is the ecological public domain products and the external products. The main body of the operation is the government and the enterprise, the trading platform.
The cost - benefit analysis is the main tool for the analysis of the property rights system of the ecological market and its net income.
It reflects the high and low of social welfare and the advantages and disadvantages of the system. The ecological public domain products include ecological pure public goods and ecological quasi public goods.
(ecological mixture), the way to optimize the system is not only based on the efficiency of the government, but also in the enterprise and the city.
The field, the legal system and the ecological morality and culture environment. The institutional excellence of the ecological positive externality and the negative externality management
It also needs the same path. It can be seen that the ecological property market is a mixed market of "public" right and "private" right.
The design of its system concern must make the "public" market and the "private" market system optimize the basis of K, to achieve both.
The docking and coordination of equilibrium form a mixed market system of government - market - the mutual balance and mutual promotion of enterprises.
The first part is the economic meaning of ecological economic cost and ecological economic income. The second part is the supply of ecological public domain.
The ways of optimizing the property right system include: the analysis of the cost and benefit of the supply of ecological pure public goods and the optimization of the property right system;
The analysis of the cost and benefit of the supply of mixed goods and the concern of the property rights system

【学位授予单位】：江西财经大学
【学位级别】：博士
【学位授予年份】：2003
【分类号】：F062.2

【引证文献】