论股份收购中的表决权信托制度

发布时间：2018-09-02 09:08

【摘要】：表决权信托作为信托在股份公司领域的扩展性运用,首先于十九世纪产生于美国,并逐渐被大陆法系的日本、韩国和我国台湾地区等接受。在我国,表决权信托并没有在法律中明文规定,但是根据现行《信托法》、《公司法》和《证券法》的相关规定,表决权信托具备实际运用的条件,并且已有实例。作为一种工具性制度,表决权信托可以运用于中小股东保护、国有资产重组等领域。本文则从股份收购这个新的角度探讨表决权信托,全文共分四章。第一章股份收购及表决权信托概述,主要介绍股份收购及表决权信托的基本内容,以及表决权信托运用于善意收购和恶意收购的简要分析。本章目的在于为之后的分析奠定理论基础和限定研究范围。第二章表决权信托运用于股份收购之合理性推演,先阐明表决权信托具备利益衡平的功能和股份收购中存在的基本矛盾,然后利用矛盾分析和法经济学的方法将表决权信托运用在这些基本矛盾的解决中。本章目的在于表明表决权信托对于解决股份收购中可能出现问题的积极意义。第三章表决权信托运用于股份收购的实践,先简要介绍了表决权信托在美国产生和发展的坎坷过程以及美国联邦法和州法中的相关规定。然后介绍了表决权信托在德国、日本、韩国和我国台湾地区法律和实践中的具体表现,最后重点分析了我国目前的制度和市场状况,并通过两个典型案例说明了表决权信托的实际操作方式。本章目的在于表明表决权信托对于股份收购的可行性。第四章表决权信托运用于我国的法律建构,主要勾勒出表决权信托作为一种法律制度应当具备的基本要素:成立与生效的条件、法律关系中相关当事人的权利和义务以及表决权信托法律关系终止的条件和效果。本章是在第三章可行性分析的基础上进行制度建构,以保障表决权信托运用的效力和保护相关当事人的合法权益。
[Abstract]:As an extension of trust in the field of joint-stock companies, the voting trust was first developed in the United States in the 19th century and gradually accepted by Japan, Korea and Taiwan in the continental law system. In our country, voting trust is not explicitly stipulated in the law, but according to the relevant provisions of the current Trust Law, Company Law and Securities Law, the voting trust has the conditions to be applied in practice and has already been given examples. As a tool system, voting trust can be applied to the protection of minority shareholders and the reorganization of state-owned assets. This paper discusses voting trust from the new perspective of share acquisition, the full text is divided into four chapters. The first chapter is an overview of share acquisition and voting trust, which mainly introduces the basic contents of share acquisition and voting trust, and the brief analysis of the application of voting trust in bona fide and hostile takeover. The purpose of this chapter is to lay a theoretical foundation and limit the scope of research for the subsequent analysis. Chapter II applies the voting trust to the rational deduction of share acquisition, and first clarifies that the voting trust has the function of equalizing interests and the basic contradictions existing in the acquisition of shares. Then the voting trust is applied to the solution of these basic contradictions by means of contradiction analysis and law and economics. The purpose of this chapter is to show the positive significance of voting trust in solving the possible problems in share acquisition. The third chapter is about the application of voting trust in stock acquisition. Firstly, it briefly introduces the bumpy process of the emergence and development of voting trust in the United States and the relevant provisions of the federal and state laws of the United States. Then it introduces the specific performance of voting trust in the laws and practices of Germany, Japan, South Korea and Taiwan, and finally analyzes the current system and market situation of our country. And through two typical cases to illustrate the voting trust of the actual operation. The purpose of this chapter is to demonstrate the feasibility of voting trust for share acquisition. Chapter IV applies voting trust to the legal construction of our country, mainly outlines the basic elements of voting trust as a kind of legal system: the conditions for its establishment and effectiveness. The rights and obligations of the relevant parties and the conditions and effects of the termination of the legal relationship of voting trust in legal relations. This chapter is based on the feasibility analysis of the third chapter to build a system to protect the effectiveness of the use of voting trust and protect the legitimate rights and interests of relevant parties.
【学位授予单位】：华侨大学
【学位级别】：硕士
【学位授予年份】：2011
【分类号】：D922.282

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