我国企业海外直接投资法律风险问题研究

发布时间：2018-05-26 15:04

本文选题：海外直接投资 + 法律风险　；参考：《郑州大学》2015年硕士论文

【摘要】：随着全球经济的飞速发展,各国企业已经不满足于本国境内的投资环境,眼光转向更具潜力也更具挑战的国际市场。我国企业也借着这样的经济浪潮施展自己的国际化经济策略,海外直接投资成为其主要选择。而国际环境瞬息万变,国家间的利益纷争也层出不穷,所以对于我国企业在此期间有可能遇到的法律风险必须加以防范。文章就是出于目前国际经济大环境下对我国企业法律风险防范的目的而展开的,又对现阶段国内外学者对于此问题的观点和理论加以梳理。文章共分三章,采用实证研究、文献研究的方法从我国企业海外直接投资法律风险的现状入手,对这一过程中有可能遭受的法律风险做了纵向和横向的分析。纵向包括从海外直接投资的开始到结束有可能遇到的主要的法律风险加以介绍,包括了准入、运营和退出。横向包括海外直接投资方式的选择,以及在任何一个环节都有可能出现的腐败问题。之后针对这些法律风险的存在,目光转投现行的国际国内立法,并梳理出其缺陷所在。首先对于现有的海外投资的国际法体系加以梳理,列举与投资相关的双边投资协定和多变投资公约以及WTO框架下相关的主要国际法规范,而后从国内法角度分析介绍其主要内容和缺陷对投资加以保护。最后着眼于我国的经济利益,阐述对于当今立法状况下如何改进相关法律规范以更好地规避我国企业海外直接投资过程中的法律风险。同样是从国际法和国内法两方面阐述,针对性地提出了立法完善的建议,以期对此方面的学术研究有所帮助。文章的创新点两点:首先本文的研究方法主要是比较研究法、实证分析法、文献研究法等多种研究方法共用的写作方法,把海外直接投资法律风险问题投诸国际投资法的框架体系内,更多地从母国角度来分析如果规避风险问题;二是本文更多地采取比较研究法结合国外的法律实践和我国的国情试图总结出一套适合我国法律环境的行之有效的法律风险规避方法。文章的不足首先是鉴于作者的学识有限,对很多问题的认识可能有所偏颇和程度尚浅;再者由于资料有限,很多问题都还需要查阅相关资料才能进一步地查证落实;最后由于国际经济环境瞬息万变,学术研究只能根据现有的理论结合近期的形势进行所以有一定的滞后性,可能会出现闭门造车的情况。
[Abstract]:With the rapid development of the global economy, companies from all over the world are no longer satisfied with the investment environment in their own countries, turning to the more potential and more challenging international markets. Chinese enterprises also take advantage of this economic wave to carry out their own international economic strategy, and foreign direct investment becomes their main choice. However, the international environment is changing rapidly, and the interests disputes between countries are emerging in endlessly. Therefore, the legal risks that Chinese enterprises may encounter during this period must be prevented. The purpose of this paper is to prevent the legal risks of Chinese enterprises under the current international economic environment, and to sort out the views and theories of domestic and foreign scholars on this issue at this stage. The article is divided into three chapters, using the method of empirical research and literature research, starting with the current situation of legal risk of Chinese enterprises' overseas direct investment, the legal risks that may be suffered in this process are analyzed vertically and horizontally. Vertical coverage covers the main legal risks that may be encountered from the beginning to the end of FDI, including access, operations and exit. Horizontal includes options for foreign direct investment and corruption at any point. Then, aiming at the existence of these legal risks, we turn our eyes to the current international and domestic legislation, and sort out their defects. First of all, the existing international law system of overseas investment is combed, and the investment related bilateral investment agreements and changeable investment conventions, as well as the relevant major international law norms under the framework of WTO, are listed. Then from the point of view of domestic law, it introduces its main content and defects to protect the investment. Finally, focusing on the economic interests of our country, this paper expounds how to improve the relevant legal norms in order to better avoid the legal risks in the process of overseas direct investment of Chinese enterprises. At the same time, from the two aspects of international law and domestic law, the author puts forward some suggestions to perfect the legislation in order to help the academic research in this field. There are two innovations in this paper: firstly, the research methods of this paper are mainly comparative research method, empirical analysis method, literature research method and other common writing methods. Put the legal risk of overseas direct investment in the framework of international investment law, more from the point of view of the home country to analyze the problem of risk avoidance; Second, this paper adopts more comparative research methods combined with foreign legal practice and the national conditions of our country to try to sum up a set of effective legal risk avoidance methods suitable for the legal environment of our country. Firstly, due to the limited knowledge of the author, the author's understanding of many problems may be biased and shallow; moreover, due to the limited information, many problems still need to be consulted to further verify the implementation; Finally, due to the rapid changes in the international economic environment, academic research can only be carried out according to the existing theory combined with the recent situation, so there is a certain lag, which may occur behind closed doors.
【学位授予单位】：郑州大学
【学位级别】：硕士
【学位授予年份】：2015
【分类号】：D996

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