资本形成、产业结构升级与区域金融集聚

发布时间：2018-01-07 17:09

本文关键词：资本形成、产业结构升级与区域金融集聚　出处：《西南大学》2017年硕士论文　论文类型：学位论文

【摘要】：金融(Finace)作为经济的核心,承载着调节社会资源、合理配置资源的重任,对我国未来的经济发展和国际地位的提高来说至关重要。面对复杂的国际国内形势,“十三五”规划作为我国2020年前的最后一个五年计划,显得格外重要。金融发展是客观现实的要求,金融集聚则成为时代的主题。从国际市场来看,科技的进步、互联网的运用、密集的经济跨国交流,大大降低了空间地域限制。在金融资源不断积聚和积累中,形成了瑞士、纽约、伦敦、东京等传统的国际金融中心,一大批新兴国际金融中心也涌现了出来,如新加坡、中国香港、中国上海。从国内市场来看,各个地方都已经意识到金融在经济发展过程中的重要作用,开始制定区域金融发展战略,将自身城市定位为区域金融中心。为了更好的吸引经济要素资源的集中,部分城市已经出现了金融机构和金融资源的集聚。为了缓解经济下行压力,实现“全面建成小康社会”的目标,2015年11月,中共中央总书记习近平同志在中央财经领导小组第十一次会议上首次提出“着力加强供给侧结构性改革”的方针。实现供给侧改革,归根结底就是要实现经济结构转型升级、实现全社会的结构性调整,要实现供给侧的有效改革,达到产能与需求相匹配的市场经济目标,就需要资源的合理引导和产业结构的调整升级。“一带一路”(The Belt and Road,即BR)包括“陆上丝绸之路”和“海上丝绸之路”,BR作为中国科学合理“走出去”的桥梁,通过“东出海”、“西挺进”策略,来实现与周边和世界各国通路、通航、通商的目标。要实现这一目标,首先就在于基建设施的完善,因此无论是沿海港口还是内陆地区,都面临着大量的资本注入、固定资产投资和基建投资。在这样的发展阶段和背景下,探究资本形成、产业结构升级与区域金融集聚的关系是有必要的。本文分别运用规范分析法和实证分析法对此展开了研究。规范分析法主要注重于文献的回顾和理论的梳理,在梳理相关理论的基础上,探究了资本形成、产业结构升级促进区域金融集聚的运行机理。实证研究法主要是描述性统计法和计量回归方法,利用我国2000—2014年各省市的经验数据,以各省市的金融集聚水平为因变量,资本形成、产业结构升级为自变量,同时选取6个控制变量建立相应的面板数据模型,使用stata14.0在固定效应模型下就资本形成、产业结构升级与区域金融集聚的关系展开研究。得到的研究结论主要有:一是区域金融集聚是多种因素共同作用的结果,包括资本形成、产业结构升级、经济发展基础、受教育程度、政府干预以及科技进步等等。二是资本形成对区域金融集聚的正向激励效应与理论分析不一致,不同区域产业结构对区域金融集聚的影响各不相同。对于全国平均和东部地区来说,资本形成对区域金融集聚产生显著的抑制作用,这是由于在2000-2014年期间的资本形成,其非产业化、非产能化、公共化、城乡公共产品均等化趋势明显,对区域金融集聚并不会带来明显的正向激励作用,只有区域产业化的资本形成才会加速区域金融集聚。而中部和西部地区,由于城市本身基础设施的落后和不足,通过基础设施等公共产品的资本形成,能有效吸引金融机构和金融资源向中心城市集聚。三是产业结构升级对区域金融集聚产生了明显的促进作用。产业结构的高级化无论是对全国还是东部、中部区域都是对区域金融集聚有显著的正向影响,西部地区虽然表现出不显著,但作用仍然是正向激励。四是资本形成与产业结构升级的联合作用对区域金融集聚有显著的效用,但是不同的区域,作用方向不一样,中西部地区存在产融脱媒的现象。基于上述研究结论,本文提出的政策建议主要有:第一,优化促进区域金融集聚的资本形成结构;第二,推进产业结构高级化引导区域金融集聚;第三,推进资本与产业有效结合加快区域金融集聚;第四,推行差异化的区域金融集聚发展战略。
[Abstract]:Financial (Finace) as the core of the economy, carrying the responsibility to regulate the social resources, the rational allocation of resources, for the future of China's economic development and the improvement of international status is very important. In the face of complex domestic and international situation, "13th Five-Year" planning as a final five year plan in China before 2020, is particularly important. Financial development is the objective reality, financial agglomeration has become the theme of the times. From the point of the international market, the progress of science and technology, the use of the Internet economy, transnational communication intensive, greatly reducing the space geographical restrictions. In the financial resources accumulation and accumulation, formation of Switzerland, New York, London, the traditional international financial center Tokyo, a large number of emerging international financial center has also emerged, such as Singapore, Hongkong Chinese, China Shanghai. According to the domestic market, various places have been realized in the financial economy An important role in the process of development, began to develop a regional financial development strategy, will own the city as a regional financial center. In order to attract economic resources better, part of the city has seen a gathering of financial institutions and financial resources. In order to alleviate the pressure of the economic downturn, the realization of "comprehensive well-off society" goal, in November 2015. General Secretary of the CPC Central Committee with Comrade Xi Jinping first proposed "strengthening the supply side structural reform" policy in the eleventh meeting of the central financial work leading group. The supply side reforms, in the end is to achieve the transformation and upgrading of the economic structure, realize the structural adjustment of the whole society, to achieve the effective reform of the supply side, achieve production and demand matching the market economy goal, we need the resources reasonable guidance and adjustment of industrial structure upgrade. "The Belt and Road" (The Belt and Road, namely BR) including "land Silk Road" and the "maritime Silk Road", BR as a bridge China scientific and reasonable "going out", the "East Sea", "into the west" strategy, to realize the