基于风险的特种设备使用单位安全分类监管研究

发布时间：2018-11-02 19:25

【摘要】：随着我国经济的持续、快速增长，人民生活水平的提高，特种设备在社会各行各业中发挥的作用越来越大，，社会对特种设备数量和规模的需求迅速增加，但设备数量增长与监察力量不足之间的矛盾却日益突出，因此，必须转变现有的监管模式，对使用单位实施分类监管。本文在对我国特种设备安全管理现状分析及相关理论研究的基础上，以研究特种设备使用单位典型案例为切入点，从人、机、环、管四个方面系统分析了使用单位的风险影响因素，设计了特种设备使用单位风险评价指标体系，构建了适用于使用单位的风险评价模型，制定了相应的分类标准。从博弈论的角度入手，构建监管机构与使用单位博弈模型，提出了不同风险类别使用单位的监管策略。最后，结合试点案例，对使用单位风险评价及分类分级进行了实际验证，针对风险评价过程中使用单位的风险管理问题提出了相应的完善措施。
[Abstract]:With the sustained and rapid growth of our economy and the improvement of people's living standards, special equipment is playing a more and more important role in various social industries, and the demand for the quantity and scale of special equipment is increasing rapidly. However, the contradiction between the increase of equipment quantity and the shortage of supervision power is becoming more and more serious. Therefore, it is necessary to change the existing supervision mode and implement classified supervision on the users. Based on the analysis of the current situation of the safety management of special equipment in China and the related theoretical research, this paper takes the typical cases of the special equipment use unit as the breakthrough point, from the person, the machine, the ring, Four aspects of management systematically analyzed the risk factors of the use unit, designed the risk evaluation index system of the special equipment use unit, constructed the risk evaluation model suitable for the use unit, and established the corresponding classification standard. From the point of view of game theory, this paper constructs a game model between regulators and users, and puts forward the supervision strategies of different risk categories. Finally, combining with the pilot cases, the paper verifies the risk assessment and classification of the use units, and puts forward the corresponding measures to improve the risk management of the use units in the process of risk evaluation.
【学位授予单位】：中国矿业大学（北京）
【学位级别】：博士
【学位授予年份】：2013
【分类号】：X92

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