UCP600下跟单信用证法律问题研究

发布时间：2018-03-03 04:38

本文选题：信用证　切入点：信用证审单　出处：《复旦大学》2012年硕士论文　论文类型：学位论文

【摘要】：信用证作为一种广泛采用的国际结算工具,在国际贸易中起着重要的作用。其随着最新的UCP600的颁布又有了许多新的发展。笔者认为其中最突出的发展是信用证审单制度的变化,信用证审单是信用证交易的中心环节,这些变化对信用证相关当事方的权利、义务及责任重新进行了分配,对整个信用证法律制度产生了重大的影响。本文在对信用证审单的法律内涵进行重新审视的基础之上,对UCP600与UCP500中信用证审单相关条文进行比较分析,同时结合新的已在UCP600中作为信用证审单必须参照的国际标准银行实务(ISBP681)的规定,对新的信用证审单标准进行分析研究。文章系统地阐述了合格的审单主体所应采用的审单原则,通过对比各种审单原则,研究了审单领域的难点一一单单一致、单证一致问题。并且以单据不符点为切入对严格相符原则在实务中的理解和运用做了适当的研究,提出指导我国国际贸易中信用证审单及司法实践审单标准认定的意见；同时,运用法律解释和比较的研究方法,结合最新的ISBP、国内法、相关判例,对适用UCP600信用证单据审核实践领域的相关法律问题进行阐述,从中探讨其对信用证制度发展的最终影响,在此基础上构想我国如何依据UCP600完善我国信用证法律制度。
[Abstract]:As a widely used international settlement tool, L / C plays an important role in international trade. With the promulgation of the latest UCP600, there have been many new developments. The author thinks that the most outstanding development is the change of L / C system. The document of credit is the central link of the letter of credit transaction. These changes have redistributed the rights, obligations and responsibilities of the parties concerned in the letter of credit. On the basis of re-examining the legal connotation of L / C, this paper makes a comparative analysis of the relevant provisions of L / C in UCP600 and UCP500. At the same time, according to the stipulation of the new international standard bank practice, ISBP681, which has been used as a reference in the UCP600, this paper makes an analysis and research on the new standard of documentary examination of letters of credit. The paper systematically expounds the principle of the examination of documents which should be adopted by qualified examiners. By comparing various principles of document review, the paper studies the difficulties in the field of examining documents, namely, the problem of single consistency and consistency of documents, and makes an appropriate study on the understanding and application of the principle of strict conformity in practice, taking the discrepancy of documents as the starting point. At the same time, by using the method of legal interpretation and comparison, combining with the latest ISBPs, domestic law, relevant cases, the author puts forward some suggestions to guide the confirmation of the standard of documentary credit and judicial practice in international trade of our country, at the same time, using the method of legal interpretation and comparison, This paper expounds the relevant legal problems in the practical field of document audit of UCP600 letter of credit, discusses its final influence on the development of credit system, and on this basis conceive how to perfect the legal system of letter of credit in our country according to UCP600.
【学位授予单位】：复旦大学
【学位级别】：硕士
【学位授予年份】：2012
【分类号】：D996.2

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