档案文献遗产保护与利用的方法论研究

发布时间：2018-11-02 18:48

【摘要】： 本文以档案文献遗产作为研究对象,以档案文献遗产的利用和普遍性价值体现为研究目标,以我国特定遗产名录为资源整合的范围,以普遍意义的遗产运行为保护利用的指向,从其形成的不同历史时期、选用的多元化载体材料、使用的丰富社会领域、以及变化的多样性方式与途径等方面对档案文献遗产进行了广泛的、深入的和系统性的研究和分析,既关注于档案的遗产属性的内涵挖掘,也论证了档案工作的规范化操作规程,同时还结合档案的管理体制和学科的研究动态,提出了档案利用的集成方式、遗产保护的系统性模式,并试图构建起方法论指导下的档案文献遗产利用与保护科学体系与方式,以充实和完善在新价值观指导下的档案保护学科新体系和文化遗产保护的新知识领域。档案文献遗产作为在国际化背景下产生档案新的概念,是信息时代档案学科的新发展,是档案理论由过去对档案利用的简单方式,重管轻用的传统思维模式,转变为多元化的利用途径和资源价值扩大的社会新需求。增强了对档案价值和作用发挥的新认识,促进了学科理论体系的发展和知识范畴的拓宽,并随人类社会的发展和文明进程而产生、丰富和充实。这些新发展表现在载体保管、资源开发利用和社会作用发挥等方面有了新的内涵,在管理模式、利用途径,以及社会各领域广泛的信息交流与价值共享的过程的更新内容,以及对其保护与利用合理性的新课题。本文首先阐述了档案文献遗产的产生与社会需求的价值新取向,从档案文献遗产的种类与形式、保护与利用的新途径与方式,以及资源整合新方略等方面进行了档案文献遗产的价值新取向研究。充分阐述了档案文献遗产资源建设的必要性与社会需求,剖析了缺乏规范性保障和技术支撑的现行遗产资源利用的问题,从档案文献遗产的历史形成阶段对遗产资源及其价值进行认真的分析,结合材料学、地域学、环境学的分析,疏理了档案文献遗产整合模式的构建方案与模式——资源的的协调和统筹兼顾的共享利用模式,实现档案文献遗产资源整合的基本途径和程序。其次,研究了档案文献遗产资源整合与实现方式,从我国遗产管理、保护与利用现状出发,阐述了遗产资源的基本情况和主要利用方式,分析了保管与保护工作中的主要问题,特别是按照载体形式,分门别类地剖析了纸质类和非纸类档案文献遗产的资源状况,提出了遗产资源信息的整合策略和资源的的协调和统筹兼顾的共享利用模式,制订出整合遗产内容和遗产利用区域的低成本,便捷式专题式整合方案。第三,系统地分析档案文献遗产利用方式的新需求,利用的倾向性问题,以及档案现有状况与档案利用需求的矛盾,探讨了档案文献遗产资源开发、利用模式特征与信息运行特点,以困境分析的角度揭示档案利用集成服务研究的必要性和紧迫性,从而按照内涵、体系与目标等要求,提出了档案文献遗产信息集成服务的实现方式。第四,根据档案文献遗产损害的多种表现,分析了载体材料与记录内容变化途径与老化变质方式,结合社会政治因素、保管操作规程、环境条件制约、材料自身运动等,档案材料的保护条件与因素分析,进行了社会作用效能的动因分析。并按照不同档案遗产材料的变化特征,对纸质类、照片类磁带类、其它材料类,以及数字遗产的变化进行了深入的、系统的技术分析与机理理讨论,得出了遗产变化的制约因素和规律性特征。第六章的技术分析最后,从方法论的角度,制订出保护与利用档案文献遗产的基本方案,其内容包括遗产保护与利用的顶层设计思想、宏观指导的遗产管理模式研究、遗产的技术保障与环境控制、遗产保护与利用过程中实践操作的模式、方法论在保护与利用档案文献遗产中的目标与解决方案。并结国际宪章和国家相关法律法规提出了国家管理需求的总体实现模式、国家政策、公众化对策的实现模式。本文从世界遗产的角度,透视我国档案文献具有的遗产内涵与外延,从其来源原则进行结构的总体层次分布,深入研究其社会价值与功能。以其形成的年代进行纵向的文化价值的分析,分门别类地疏理我国档案文献遗产的来源、形式和种类。创新性地对档案文献遗产内容与范围进行合理的界定与论述,按照社会需求进行资源整合,构建基于新价值观的档案文献遗产整体性、系统性资源模式。在全面认识与把握档案文献遗产的现状与流通模式基础上,解析方法论指导的目标、模式,从体系架构的复杂性、技术支撑的条件与因素、以及保护与利用的可持续发展战略,架构具有我国特点的遗产保护与利用体系,改进现有的服务途径与保护方式,使档案文献遗产的保护与利用更加科学、合理、有效。讨论档案文献遗产的标准评选与支持理论,分步骤开展保护与利用的方式论,形成具有示范性作用的模式与机制,抢救受损和濒临毁灭的档案文献遗产,建立与健全应对机制,指导和规范全国的文献遗产管理与保护。创新性研究文献遗产的发展及其出现的新形式——数字遗产的基本形式与利用方式和信息时代和数字技术条件下的数字遗产的保护与利用方式。拓展数字遗产形成、利用与保护的探索,确保数字遗产的的有效利用的安全稳定与长期存取。根据国家层面的管理需求,实现信息化条件下层次化管理与科学的保护与利用,制订全民性投入的对策和国家宏观策略,为科学地保护与利用我国档案文献遗产提供有价值的方法与途径。
[Abstract]:This paper takes the archives literature heritage as the research object, embodies the utilization and universality value of the archives literature heritage as the research object, takes the special heritage list of our country as the resource-whole range, runs the universal value heritage as the protection and utilization point, from the different historical period, The multi-carrier materials used, the rich social fields used, and the diversity methods and ways of change have carried out extensive, deep and systematic research and analysis on the archives literature heritage, and not only are concerned with the connotation mining of the legacy attributes of the archives, The standardization operation procedure of archives work is also proved, and the integrated way of file utilization and the systematic mode of heritage protection are put forward in combination with the management system of archives and the research of subject. In order to enrich and perfect the new knowledge field of the new system of archives protection and the protection of cultural heritage under the guidance of the new values. As a new concept of archival science in the context of internationalization, the archives literature heritage is a new development of archives discipline in the information age. It is a simple way to make use of archives in the past. Dimension mode, transformation into diversified utilization way and resource value enlarged society The new demand has strengthened the new understanding of the value and function of the archives, promoted the development of the academic theoretical system and the broadening of the knowledge category, and produced and enriched with the development of human society and the process of civilization. These new developments have a new connotation in the aspects of carrier safekeeping, resource utilization and social role play, etc., in the management mode, the way of utilization, and the process of sharing information and value sharing in various fields of society. New content, and its protection and utilization rationality This paper first expounds the new orientation of the generation of archives and the value of social demands, the new ways and means of the types and forms, protection and utilization of archives and documents, and the new strategy of resource integration. The paper fully expounds the necessity and social needs of the construction of the archives literature heritage resources, analyzes the problems of the current legacy resource utilization of the lack of normative guarantee and technology support, and points out the historical formation stage of the archives literature heritage to the legacy resources and their value. On the basis of the analysis of material science, regional science and environment science, the paper analyzes the construction scheme and mode _ resource coordination and all-over-all shared utilization mode of the