海南离岸金融市场的资本流动与风险控制研究

发布时间：2018-04-20 12:31

本文选题：离岸金融市场 + 资本流动　；参考：《海南大学》2015年硕士论文

【摘要】：离岸金融市场作为一种国际金融制度创新,能够在全球范围内实现资源优化配置,与此同时,可带动离岸金融市场经济发展。2010年,国务院在《关于推进海南国际旅游岛建设发展的若干意见》中首次明确海南省获得离岸金融业务的试点资格。至此,海南迎来金融创新的新机遇。尽管海南离岸金融市场发展仍处于萌芽阶段,各项离岸业务发展尚未成熟,但基于海南自然区位优势、宽松的政府经济管理模式与相关政策支撑等因素驱动,海南离岸金融市场的发展势在必行。在此前提下,研究因海南离岸金融市场的发展引起的大规模资本流动的潜在风险及风险控制措施有着紧迫的客观需求,其对维护海南金融环境健康发展提供了理论基础。本文内容首先从整体上阐述海南离岸金融市场的发展背景及现状,在现状分析的基础之上,总结及归纳海南离岸金融市场的资本流动特点与潜在风险,结合国际离岸金融市场风险控制经验,从控制海南离岸金融市场资本流动潜在风险角度提出建设性意见。通过研究新加坡国际离岸金融市场的风险控制经验,例如建立风险评估框架、信息披露制度与银行分级发放执照等先进举措,本文从法律与制度基础、外部监管体系与金融机构内部监管体系三个角度为海南离岸金融市场的风险防范提出了七点建议,分别为严格规范海南离岸金融市场的业务模式、完善海南离岸金融市场的法律制度、严格规范市场准入准出制度、建立完善的信息披露制度、加强海南离岸金融的资本流动监管、健全风险预警机制与提升金融机构的风险管理能力。
[Abstract]:As an innovation of international financial system, offshore financial market can optimize the allocation of resources on a global scale, at the same time, it can promote the development of offshore financial market economy. In "some opinions on promoting the Construction and Development of Hainan International Tourism Island", the State Council for the first time specified the pilot qualification for Hainan Province to obtain offshore financial services. So far, Hainan ushered in a new opportunity for financial innovation. Although the development of Hainan offshore financial market is still in its infancy and the development of various offshore businesses is not yet mature, due to Hainan's natural location advantages, the loose government economic management model and related policy support are driven by such factors as: The development of Hainan offshore financial market is imperative. On this premise, there is an urgent objective need to study the potential risks and risk control measures of large-scale capital flows caused by the development of Hainan offshore financial market, which provides a theoretical basis for maintaining the healthy development of Hainan's financial environment. Firstly, the paper expounds the development background and present situation of Hainan offshore financial market, summarizes and summarizes the characteristics of capital flow and potential risks of Hainan offshore financial market on the basis of the analysis of the present situation. Based on the risk control experience of international offshore financial market, this paper puts forward some constructive suggestions from the perspective of controlling the potential risk of capital flow in Hainan offshore financial market. By studying the experience of risk control in Singapore's international offshore financial market, such as setting up a risk assessment framework, information disclosure system and bank classification licensing, this paper starts with the legal and institutional basis. The external supervision system and the internal supervision system of financial institutions put forward seven suggestions for the risk prevention of Hainan offshore financial market, which are respectively to strictly standardize the business model of Hainan offshore financial market. We will improve the legal system of Hainan's offshore financial market, strictly regulate the system of market access, establish a sound system of information disclosure, and strengthen the supervision of capital flows in Hainan's offshore financial markets. Improve the risk early warning mechanism and enhance the risk management ability of financial institutions.
【学位授予单位】：海南大学
【学位级别】：硕士
【学位授予年份】：2015
【分类号】：F832.6

【参考文献】