论我国公司股东知情权的法律保护

发布时间：2019-01-21 18:45

【摘要】：从公法上的政府行政信息公开到私法上的公司股东享有公司知情权,都是在强调信息公开,信息透明,保障当事人的利益。如何能到达这个目的,各个领域都在为之不断努力。公司股东知情权实质为保护中小股东的权益,在研究如何保护中小股东时,股东知情权的保护是一项重要的保障措施,因为他是中小股东的一项重要的基础性权利。只有股东能充分了解公司的信息,才有可能做出正确的投资策略,从而扩大公司的经营,股东的分红也能逐渐增加,从而达到一个双赢的效果。但在现实中,由于公司所有权与经营权分离,管理层或一些大股东为了到达自己的非法目的,披露虚假信息,利用各种理由阻拦股东查阅公司信息,使很多股东对于自己投资的公司各种情况一头雾水。新《公司法》的出台,股东知情权的保护得到进一步的扩大,但规定还不甚详全,如对股东知情权的查阅范围还过于狭窄,享有主体规定不明确以及救济途径方面不完善等。针对以上各个问题,本文首先确定股东知情权的法律属性及特征,然后介绍英美法系和大陆法系关于股东知情权先进立法经验,从中可以看出我国的缺陷及改进的地方,最后一部分主要介绍了通过非诉讼途径和诉讼途径如何保护我国公司股东知情权。公司股东最终享有知情权,其目的也就是能使自己和大股东享有平等的权利,但同时也要防止一些怀有不良动机的股东滥于行使股东知情权,影响公司的经营发展。在二者之间出于矛盾时,如何平衡他们之间的利益关系,也是本文关注的问题。
[Abstract]:From the publicity of government administrative information in public law to the right of company shareholders in private law to enjoy the right to know, they all emphasize the disclosure of information, the transparency of information, and the protection of the interests of the parties concerned. Every field is working on how to achieve this goal. Shareholders' right to know is essentially to protect the rights and interests of minority shareholders. When studying how to protect minority shareholders, the protection of shareholders' right to know is an important safeguard measure, because it is an important basic right of minority shareholders. Only if the shareholders can fully understand the information of the company, it is possible to make the correct investment strategy, so as to expand the management of the company, and the dividends of the shareholders can be gradually increased, thus achieving a win-win effect. However, in reality, due to the separation of ownership and management, management or some major shareholders disclose false information in order to achieve their own illegal purpose, and use various reasons to prevent shareholders from consulting company information. Many shareholders are confused about the circumstances of the company they invest in. With the introduction of the new Company Law, the protection of shareholders' right to know has been further expanded, but the provisions are not very detailed, for example, the scope of the inspection of shareholders' right to know is too narrow, the provisions of the subject of enjoyment are not clear and the remedies are not perfect and so on. In view of the above problems, this paper first determines the legal attributes and characteristics of shareholders' right to know, then introduces the advanced legislative experience of Anglo-American law system and civil law system on shareholders' right to know, from which we can see the defects and improvements of our country. The last part mainly introduces how to protect the shareholders' right to know through non-litigation and litigation. The purpose of the shareholders' right to know is to make themselves and the majority shareholders enjoy equal rights, but at the same time, it is necessary to prevent some shareholders with bad motives from overexercising the shareholders' right to know, which will affect the company's management and development. How to balance the interest relationship between them is also the concern of this paper.
【学位授予单位】：昆明理工大学
【学位级别】：硕士
【学位授予年份】：2010
【分类号】：D922.291.91

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