archives literature legacy integration mode, and realizes the resource integration of the archives and documents. Secondly, based on the current situation of heritage management, protection and utilization, this paper expounds the basic situation and main way of utilization of heritage resources, and analyzes the main questions in custody and protection. In particular, according to the form of the carrier, the paper analyzes the resource situation of the paper and non-paper file heritage, puts forward the coordination of the whole strategy and resources of the heritage resource information and the shared utilization mode, and develops the content of the whole estate. and the low cost of the heritage utilization area Third, the paper systematically analyzes the new demand, the tendency question, the existing situation of the archives and the contradiction between the existing situation of the archives and the utilization demand of the archives, and probes into the resource opening of the archives literature heritage. The paper discusses the necessity and urgency of using integrated service research at the angle of dilemma analysis, and puts forward the archives according to the requirements of connotation, system and target. In the fourth part, according to the various manifestations of the damage of the archives literature, the paper analyzes the ways of change of the carrier material and the recording content and the aging deterioration mode, combines the social political factors, the storage operation procedure, the environmental condition, and the material self. Body motion, etc., the protection condition of the archival material and Based on the analysis of the factors of social function, the paper analyzes the changes of paper, photo type, other materials and digital legacies according to the changing characteristics of the materials of different archives, and discusses the technical analysis and mechanism of the system. And I've got a change in heritage. In the end of the technical analysis of Chapter 6, the basic scheme of protecting and utilizing the archives literature heritage is developed from the point of view of methodology, and its contents include the design thought of the top layer of heritage protection and utilization...................................................................................................................... The aim and solution of the model and methodology in the protection and utilization of the archives literature heritage. The international charter and national laws and regulations have been brought forward. The general realization mode of management demand, the national policy and the realization mode of public policy. From the point of view of the world heritage, this paper points out the connotation and extension of the heritage of our country's archives literature. To study the social value and function of the structure from its source principle, to study its social value and function. The analysis of the value of archives, the source, form and kind of the heritage of the archives of our country are neglected, and the content and scope of the heritage of the archives are defined and discussed innovatively, according to the social needs. Based on the comprehensive understanding and grasping of the current situation and circulation pattern of the archives literature heritage, the paper analyzes the objective, mode and system structure of the methodological guidance. Complexity, conditions and factors for technical support, and sustainable development strategies for protection and utilization, structure of heritage conservation and utilization systems with characteristics of our country, improving existing services The way and the way of protection makes the protection and utilization of the archives literature heritage more scientific, reasonable and effective. Discussion on the standard selection and support theory of the archives literature heritage, the mode theory of protecting and utilizing the sub-steps, and forming the model with an exemplary function. Archives and mechanisms for the rescue of damaged and moribund archives Provision of heritage, establishment and improvement of coping mechanisms, guidance and regulation of national literature heritage management and protection. Innovative research on the development of the heritage of the literature and its emergence as a basic form of digital heritage and the method for protecting and utilizing the digital legacy under the condition of the utilization mode and the information age and the digital technology. With the exploration of protection, the security stability and long-term access to the effective utilization of digital heritage are ensured. According to the management needs at the national level, the protection and utilization of hierarchical management and science under the condition of informatization are realized, and the countermeasures and the national macro-scale investment are formulated.
【学位授予单位】：复旦大学
【学位级别】：博士
【学位授予年份】：2008
【分类号】：G273.3;G273.5

【引证文献】