流域生态逐级补偿市场化机制研究

发布时间：2018-02-28 09:03

本文关键词： 流域逐级补偿测算方法市场化博弈分析　出处：《浙江理工大学》2017年硕士论文　论文类型：学位论文

【摘要】：水资源短缺和流域水污染是我国面临的重要环境问题。我国学者对流域生态补偿的问题已经进行了相关的研究,但研究过程中仍存在着一些问题。如补偿主体不确定、以市场补偿为主导的补偿模式研究较少、补偿标准的测算方法侧重于静态化等等。针对上述问题,建立一个有效的流域生态逐级补偿市场化机制就显得格外重要。本文旨在研究流域生态逐级补偿的总体方案及关键问题。首先分析了流域生态补偿目前存在的问题,指出了流域生态逐级补偿的优势,就流域生态逐级补偿市场化的可行性进行了分析。其次,在经济学相关理论的基础上,构建了流域生态逐级补偿市场化机制的框架,包括参与主体的选择、供求机制的确定、价格机制的形成、交易平台的构建;流域生态补偿的最大问题是下游不愿或给予很少补偿时,上游无法也不能对水流进行控制。所以,基本上是一个买方市场,政府需要测算出流域生态逐级补偿的参考价,所以本文通过对多种传统测算方法进行整合优化,提出了动态化的流域生态逐级补偿的测算方法,并针对不同流域使用方法的不同和因素选取的不同进行了说明。最后,对流域生态逐级补偿市场化机制的运行进行了博弈分析,博弈的结果有上下游交易达成和交易无法达成两种情况,在交易无法达成时,本文通过建立相关辅助制度以及上级政府的介入两种形式更好的解决了交易达不成的问题。基于以上研究,本文得到结论如下:一是构建流域生态逐级补偿市场化机制是可行的;二是确定了动态化的流域生态逐级补偿标准的测算方法,其在流域中应用的差异性主要表现在指标选取的不同以及不同流域使用方法上的不同;三是流域生态逐级补偿市场化机制的博弈分析及相应措施,博弈的结果有上下游交易达成和交易无法达成两种情况,在交易无法达成时,本文通过建立相关辅助制度以及上级政府的介入两种形式更好的解决了交易达不成的问题。
[Abstract]:The shortage of water resources and water pollution in river basins are important environmental problems in China. Chinese scholars have done some research on the ecological compensation of river basins, but there are still some problems in the research process, such as the uncertainty of the main body of compensation. There is little research on the compensation mode which is dominated by market compensation, and the calculation method of compensation standard is focused on static, etc. In view of the above problems, It is very important to establish an effective market-oriented mechanism of watershed ecological compensation. This paper aims to study the overall scheme and key problems of watershed ecological compensation. Firstly, the problems existing in watershed ecological compensation are analyzed. This paper points out the advantages of watershed ecological gradual compensation, and analyzes the feasibility of watershed ecological gradual compensation marketization. Secondly, on the basis of relevant economic theories, the framework of watershed ecological progressive compensation marketization mechanism is constructed. This includes the selection of participants, the determination of supply and demand mechanisms, the formation of price mechanisms, and the construction of trading platforms. The biggest problem of watershed ecological compensation is that the upstream cannot and cannot control the flow of water when the downstream is unwilling or gives little compensation. Basically is a buyer's market, the government needs to calculate the reference price of the watershed ecological grading compensation, so this paper puts forward the dynamic calculation method of watershed ecological grading compensation by integrating and optimizing many traditional calculation methods. Finally, the paper analyzes the operation of the market-oriented mechanism of watershed ecological gradual compensation by game analysis, and explains the different methods of using different watershed and different factors to select different factors, finally, the paper makes a game analysis on the operation of the market-oriented mechanism of watershed ecological gradual compensation. The result of the game is that the upstream and downstream transactions are concluded and the transactions cannot be reached, when the transaction cannot be concluded, Based on the above research, this paper solves the problem that the transaction can not be achieved through the establishment of relevant auxiliary system and the intervention of higher government. The conclusions of this paper are as follows: first, it is feasible to construct market-oriented mechanism of watershed ecological gradual compensation; second, the calculation method of dynamic watershed ecological compensation standard is determined. The difference of its application in the watershed is mainly manifested in the different selection of indicators and the difference in the use methods of different watersheds, the third is the game analysis and corresponding measures of the market-oriented mechanism of watershed ecological gradual compensation. The result of the game has two kinds of cases: the upstream and downstream transaction and the transaction can not be reached. When the transaction can not be completed, this paper solves the problem of the transaction better by establishing the relevant auxiliary system and the intervention of the higher government.
【学位授予单位】：浙江理工大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：X196;F812.45

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