navigation and the surrounding and the world trade, pathway, in order to achieve this goal. First of all, is to improve the infrastructure, so whether coastal or inland areas, are faced with the injection of capital, fixed assets investment and infrastructure investment. In this stage of development and background, explore the relationship between capital formation, industrial upgrading and regional financial agglomeration is necessary. In this paper, respectively. Using the method of normative analysis and empirical analysis are studied. The method of normative analysis is mainly focused on the literature review and theoretical analysis, based on the literature review, the research of capital formation, industrial structure upgrading and promote regional financial The operation mechanism of agglomeration. An empirical study is mainly descriptive statistics and regression method, using empirical data of China's 2000 provinces in 2014, the provinces of the financial agglomeration level as the dependent variable, capital formation, the upgrading of the industrial structure as independent variables, and selected 6 control variables to establish corresponding panel data model, it capital formation in the fixed effect model using stata14.0, research on the upgrading of industrial structure and the relationship between financial agglomeration and expansion. The main conclusions of this study are: one is the regional financial agglomeration is the result of many factors, including capital formation, the upgrading of the industrial structure, economic development, education, government intervention and the progress of science and technology and so on two. Is the capital formation positive incentive effect and the theoretical analysis of financial agglomeration is inconsistent, the industrial structure of different regions of the regional financial agglomeration effect Not the same. For the national average and the eastern region, resulting in significant inhibitory effects on the regional financial agglomeration of capital, this is because in the period of 2000-2014 capital formation, the non industry, non production capacity, the public, the equalization of urban and rural public product trend is obvious, the regional financial agglomeration will bring a positive incentive obviously, only the regional industrialization capital formation will accelerate financial agglomeration. While the central and western regions, the city itself due to the backwardness of infrastructure and lack of infrastructure, through the formation of public products can effectively attract capital, financial institutions and financial resource gathering to the center of the city. The three is the upgrading of the industrial structure of regional financial agglomeration have a significant role in promoting the upgrading of the industrial structure. In either the national or the East, the central region is on the regional financial agglomeration has a significant positive effect Sound, although the western region showed no significant, but the effect is still positive incentives. Four is formed with the combined effect of the upgrading of the industrial structure of regional financial agglomeration has a significant effect of the capital, but the effect of different regions, not the same as the direction, production of financial disintermediation phenomenon exists in the central and western regions. Based on the above research conclusion, this paper puts forward the policy recommendations include: first, to promote the optimization of capital structure of regional financial agglomeration formation; second, to advance the optimization of industrial structure to guide financial agglomeration; third, to promote the effective integration of capital and industry to accelerate regional financial agglomeration; fourth, the development strategy of regional financial agglomeration promoting differentiation.

【学位授予单位】：西南大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：F832;F121.3

【参考文献】