基于数据包络法的安全绩效指标有效性测评研究
发布时间：2018-11-08 15:09
【摘要】：随着科技的发展和生产活动的日益复杂化，为了提高安全管理水平，结合相关先进技术和理论进行安全管理工作显得越来越重要了。安全绩效测量作为安全管理工作效果的体现，是安全管理工作重要内容。国内外对安全绩效的研究已经逐步走向成熟了，，提出了很多绩效指标体系。安全绩效指标作为安全绩效的载体，也是安全绩效研究的重要内容。它的科学与否关心着安全绩效的测量的客观性和公正性。但是目前针对安全绩效指标有效性的测评研究还比较少，因此有必要对安全绩效指标有效性的测评方法进行深入的探索和研究。 本文通过对相关多维度指标体系的测评方法进行分析和研究，发现数据包络法在进行多指标系统评价中可以最大限度避免人们主观因素的影响，具有较强的客观性和公正性。所以本文试图采用数据包络法对安全绩效指标的有效性进行测评。本文首先对前人提出的安全绩效指标体系进行归纳和总结，结合自己对安全管理的理解，提出了一般的安全绩效指标体系。然后本文对这些绩效指标采用相关指标量化方法进行了量化，使得的量化的数据能够客观地反应该指标的工作内容，并尽量使量化具有可操作性。结合数据包络法的相关要求，本文根据输入指标和输出指标的定义，以及安全管理工作的目的及意义，将所获取的安全绩效量化指标划分为输入指标和输出指标两类。然后本文试图采用数据包络法，从安全工作效率的角度对安全绩效进行初步测量。本文以数据包络分析结果为基础，采取“指标剔除法”，对这些安全绩效指标的有效性进行分析。 最后，本文为了验证所述研究方法的可行性而进行了实证分析和研究。本文以2006年-2011年特种设备安全管理工作为研究对象，以描述其管理绩效的典型指标为基础，对这些年份的安全绩效采用了数据包络法进行了初步测评，并对安全管理绩效不佳的年份的安全管理工作提出了一些改进的参考意见。初评工作结束后，本文采用指标剔除法对这些反应特种设备安全管理工作状况的典型指标的有效性进行了测评，并对这些绩效指标的权重关系进行了分析。通过分析发现，目前所采用这些绩效指标均是客观有效。 本文通过理论研究和实例分析验证了数据包络法测评安全绩效指标有效性的客观性和可行性，取得了一定的研究成果。
[Abstract]:With the development of science and technology and the increasing complication of production activities, in order to improve the level of safety management, it is more and more important to combine the relevant advanced technology and theory to carry out safety management. As the embodiment of safety management effect, safety performance measurement is an important part of safety management. The research on safety performance at home and abroad has gradually matured and put forward a lot of performance index system. As the carrier of safety performance, safety performance index is also an important content of safety performance research. Whether it is scientific or not concerns the objectivity and impartiality of the measurement of safety performance. However, there are few researches on the effectiveness of safety performance indicators, so it is necessary to explore and study the methods of evaluating the effectiveness of safety performance indicators. Through the analysis and research on the evaluation method of the related multi-dimensional index system, it is found that the data envelopment method can avoid the influence of subjective factors to the maximum extent in the evaluation of multi-index system, and has strong objectivity and impartiality. Therefore, this paper attempts to use the data envelope method to evaluate the effectiveness of security performance indicators. Firstly, this paper summarizes and summarizes the safety performance index system put forward by predecessors, and puts forward a general safety performance index system combined with its own understanding of safety management. Then this paper quantifies these performance indicators by using the quantitative method of relevant indicators, which makes the quantitative data can objectively reflect the work content of the index, and make the quantization operational as far as possible. According to the definition of input index and output index, as well as the purpose and significance of safety management, the quantitative index of safety performance is divided into two categories: input index and output index. Then this paper attempts to use the data envelope method to measure the safety performance from the perspective of safety efficiency. Based on the results of data envelopment analysis, this paper analyzes the effectiveness of these safety performance indicators by using "index elimination method". Finally, in order to verify the feasibility of the research method, this paper carried out empirical analysis and research. Taking the work of safety management of special equipment from 2006 to 2011 as the research object, and based on the typical indicators to describe its management performance, this paper uses the data envelopment method to evaluate the safety performance of these years. Some suggestions for improving safety management in years with poor safety management performance are put forward. After the initial evaluation, the effectiveness of these typical indicators of safety management of special equipment is evaluated by the method of index elimination, and the weight relationship of these performance indicators is analyzed. Through analysis, it is found that these performance indicators are objective and effective. This paper verifies the objectivity and feasibility of the data envelopment method in evaluating the effectiveness of safety performance indicators through theoretical research and case analysis, and some research results have been obtained.
【学位授予单位】：中国地质大学（北京）
【学位级别】：硕士
【学位授予年份】：2013
【分类号】：X92
本文编号：2318849
[Abstract]:With the development of science and technology and the increasing complication of production activities, in order to improve the level of safety management, it is more and more important to combine the relevant advanced technology and theory to carry out safety management. As the embodiment of safety management effect, safety performance measurement is an important part of safety management. The research on safety performance at home and abroad has gradually matured and put forward a lot of performance index system. As the carrier of safety performance, safety performance index is also an important content of safety performance research. Whether it is scientific or not concerns the objectivity and impartiality of the measurement of safety performance. However, there are few researches on the effectiveness of safety performance indicators, so it is necessary to explore and study the methods of evaluating the effectiveness of safety performance indicators. Through the analysis and research on the evaluation method of the related multi-dimensional index system, it is found that the data envelopment method can avoid the influence of subjective factors to the maximum extent in the evaluation of multi-index system, and has strong objectivity and impartiality. Therefore, this paper attempts to use the data envelope method to evaluate the effectiveness of security performance indicators. Firstly, this paper summarizes and summarizes the safety performance index system put forward by predecessors, and puts forward a general safety performance index system combined with its own understanding of safety management. Then this paper quantifies these performance indicators by using the quantitative method of relevant indicators, which makes the quantitative data can objectively reflect the work content of the index, and make the quantization operational as far as possible. According to the definition of input index and output index, as well as the purpose and significance of safety management, the quantitative index of safety performance is divided into two categories: input index and output index. Then this paper attempts to use the data envelope method to measure the safety performance from the perspective of safety efficiency. Based on the results of data envelopment analysis, this paper analyzes the effectiveness of these safety performance indicators by using "index elimination method". Finally, in order to verify the feasibility of the research method, this paper carried out empirical analysis and research. Taking the work of safety management of special equipment from 2006 to 2011 as the research object, and based on the typical indicators to describe its management performance, this paper uses the data envelopment method to evaluate the safety performance of these years. Some suggestions for improving safety management in years with poor safety management performance are put forward. After the initial evaluation, the effectiveness of these typical indicators of safety management of special equipment is evaluated by the method of index elimination, and the weight relationship of these performance indicators is analyzed. Through analysis, it is found that these performance indicators are objective and effective. This paper verifies the objectivity and feasibility of the data envelopment method in evaluating the effectiveness of safety performance indicators through theoretical research and case analysis, and some research results have been obtained.
【学位授予单位】：中国地质大学（北京）
【学位级别】：硕士
【学位授予年份】：2013
【分类号】：X92
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