论境外公司上市融资规制中的审慎原则

发布时间：2018-04-13 23:08

本文选题：审慎监管原则 + 进化论　；参考：《社会科学》2011年04期

【摘要】：在中国融资市场开放的谈判中,中方承诺将按照审慎监管原则允许境外公司在境内上市融资。这一审慎监管原则与金融领域中传统的审慎监管存在本质区别,并受制于建构论和生产主义基调的影响。在建构论生产主义基调下,中国的融资市场开放将采取"进口替代"策略,这与建立国际金融中心的目标背道而驰。从提升本国融资市场竞争力的角度出发,中国应适时调整审慎监管原则的基调,或采取建构论消费主义,或采取进化论生产主义,以期建立一个能够与纽约、伦敦鼎足而立的国际金融中心。
[Abstract]:In talks to open up China's financing markets, China promised to allow foreign companies to raise funds domestically, in accordance with prudent regulatory principles.This principle of prudential supervision is essentially different from the traditional prudential supervision in the financial field and is subject to the influence of constructivism and productivism.Under the tone of constructivism, the opening of China's financing market will adopt the strategy of "import substitution", which runs counter to the goal of establishing an international financial center.From the point of view of enhancing the competitiveness of China's financing market, China should adjust the tone of the principle of prudential supervision in good time, or adopt constructivist consumerism or evolutionary productionism in order to establish a policy that can be compared with New York.London's international financial centre.
【作者单位】：南京大学法学院;
【基金】：教育部人文社会科学研究青年基金项目“外国公司境内上市融资监管法律制度研究——以建立国际金融中心为视角”(项目批准号:09YJC820052) 南京大学2008年文科校级规划项目“主权财富基金:问题、争议及对策”的阶段性成果
【分类号】：D996.2

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