中国环境规制对外资工业企业技术创新的影响

发布时间：2018-12-24 11:57

【摘要】：波特假说提出合适的环境规制政策促进企业的技术创新,企业的创新效应弥补了环境成本,两者能够实现双赢,由于其本身的现实意义,引发了大量的学者对此进行研究。然而到目前为止,国内外学者主要集中在企业层面,从地区与行业角度进行研究,已有的文献中关于环境规制强度与外资工业企业技术创新之间关系的研究尚不够深刻。作为主要的投资形式之一,外商直接投资加快了产业结构调整,为中国经济发展起到了促进作用。然而,在带来经济效益的同时,有些污染密集型跨国企业将污染转移到中国,产生了日益严重的环境问题。为了研究环境规制与外资工业企业技术创新的关系,本文首先运用数据包络分析法,利用Malmquist生产率指数将全要素生产率分解,得出外资工业企业技术创新指标,再利用省际面板数据方法,对2004-2013年中国28个省份的外资工业企业数据进行检验,引入环境库兹涅茨曲线,对其拐点进行预测。研究结果表明:东部地区与中部地区环境规制与外资企业技术创新之间呈"U"型关系,东部地区相对于中部地区来说,能较快的突破拐点,以实现增长。西部地区由于较弱的环境规制,还未达到拐点处,因此,两者关系不明显。从长远的角度看,政府应当制定合理的环境规制政策,激发外资企业的创新,进而为中国实现环境保护和引进外资促进经济增长提供理论支持。
[Abstract]:The Porter hypothesis puts forward appropriate environmental regulation policies to promote technological innovation of enterprises, and the innovation effect of enterprises makes up for the environmental costs. Both of them can achieve a win-win situation. Because of their own practical significance, a large number of scholars have studied this issue. However, up to now, scholars at home and abroad mainly focus on the enterprise level, from the perspective of the region and industry, the existing literature on the relationship between the intensity of environmental regulation and technological innovation of foreign-funded industrial enterprises is not deep enough. As one of the main forms of investment, FDI accelerates the adjustment of industrial structure and promotes China's economic development. However, at the same time, some pollution-intensive multinationals transfer pollution to China, which brings more and more serious environmental problems. In order to study the relationship between environmental regulation and technological innovation of foreign-funded industrial enterprises, this paper first uses the data envelopment analysis method, using Malmquist productivity index to decompose the total factor productivity, and obtains the technological innovation index of foreign-funded industrial enterprises. Using the method of inter-provincial panel data, the data of foreign-funded industrial enterprises in 28 provinces of China from 2004 to 2013 were tested, and the environmental Kuznets curve was introduced to predict the inflection point. The results show that there is a "U" relationship between environmental regulation and technological innovation of foreign-funded enterprises in the eastern and central regions, and the eastern region can break through the inflection point more quickly than the central region in order to achieve growth. Because of the weak environmental regulation, the western region has not reached the inflection point, so the relationship between the two is not obvious. In the long run, the government should formulate reasonable environmental regulation policies, stimulate the innovation of foreign-funded enterprises, and then provide theoretical support for China to realize environmental protection and introduce foreign capital to promote economic growth.
【学位授予单位】：北京交通大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：X22;F273.1;F425

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