信用证欺诈例外原则的适用与完善

发布时间：2018-03-03 03:21

本文选题：信用证欺诈行为　切入点：欺诈例外标准　出处：《大连海事大学》2011年硕士论文　论文类型：学位论文

【摘要】：信用证是国际贸易结算的主要工具,在国际商业的交往中作用突出。但其在交易中所必须遵循的独立性原则和严格相符原则却为信用证欺诈的发生提供了可乘之机。近年来,信用证欺诈的表现形式日趋多样化,严重干扰了国际贸易的正常交易秩序。正是在这种背景下,各国都先后运用法律手段积极制止欺诈。其中,信用证欺诈例外原则的产生及应用,在一定程度上遏制了信用证欺诈的不断蔓延。由于该原则的实质是基于公平正义原则,由国家司法力量介入国际贸易交易关系中,力求在信用证法律关系当事人之间实现一种利益上的平衡。因此,信用证欺诈例外原则有着严格的适用条件。各国的司法救济措施表现不同,如英美国家的禁令等。我国在信用证欺诈方面的立法并不十分完善。在立法及司法实践中,存在着较多的空白。鉴于此,本文从分析信用证欺诈的概念入手,采用提出问题、分析问题、解决问题的思路展开。正文共分为四章,第一章主要论述了信用证欺诈的概念,包括广义与狭义,信用证欺诈的表现形式及主要形成原因。分析了如何判定信用证欺诈,阐释了信用证欺诈产生的根源在于其独立抽象性原则。第二章论述了信用证欺诈例外原则的含义和产生发展,以及欺诈例外原则产生的理论基础。第三章论述了信用证欺诈例外原则的适用条件,包括适用主体、时间、程序以及适用的实质条件,并详细分析了国内外对于适用信用证例外原则的具体司法措施,提出了我国在信用证欺诈救济领域可以参考禁令制度的设想。第四章分析了我国信用证欺诈例外原则适用过程中存在的问题并提出完善建议,包括具体分析信用证欺诈例外原则适用立法和司法的现状,提出可行性的完善建议。当前,我国信用证立法和司法实践中仍然面临着诸多问题,比如立法不完善,欺诈认定标准模糊不清,忽视信用证项下汇票的特殊地位等。本文拟通过对这些问题的具体分析寻求解决我国信用证欺诈问题的策略,完善我国的司法救济制度,遏制信用证欺诈的发生。
[Abstract]:Letter of credit is the main tool of international trade settlement, and plays an important role in the international business communication. However, the principle of independence and strict conformity which must be followed in the transaction provides an opportunity for the occurrence of credit fraud. The manifestation of letter of credit fraud is becoming more and more diversified, which seriously interferes with the normal transaction order of international trade. It is against this background that all countries have successively used legal means to actively suppress fraud. Among them, The emergence and application of the exceptional principle of fraud in letters of credit, to a certain extent, have restrained the spread of fraud in letters of credit. Because the essence of the principle is based on the principle of fairness and justice, the judicial power of the country is involved in the international trade relations. Therefore, the principle of fraud exception of letter of credit has strict applicable conditions. The judicial relief measures of each country are different, such as the prohibition of Anglo-American countries, etc. China's legislation on letter of credit fraud is not very perfect. In legislation and judicial practice, there are many gaps. In view of this, this paper begins with the analysis of the concept of letter of credit fraud, using the introduction of questions, analysis of problems, The main body is divided into four chapters. The first chapter mainly discusses the concept of letter of credit fraud, including the broad and narrow sense, the form of credit fraud and the main reasons for its formation, and analyzes how to judge the letter of credit fraud. This paper explains the origin of the fraud of letter of credit lies in its principle of independence and abstraction. The second chapter discusses the meaning and development of the exception principle of fraud of letter of credit. The third chapter discusses the application conditions of the fraud exception principle, including the subject, time, procedure and the essential conditions of application. And detailed analysis of domestic and foreign for the application of the principle of letter of credit exception specific judicial measures, This paper puts forward the assumption that our country can refer to the prohibition system in the field of fraud relief of letters of credit. Chapter 4th analyzes the problems existing in the application of the fraud exception principle of letters of credit in China and puts forward some suggestions for perfection. Including the specific analysis of the current situation of the application of legislation and judicature to the principle of fraud exception of letters of credit, and put forward some feasible suggestions. At present, there are still many problems in the legislation and judicial practice of letters of credit in China, such as imperfect legislation. The standard of fraud is vague, and the special status of bill of exchange under letter of credit is ignored. This paper tries to find out the strategy to solve the problem of fraud of letter of credit in our country through the concrete analysis of these problems, so as to perfect the judicial relief system of our country. Curb the occurrence of letter of credit fraud.
【学位授予单位】：大连海事大学
【学位级别】：硕士
【学位授予年份】：2011
【分类号】：D996;D922.28;F740.4

【引证文献】