违背公司忠实义务相关犯罪研究
发布时间：2019-01-21 18:20
【摘要】：公司忠实义务是公司法理论中的一个概念,针对公司董事、监事、高级管理人员所设定的义务。这些主体因其职权,对公司有重大影响力,需要对其权力进行约束。随着商业竞争的加剧,以及职业分工的细化,导致公司股东难以直接参与公司的日常经营和管理,因此公司的日常经营必然依靠公司董事等高级管理人员。公司董事等高管的权力过大,有可能会损害公司和股东的权益。近些年来,上市公司董事、监事、高级管理人员利用职权侵害公司利益的案例也印证了这一点。为此2005年修订的《中华人民共和国公司法》对公司董事等高管的忠实义务作出了详细的规定,2006年《刑法修正案(六)》中的背信损害上市公司利益罪涉及到规制公司高管违背公司忠实义务的行为。 这两部法律都对忠实义务作出了规定,然而如何理解和适用相关规定,成为公司法和刑法学者共同的问题。因此需从公司忠实义务概念出发,分析《公司法》与《刑法》之间的联系,归纳出违背公司忠实义务所涉及的罪名,以及现行刑法对规制该类犯罪的瑕疵,并提出相关建议,以期更好地打击违背公司忠实义务犯罪。
[Abstract]:The obligation of company loyalty is a concept in the theory of company law, which is set for directors, supervisors and senior managers. These subjects have great influence on the company because of their authority and need to restrain their power. With the aggravation of the business competition and the refinement of the division of labor, it is difficult for the shareholders of the company to directly participate in the daily operation and management of the company, so the daily operation of the company must depend on the company directors and other senior management personnel. Company directors and other executives have too much power, may damage the rights and interests of the company and shareholders. In recent years, directors, supervisors and senior managers of listed companies have used their power to infringe upon the interests of the company. For this reason, the Company Law of the people's Republic of China, revised in 2005, sets out in detail the duty of loyalty to executives such as directors of companies. The crime of breaking trust and harming the interests of listed companies in the Criminal Law Amendment (6) in 2006 involves the regulation of the behavior of company executives who violate the obligation of company loyalty. These two laws both stipulate the duty of loyalty, however, how to understand and apply the relevant provisions has become the common problem of the company law and the criminal law. Therefore, it is necessary to analyze the relationship between the Company Law and the Criminal Law from the concept of company loyalty obligation, to conclude the charges involved in violating the company loyalty obligation, and the defects of the current criminal law to regulate such crimes, and to put forward some relevant suggestions. With a view to a better fight against the company's obligations of loyalty crime.
【学位授予单位】：南昌大学
【学位级别】：硕士
【学位授予年份】：2010
【分类号】：D924.3
本文编号：2412906
[Abstract]:The obligation of company loyalty is a concept in the theory of company law, which is set for directors, supervisors and senior managers. These subjects have great influence on the company because of their authority and need to restrain their power. With the aggravation of the business competition and the refinement of the division of labor, it is difficult for the shareholders of the company to directly participate in the daily operation and management of the company, so the daily operation of the company must depend on the company directors and other senior management personnel. Company directors and other executives have too much power, may damage the rights and interests of the company and shareholders. In recent years, directors, supervisors and senior managers of listed companies have used their power to infringe upon the interests of the company. For this reason, the Company Law of the people's Republic of China, revised in 2005, sets out in detail the duty of loyalty to executives such as directors of companies. The crime of breaking trust and harming the interests of listed companies in the Criminal Law Amendment (6) in 2006 involves the regulation of the behavior of company executives who violate the obligation of company loyalty. These two laws both stipulate the duty of loyalty, however, how to understand and apply the relevant provisions has become the common problem of the company law and the criminal law. Therefore, it is necessary to analyze the relationship between the Company Law and the Criminal Law from the concept of company loyalty obligation, to conclude the charges involved in violating the company loyalty obligation, and the defects of the current criminal law to regulate such crimes, and to put forward some relevant suggestions. With a view to a better fight against the company's obligations of loyalty crime.
【学位授予单位】：南昌大学
【学位级别】：硕士
【学位授予年份】：2010
【分类号】：D924.3
【参考文献】
相关期刊论文 前5条
1 刘宪权;;《刑法修正案(六)草案》评析[J];法学;2006年02期
2 黄太云;;《刑法修正案(六)》的理解与适用(上)[J];人民检察;2006年14期
3 张天虹;论《刑法》对公有、非公有经济的平等保护[J];山西大学学报(哲学社会科学版);2004年03期
4 张明楷;关于增设背信罪的探讨[J];中国法学;1997年01期
5 安文录;;刑法第169条立法问题研究——以《公司法》、《刑法》最新修订为视角[J];政治与法律;2007年01期
相关重要报纸文章 前1条
1 顾肖荣;[N];中国证券报;2006年
相关博士学位论文 前1条
1 李燕兵;上市公司高管职务犯罪问题研究[D];对外经济贸易大学;2005年
相关硕士学位论文 前1条
1 罗磊;违反对公司忠实义务相关犯罪研究[D];西南政法大学;2008年
，本文编号：2412906
本文链接：https://www.wllwen.com/falvlunwen/gongsifalunwen/2412906.html
