“适应性效率”理论的研究与创新

发布时间：2018-06-07 09:08

本文选题：适应性效率 + 诺思　；参考：《吉林大学》2008年博士论文

【摘要】： 制度变迁理论中,对带来长期增长趋势的制度特征的探讨始终是缺失的。诺思首创、旨在描述带来长期增长趋势之制度结构特征的“适应性效率”理论具有开创性意义。但其理论刚刚建立,虽然提出了相关理论要素,却没有揭示出要素之间的联系,理论解释力还需加强。对诺思“适应性效率”理论进行述评和深入探讨构成本文的主要研究内容。诺思意义的适应性效率是指,一个社会,由于其制度结构具有适应不确定性的能力,从而呈现长期增长的趋势。认为,试错在应对不确定性的过程里,就能够实现长期增长趋势。本文指出,试错与长期增长趋势并不具备必然的因果关系。因此,诺思的理论没能在制度、不确定性、试错与长期增长趋势之间建立逻辑关系,进而不能真正说明适应性效率的作用机理。本文的研究指出,“试错”与“长期增长趋势”二者之间存在一个根本因素,即“知识”。通过引入这个因素,本文就将制度、不确定性、试错、知识、个体行动和长期增长趋势链接起来,在具有适应性效率特征的制度结构与长期增长趋势间建立了联系,真正说明了适应性效率的作用机理。进而将诺思“适应性效率”的涵义修正为:一个社会,由于其制度结构在应对不确定性的过程中通过不断引导变化着的个体行动模式而促进知识的充分、正确、协调运用及更新,从而呈现长期增长的趋势。接着,本文对适应性效率的形成机理进行了分析,并对我国制度变迁过程中制度结构的适应性效率作出了评价。
[Abstract]:In the theory of institutional change, the discussion of institutional characteristics that bring about long-term growth trend is always missing. The theory of adaptive efficiency, which aims to describe the characteristics of institutional structure with long-term growth trend, was pioneered by North. But its theory has just been established, although it has put forward the relevant theoretical elements, it does not reveal the relationship between the elements, and the theoretical explanation needs to be strengthened. The main content of this thesis is to review and probe into the theory of adaptive efficiency. The adaptive efficiency in the sense of Norse refers to a society whose institutional structure has the ability to adapt to uncertainty and thus presents a trend of long-term growth. It is believed that trial and error can achieve long-term growth trend in the process of dealing with uncertainty. This paper points out that there is no causal relationship between trial and error and long-term growth trend. Therefore, Norse's theory failed to establish a logical relationship between institution, uncertainty, trial and error and long-term growth trend, and thus could not really explain the mechanism of adaptive efficiency. This paper points out that there is a fundamental factor between trial and error and long-term growth trend, that is, knowledge. By introducing this factor, this paper links the institutional, uncertainty, trial and error, knowledge, individual action and long-term growth trend, and establishes a link between the institutional structure with adaptive efficiency characteristics and the long-term growth trend. The mechanism of adaptive efficiency is explained. Then, the meaning of "adaptive efficiency" of Norse is revised as: a society, because its institutional structure promotes the adequacy and correctness of knowledge by constantly guiding the changing individual action pattern in the process of dealing with uncertainty. Coordinate use and update, thus showing a long-term trend of growth. Then, this paper analyzes the formation mechanism of adaptive efficiency, and evaluates the adaptive efficiency of institutional structure in the process of institutional change in China.
【学位授予单位】：吉林大学
【学位级别】：博士
【学位授予年份】：2008
【分类号】：F091.349

【引证文献】