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从上海合作组织的地区安全合作谈安全困境的缓解

发布时间:2018-08-12 21:02
【摘要】: 安全困境是国际政治和国际关系研究中的一个重要概念,从修昔底德的“冲突的逻辑”到马基雅维利“一切人反对一切人的战争”,再到赫兹明确提出安全困境的概念以及不同国际政治流派对于安全困境的解读,千百年来安全困境与国际政治相伴相随,由此产生的政策行为一直存在于国际政治之中。两级格局瓦解,经济全球化深入发展,国际政治格局和地区安全形势发生了重大而深刻的变化,关于如何缓解甚至是超越安全困境的讨论也日益活跃,政策行为的选择者也开始在实践层面上寻求安全困境的缓解甚至是超越。作为连接国家和国际体系的地区体系彰显出了其独特的价值存在,在这种背景之下,众多的国际政治和国际安全研究者认为,在地区的框架下实现对安全困境的缓解更具现实可能性。本文的研究目的在于通过探讨安全困境产生的根源并结合地区安全合作的实践,以上海合作组织的地区安全合作为例分析缓解安全困境所需要的基本现实条件以及依然普遍存在的相关制约性因素,从而找到缓解安全困境的现实路径选择。 本文对安全困境缓解的研究是在上海合作组织地区安全合作的框架下进行的。冷战结束后,上海合作组织各成员国更加深刻的认识到了两极对抗模式对国家安全所产生的灾难性后果,伴随着地区主义的发展和新的地区安全机制的兴起,地区性的安全合作十分引人注目。上海合作组织各成员国以新安全观为指导下的地区性的安全合作贯穿了缓解安全困境的逻辑思路,但由于成员国参差不齐的发展水平以及文化和观念的冲突使得缓解安全困境的现实实践存在着诸多的障碍,换句话讲就是共同的目标和现实的条件存在着一定的差距。缓解安全困境的过程实质上是不断弥消目标和现实差距的过程,这样更能清晰的展现出上海合作组织成员国缓解安全困境的现实路径。 具体而言,本文主要是由以下五部分构成的。 第一部分,阐述了安全的概念,对安全困境的历史进行了考察,在此基础上对安全困境产生的根源做了相关的分析。总体而言,导致安全困境产生的根源主要存在于以下几个方面:国际社会的无政府状态是安全困境产生的体系根源;人性恶是安全困境产生的哲学渊源;互不信任和沟通失败是安全困境产生的现实根源。 第二部分,通过分析三种主流国际政治理论的基本假设,探讨了三种国际政治理论对待安全困境的态度及其关于安全困境前途的看法。在此基础上,从关于无政府状态的是否恒定;对安全预期的差异以及主体行为选择的差异三个方面就三种主流国际政治理论关于安全困境理解的差异进行了比较分析,从而为探讨安全困境的缓解甚至是超越提供了理论基础。 第三部分,从缓解安全困境的逻辑角度对地区安全合作的动力进行了较为详细的阐述。笔者从所设定的三个基本假设出发,从理论上论述了从安全困境到“安全共同体”的地区安全合作的路径。以此为基础,笔者从经济互动、制度化建设和社会文化互动三个显而易见而又极为重要的方面分析了从安全困境到安全共同体的地区安全合作路径的现实选择。 第四部分,在前一部分分析的基础上,笔者把上海合作组织引入到以缓解安全困境为基点的地区安全合作的框架之中。从理论和实践层面分析了上海合作组织成员国缓解安全困境所具备的现实条件,在此过程中也论述了上海合作组织成员国为缓解地区内国家的安全困境所进行的有益探索,这种探索在一定程度上改善了地区内国家间的安全困境。 第五部分,主要从影响上海合作组织制度化水平的角度对其缓解安全困境实践的制约性因素进行了相关分析,笔者主要从政治、经济、地区社会三个方面分析了影响上海合作组织成员国缓解安全困境实践的现实制约性因素,在分析的基础上提出了提升上海合作组织安全制度化的对策。
[Abstract]:Security dilemma is an important concept in international politics and international relations. From Thucydide's "logic of conflict" to Machiavelli's "war of all against all", to Hertz's clear concept of security dilemma and the interpretation of security dilemma by different international political schools, security dilemma has existed for thousands of years. Accompanied by international politics, the resulting policy behavior has always existed in international politics. With the collapse of the two-level structure and the deepening development of economic globalization, the international political pattern and regional security situation have undergone major and profound changes. Discussions on how to alleviate or even surmount the security dilemma have become increasingly active, and the choice of policy behavior has become increasingly active. The regional system, as a link between the national and international systems, shows its unique value. Against this background, many international political and international security researchers believe that it is more realistic to alleviate the security dilemma within the regional framework. The purpose of this study is to explore the root causes of the security dilemma and combine with the practice of regional security cooperation. Taking the regional security cooperation of the Shanghai Cooperation Organization as an example, this paper analyzes the basic realistic conditions needed to alleviate the security dilemma and the related restrictive factors that still exist universally, so as to find the ways to alleviate the security dilemma. Realistic path choice.
After the end of the cold war, the SCO Member States realized more deeply the disastrous consequences of the bipolar confrontation model on national security, accompanied by the development of regionalism and the rise of a new regional security mechanism. Regional security cooperation under the guidance of the new security concept runs through the logical thinking of alleviating the security dilemma. However, due to the uneven level of development of the Member States and the conflict of culture and ideas, the practical practice of alleviating the security dilemma exists. In other words, there is a certain gap between the common goal and the realistic conditions. The process of alleviating the security dilemma is essentially a process of bridging the gap between the goal and the reality, which can clearly show the realistic path of the SCO Member States to alleviate the security dilemma.
Specifically, this article is mainly composed of the following five parts.
In the first part, the concept of security is expounded, the history of security dilemma is investigated, and the causes of security dilemma are analyzed. Evil nature is the philosophical origin of security dilemma, and mutual distrust and communication failure are the realistic origin of security dilemma.
The second part, by analyzing the basic assumptions of the three mainstream international political theories, discusses the attitude of the three international political theories towards security dilemma and their views on the future of security dilemma. This paper makes a comparative analysis of the differences in the understanding of the security dilemma among the three mainstream international political theories, thus providing a theoretical basis for discussing the alleviation or even transcendence of the security dilemma.
The third part expounds the motive force of regional security cooperation in detail from the logical point of view of alleviating the security dilemma. The author, starting from the three basic assumptions, theoretically expounds the path of regional security cooperation from the security dilemma to the "security community". On this basis, the author discusses the economic interaction and institutionalized construction. This paper analyzes the practical choice of regional security cooperation path from security dilemma to security community from three obvious and extremely important aspects of social and cultural interaction.
The fourth part, on the basis of the previous part of the analysis, the author introduces the Shanghai Cooperation Organization into the framework of regional security cooperation based on alleviating the security dilemma. The beneficial exploration made by the member states to alleviate the security predicament of the countries in the region has improved the security predicament of the countries in the region to a certain extent.
The fifth part, mainly from the angle of influencing the institutionalization level of the SCO, makes a relevant analysis of the restrictive factors in its practice of alleviating the security dilemma. The author mainly analyzes the realistic restrictive factors influencing the practice of alleviating the security dilemma of the SCO member states from three aspects of politics, economy and regional society, and the basis of the analysis. On the basis of this, we put forward countermeasures to enhance the security of Shanghai cooperation organization.
【学位授予单位】:山东大学
【学位级别】:硕士
【学位授予年份】:2010
【分类号】:D814.1;D815.5

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