低碳产业投资基金的法律问题研究

发布时间：2018-06-12 03:04

本文选题：低碳产业投资基金 + 组织形式　；参考：《吉林大学》2012年硕士论文

【摘要】：自20世纪80年代以来，极端天气的频发、海平面的上升以及自然灾害的增加，给人类的健康和生存环境造成了巨大威胁，全球气候变化问题日益受到关注。面对全球气候变化日益加剧的现实，，世界各国开始转变传统观念，进行能源技术和减排技术创新，尝试建立以低排放、低污染、低能耗为基础的低碳型经济的发展模式。随着低碳经济被推崇为解决当前气候变化问题的最有效方式，碳基金也得到了迅猛的发展，不断衍生出新的金融产品。目前，在发达国家和地区，碳基金早已不再是为了购买碳信用而设立的简单的融资工具，而是更多的致力于在全球范围内进行低碳项目的直接投资。我国是世界上最大的核证减排量市场，碳金融市场十分广阔。发展我国自己的低碳产业投资基金，正是在结合国外发展碳基金的成功经验与我国现实情况的基础上，为实现我国经济发展的低碳化转型而做出的有益尝试。本文首先对碳基金的产生背景以及国内外碳基金的发展现状进行了简单的介绍，并对低碳产业投资基金的内涵进行了界定，同时分析了我国低碳产业投资基金的法律规制现状。在此基础之上，本文以低碳产业投资基金的运营过程为基线，从低碳产业投资基金的组织形式、资金募集、内部治理以及退出机制四个方面对有关法律问题进行了探讨。在组织形式的选择方面，本文对不同组织形式进行法律分析与比较，认为我国低碳产业投资基金宜采用有限合伙的组织形式，并通过对其他国家与地区立法实践的比较分析，提出了进一步明确其法律地位的建议。在资金募集方面，本文从募集人与募集对象两个方面对我国立法现状及存在的法律问题进行了分析，并通过与其他国家和地区私募基金募集人及募集对象立法之间的比较分析，探讨了符合我国低碳产业特点的立法完善方向。鉴于我国低碳产业投资基金宜选择有限合伙型组织形式，在内部治理方面，本文针对我国现有法律框架内的有限合伙型低碳产业投资基金内部治理机制及存在问题进行了分析，在考察了其他国家和地区内部治理机制的成功经验的基础上，探讨了符合低碳产业投资基金的制度安排。最后，在退出机制方面，本文讨论分析了适于低碳产业投资基金的退出方式及我国退出机制中存在的法律障碍，并通过对具有成功经验的代表性国家退出机制的考察分析，提出了我国低碳产业投资基金退出机制的完善建议。
[Abstract]:Since 1980s, the frequent occurrence of extreme weather, the rise of sea level and the increase of natural disasters have posed a great threat to human health and living environment, and the problem of global climate change has been paid more and more attention. In the face of the increasing global climate change, countries around the world began to change the traditional concept, energy technology and emission reduction technology innovation, and try to establish a low-carbon economy based on low emissions, low pollution and low energy consumption. With the low-carbon economy being praised as the most effective way to solve the current climate change problem, carbon funds have also been rapidly developed, and new financial products have been continuously derived. At present, in developed countries and regions, the carbon fund is no longer a simple financing instrument to buy carbon credit, but more committed to the global direct investment in low-carbon projects. China is the world's largest certified emission reduction market, carbon finance market is very broad. The development of China's own low-carbon industry investment fund is based on the successful experience of foreign countries in developing carbon funds and the reality of our country. This paper first introduces the background of carbon fund and the development status of carbon fund at home and abroad. The connotation of low carbon industry investment fund is defined, and the present situation of legal regulation of low carbon industry investment fund is analyzed. On this basis, this paper takes the operating process of low-carbon industry investment fund as the baseline, and discusses the relevant legal issues from four aspects: the organization form of the low carbon industry investment fund, the fund raising, the internal governance and the withdrawal mechanism. In the aspect of the choice of organization form, this paper makes a legal analysis and comparison of different forms of organization, and thinks that our country's low-carbon industry investment fund should adopt the organization form of limited partnership, and through the comparative analysis of legislative practice of other countries and regions, Some suggestions are put forward to further clarify its legal status. In the aspect of raising funds, this paper analyzes the current situation of legislation and the existing legal problems in our country from the aspects of the collector and the object of raising, and through the comparative analysis with other countries and regions between the legislation of private fund raiser and the object of raising. This paper probes into the direction of legislative perfection in line with the characteristics of low carbon industry in China. In view of the choice of limited partnership organization form in China's low-carbon industry investment fund, this paper analyzes the internal governance mechanism and existing problems of the limited partnership low carbon industry investment fund within the existing legal framework of our country. Based on the successful experience of internal governance mechanism in other countries and regions, this paper discusses the institutional arrangement of low carbon industry investment fund. Finally, in the aspect of exit mechanism, this paper discusses and analyzes the exit mode suitable for low-carbon industry investment fund and the legal obstacles in China's exit mechanism, and analyzes the exit mechanism of representative countries with successful experience. Put forward our country low carbon industry investment fund exit mechanism perfect suggestion.
【学位授予单位】：吉林大学
【学位级别】：硕士
【学位授予年份】：2012
【分类号】：D996.4

【参考文献】