碳交易的制度创新及其市场机制构建研究

发布时间：2018-06-25 17:21

本文选题：碳交易 + 排污权制度　；参考：《浙江理工大学》2017年硕士论文

【摘要】：2013年我国7省(市)相继启动了碳交易试点。经过3年多的履约工作,我国碳交易规模逐步扩大,市场交易也日趋活跃。不过,在试点中也暴露出不少的问题。譬如,区域之间体系标准差异大,碳排放总量核定普遍过高,碳市场流动性差,碳交易价格失真等等。在试点经验即将在全国推广,开始着手建立全国统一的碳交易市场之际,有必要对当前存在的问题作出深入剖析,并提出进一步的改进思路和优化方案。本文在全面回顾和分析碳交易试点情况的基础上,从现有碳交易制度本身进行了深刻的理论反思,以及根据市场交易的基本要求,提出以碳汇交易制度取代排污权交易制度的合理性和可行性。最后,构建了一个碳汇交易市场的初步框架,讨论初步框架需关注问题。研究表明:我国碳交易试点出现的有关问题,除了一些自身的主客观因素外,更重要的是现有碳交易市场存在的制度缺陷。以排污权制度延伸出来的碳交易制度,必然会面临碳排放总量核算、初始排放权分配等难题,同时也难以摆脱市场活跃度低、利益分配局限等困境。要从根本上解决这些问题,仅仅完善体制是无济于事的,必须通过制度创新。分析表明,目前碳汇已初步具备了市场化的基本条件,采用碳汇交易正好能弥补现有碳交易的不足。当然,以碳汇交易来取代碳排放权交易,不仅需要构建一个新的交易市场,制定一套新的交易规则,而且还要考虑其实施对有关产业的影响。本文对有关问题作出了一些初步的探讨和分析,并提出了相应的政策建议。
[Abstract]:In 2013, China's 7 provinces (cities) have launched carbon trading pilot. After more than 3 years of implementation, the scale of carbon trading in China has gradually expanded, and the market transaction has become more and more active. However, in the pilot also exposed a lot of problems. For example, the system standards vary greatly between regions, the total amount of carbon emissions is generally too high, the carbon market is illiquid, the price of carbon trading is distorted, and so on. When the pilot experience is about to be popularized in the whole country and the national unified carbon trading market is to be established, it is necessary to make a thorough analysis of the existing problems and put forward further improvement ideas and optimization schemes. Based on a comprehensive review and analysis of the pilot situation of carbon trading, this paper makes a profound theoretical reflection from the existing carbon trading system itself, and according to the basic requirements of market trading, The rationality and feasibility of replacing the emission trading system with carbon sink trading system are put forward. Finally, a preliminary framework of carbon sink market is constructed, and the preliminary framework is discussed. The research shows that besides some subjective and objective factors, it is more important for the existing carbon trading market to have institutional defects. The carbon trading system, which is extended by the emission rights system, will inevitably face the problems of total carbon emissions accounting, initial emission rights allocation and so on. At the same time, it is difficult to get rid of the difficulties such as low market activity and limited benefit distribution. In order to solve these problems fundamentally, it is useless to perfect the system, we must innovate the system. The analysis shows that the carbon sink has already had the basic condition of marketization at present, and the carbon sink trade can make up the deficiency of the existing carbon trading. Of course, to replace carbon emissions trading with carbon sink trading, not only need to build a new trading market, formulate a new set of trading rules, but also consider the impact of its implementation on the relevant industries. This paper makes some preliminary discussion and analysis on the related problems, and puts forward some corresponding policy suggestions.
【学位授予单位】：浙江理工大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：X196;F832.5

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